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HomeMy WebLinkAboutAGENDA REPORT 1999 0217 CC REG ITEM 10J� qo '-i ITEM 0 • `T• CITY OF MOORPARK, CALTFORN[A City Council Meeting of .2- -t1 -(-i ACTTON: CITY OF MOORPARK AGENDA REPORT BY: ._ TO: Honorable City Council FROM: Deborah S. Traffenstedt, City Clerk -�Dj-r DATE: February 5, 1999 (CC Meeting of 2/17/99) SUBJECT: CONSIDER ADOPTING REVISED CITY COUNCIL POLICIES RESOLUTION AND RESCINDING RESOLUTION NO. 98 -1509 BACKGROUND Section 15 of the City Council's Policies Resolution No. 98 -1509 requires that the Council Policies resolution shall be updated from time to time as needed but not less often than following each General Municipal Election beginning in 1998. Given that a General Municipal Election was held on November 3, 1998, the Council should review the policies to determine the need for updating. Staff recommended revisions are discussed below. DISCUSSION Staff proposed revisions are shown through use of legislative format on the attached draft resolution. One of the recommended revisions is to revise Policy 6.2, Committee Appointments, to allow the appointments to Standing Committees of the City Council to be made at the first regularly scheduled meeting in December of each year (versus January). This change is consistent with the Council's recent direction at the November 18 meeting. A related change is to revise Policy 6.6, Meeting Schedule, to require that a regular meeting schedule for Standing Committees shall be approved by minute action of the City Council at the first regularly scheduled meeting in December of each year (versus January). Changing the language in both Policies 6.2 and 6.6 to the first regularly scheduled meeting in December will keep the dates consistent. A proposed new policy has been added as Policy 15 - Criminal Background Checks and Securing Received Criminal History Information. The intent of the policy is to identify those prospective employees and volunteers who may have a criminal history so that information about criminal history can be used in employment decisions. Consideration of a draft resolution 0001.80 Honorable City Council February 5, 1999 Page 2 authorizing the City to obtain State summary criminal history information of prospective employees and volunteers is a separate item on the Council's February 17 meeting agenda. New Policy 15 on the attached resolution outlines the authority, applicability, responsibilities and procedures for conducting criminal background checks, including which convictions ought to bar employment. An exhibit has also been attached (Exhibit A), which is an employee statement to be signed by employees and contract employees who may have access to Criminal Offender Record Information. STAFF RECONMMATION Adopt Resolution No. 99- Attachment: Draft Resolution DST cAm\staffrpts\cc990217 pol .res 0003.81 RESOLUTION NO. 98 -1509 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF MOORPARK, CALIFORNIA, ADOPTING REVISED . . . . . . . . . . . _ . . . . _ ............... . . . . ........ COUNCIL POLICIES AND RESCINDING RESOLUTION NO. 98- 14541509 WHEREAS, it is advantageous for the City Council to have a compilation of its policies; and WHEREAS, the City Council has directed that its policies be compiled and adopted as a resolution; and WHEREAS, on April 1 September 2, 1998, the City Council adopted Resolution No. 98- 14541509 adopting Council Policies; and WHEREAS, the City Council has determined that a re si-en to eerreet ens revisions are required; NOW THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK, CALIFORNIA, DOES RESOLVE THAT COUNCIL POLICIES ARE HEREBY ADOPTED TO READ AS FOLLOWS: SECTION 1. POLICY 1 - STREET NAMING All street names shall be approved by the City Council subject to the concurrence of the County Fire Department. The following criteria shall be used: North /South streets shall be designated as avenues or roads; East /West streets as streets or drives; and cul- de -sacs as circles, courts or places. SECTION 2. POLICY 2 - REPAYMENT DOCUMENTS FOR VILLA CAMPESINA DEFERRED LOANS The City Manager is authorized to execute all deferred loan repayment documents for Villa Campesina Affordable Housing Development (Tract 4147). SECTION 3. POLICY 3 - MEETING AND CONFERENCE EXPENSE On various occasions it will be necessary for City Officials, elected and appointed, and staff to attend meetings outside the City or County on City business. Such occasions fall basically into three categories: 1. Meetings /Seminars /Training Sessions, which do not require overnight accommodations; 000182 Resolution No. 99- Page 2 2. Conferences /Training Sessions requiring overnight accommodations, or which require an expenditure exceeding $250.00; 3. Travel for regular /special meetings. A. Meetings /Seminars /Training Sessions (one day and return) 1. The costs of registration, meals, parking and mileage are allowable City expenses. Attendance at City expense shall be subject to the advance approval of the City Manager. 2. An individual proposing to attend at City expense shall file a rough -draft copy of the Claim for Reimbursement of Travel Expenses with the City Manager at least 24 hours prior to the date of attendance. 3. The City Manager shall not approve such attendance unless funds have been appropriated and are available for the subject purpose. 4. Wherever possible, registration fees will be paid in advance by the City. The individual attending shall advance all other necessary costs. 5. Upon return to the City, the individual attending shall complete the Claim for Reimbursement of Travel Expense, in final form, and submit it to the City Manager for reimbursement. B. Conferences /Training Sessions (Requiring Lodging) 1. The costs of registration, lodging, meals, parking and mileage are allowable City expenses. Attendance at City expense shall be subject to the advance approval of the City Manager, if funds have been appropriated for the travel. Otherwise, it shall require approval and an appropriation of funds by the City Council. 2. The individual attending shall file a rough -draft copy of the Claim for Reimbursement of Travel Expenses with the City Manager, at least one week prior to the City Council Meeting preceding the date of the Conference /Training Session. 000183 Resolution No. 99- Page 3 3. The City Manager shall determine whether funds have been appropriated and are available for said proposed expenditure and shall either approve /disapprove the travel or refer to the City Council and recommend attendance /non- attendance based on the availability of funds, proposed content of the meeting and other meetings in the same general subject area which may be scheduled later during the budget year. 4. After approval by the City Manager or City Council, staff will, if possible, make advance arrangements to pay registration and lodging fees and to make an advance payment in the amount not to exceed 100% of the balance of the estimated cost. 5. Upon return to the City, the individual attending shall complete the Claim for Reimbursement of Travel Expenses, in final form with supporting receipts or cash tickets, and submit it within 10 days of their return to the City Manager for reimbursement, or refund of any overage. Total receipts for meals and associated tips will be honored up to $50.00 per day based on the following limits of $10.00 for breakfast, $15.00 for lunch and $25.00 for dinner. Meals can be combined. 6. The traveler may receive a per diem allowance for meals plus tips. The per diem allowance shall conform to the currently allowed Internal Revenue Service (IRS) allowance for California cities. It shall be prorated when appropriate. 7. When the individual attending an approved conference is accompanied by his or her spouse or another companion, the allowable cost for lodging shall be only that which would be allowed if the individual were traveling alone. The lodging and all other expenses of the spouse or traveling companion are personal and not reimbursable by the City. C. Staff Travel - Regular /Special Meetings Staff assigned or directed by the City Manager to attend area meetings, or special meetings which are scheduled from time to time during the regular course of business, shall be reimbursed for actual mileage, meals and other appropriate expenses on an actual cost basis. Staff members receiving a travel allowance will be reimbursed 000184 Resolution No. 99- Page 4 for actual mileage for trips on City business outside of the six - county area (Santa Barbara, Ventura, Los Angeles, San Bernardino, Riverside, and Orange). Mileage will be calculated from the City as point of departure to the destination. Mileage expense for the use of a personal vehicle for travel shall be at the rate currently allowed by the Internal Revenue Service provided, however, that the total expense of said travel shall not exceed the combined total of the round -trip air fare to the destination, plus the private vehicle mileage expense to and from the airport and appropriate parking fees. Attendance at a special meeting, for which funds are not appropriated, in Sacramento /Washington, D.C. or other City at which attendance by the City of Moorpark is deemed urgent, and which occurs at a time which precludes advance approval by the Council as a whole, may be authorized by the Mayor and one other member of the City Council, subject to the ratification of the expense and appropriation of funds at the next regular Council Meeting. D. Council and Commissioner Expenses The travel and expense reimbursement of members of the Council, the Planning Commission, and the Parks, and Recreation Commission shall be governed by the same rules contained in this policy with the following exception. The certified Claim for Expense Reimbursement form shall be reviewed and subject to the approval of the City Council Budget and Finance Committee. If a member of the Budget and Finance Committee submits a Claim for Expense Reimbursement, it shall be subject to the approval of the two most senior, by tenure, members of the City Council who are not members of the Budget and Finance Committee. SECTION 4. POLICY 4 - REPORTS FROM APPOINTEES 1. Reports are required from appointees to the following: Area Agency on Aging Area Housing Authority Poeei=19ai=lE Mesquite- Abatefaent D; s+-r .+- Ventura County Transportation Committee Air Pollution Control District Advisory Committee 2. A report shall be required for each scheduled meeting of the agency, authority, district, commission or committee and is 000183) Resolution No. 99- Page 5 due in written form to the City Council five (5) days following the meeting; In lieu of a written report, an oral report may be presented to the Council under the public comment portion of the next regularly scheduled City Council meeting after the meeting of the agency, authority, district, etc. 3. Where the City is represented by more than one person, the appointees shall coordinate and collaborate their efforts so only one report is presented to the Council. 4. If neither the appointee nor alternate is in attendance at a meeting of the agency, authority, district, etc., or if the meeting is canceled, that will be reported to the Council by the appointee(s) as prescribed above. SECTION 5. POLICY 5 - ADVERTISING AND APPOINTMENT POLICY FOR CITIZEN APPOINTMENTS TO BOARDS, COMMISSIONS AND COMMITTEES 1. At the end of each calendar year, a list will be prepared and posted at the Community Center and Library of all citizen appointive positions and their expiring term of office as well as any requirements for the position. The list shall remain posted for the month of January. 2. Not later than one month prior to the expiring term of office of a citizen appointee, the City will post a notice of the expiring term and advertise in a newspaper of local distribution for interested persons in the appointive position. 3. Interested persons will be asked to submit a City Board, Commission, and Committee Application. 4. When an unscheduled vacancy occurs on the Planning Commission or Parks and Recreation Commission, notice will be posted in compliance with the Maddy Act requirements. 5. The City Clerk shall maintain a resource list of citizens who have expressed an interest in serving as appointees on advisory boards, commissions and committees and will have them complete an application. The annual assessment district mailer will include a request for persons interested in serving as a City Council appointee to contact the City Clerk. (0tIn7_RG Resolution No. 99- Page 6 6. A press release on every vacancy shall be prepared and sent to the Moorpark Star and all other papers of local distribution regarding an expiring or unscheduled vacancy. 7. The Moorpark Internet Home Page shall carry the yearly appointment list and a request for communication with the City Clerk in the event a citizen has an interest in being placed on the appointee resource list. 8. A notice regarding every vacancy shall be cablecast on the City's governmental and information channel (Channel 10) along with the request for communication with the City Clerk in the event a citizen has an interest in being placed on the appointee resource list. 9. As per Government Code Section 40605, the Mayor shall make all appointments to boards, commissions and committees. 10. The procedure for appointments shall be as follows: A. The Mayor shall solicit suggested nominees from members of the Council. B. The Mayor shall make a motion putting forth a single name to be approved for appointment. C. A second shall be required. D. The Council shall vote on each appointment individually. SECTION 6. POLICY 6 - CITY COUNCIL STANDING COMMITTEES 1. Standing Committees The Council Standing Committees shall be: Budget and Finance Affordable Housing /Community Development Economic Development Public Works, Facilities and Solid Waste Transportation and Streets Each committee shall consist of two Council members and a designated alternate. One member of the Budget and Finance Committee shall be the Mayor or Mayor Pro Tem. This does not preclude both the Mayor and Mayor Pro Tem from serving on this committee at the same time. The Budget and Finance Committee shall serve as the Mobilehome Hardship Review Panel, along U®XIlls? Resolution No. 99- Page 7 with the mobilehome park owner, in compliance with Section 5.52.140.B of the Moorpark Municipal Code; however, if the Mayor is not a member of the Budget and Finance Committee, then the Mobilehome Hardship Review Panel shall consist of the Mayor and the Mayor Pro Tem along with the mobilehome park owner. 2. Committee Appointments With the approval of the majority of the members of the City Council, the Mayor shall make all appointments to Standing Committees of the City Council, including the designated alternate. The appointments shall be made at the first regularly scheduled meeting in December of each year. 3. Alternates to Committees To avoid potential Brown Act violations of having more than two City Councilmembers consider an item at the committee level, each City Councilmember should determine: a) pursuant to applicable provisions of the Political Reform Act, if a potential conflict of interest exists (consult with the City Attorney if necessary); b) although there is no conflict of interest under the Political Reform Act, there is a desire to avoid an appearance of conflict; or c) if for other reasons a decision is made not to participate. If a Councilmember should so determine /decide not to participate, then that City Councilmember shall contact the designated alternate to serve in his /her place for that item. If the City Councilmember determines /decides not to continue participating after having been involved in Committee discussions of a specific item, he /she should contact the City Attorney to determine if the alternate can serve on the Committee for that item. If an alternate has a conflict or otherwise is not available, the Mayor shall serve or request another City Councilmember to serve. 4. Ad Hoc Committee Items shall be assigned to Standing Committees whenever possible. If not so assigned, at the Mayor's discretion, an Ad Hoc Committee shall be formed. Ad Hoc Committees are not generally subject to the provisions of the Brown Act unless composed of members other than less than a quorum of the legislative body. Resolution No. 99- Page 8 5. Assigned Staff Budget and Finance - Assistant City Manager Affordable Housing /Community Development - Director of Community Development Economic Development - Assistant City Manager Public Works, Facilities and Solid Waste - Public Works Director Transportation and Streets - Public Works Director The City Manager may designate an alternate and /or substitute as determined necessary. 6. Meeting Schedule A regular meeting schedule for Standing Committees shall be approved by minute action of the City Council at the first regularly scheduled meeting in 4a -tau - December of__each year. 7. Agenda and Reports out of Committee. The assigned staff person to a Council Committee will prepare an agenda for the Committee meetings. In addition, the staff person will provide action minutes to the full Council within seventy -two (72) hours of the Council Committee meeting showing the Committee's recommendation. Concurrence with the staff's recordation of Committee recommendation(s) to the full Council will be completed prior to the adjournment of the Committee meeting in order to accurately report to the full Council via the action minutes. Action minutes will not be formally approved by the Committee. 8. Committee Assignments The City Manager shall maintain a list of specific assignments for each Standing Committee. The list shall be distributed to the Mayor, City Council and City Staff each calendar quarter (January, April, July and October). 9. Items Referred to Committee Items may be referred to Committee from City Council approved objectives; by the Council at a Council meeting; by staff; or by an individual Councilmember. 000189 Resolution No. 99- Page 9 10. Items Referred to the Full Council from Committee A consensus of the Committee is required to send an item back to the full Council. A consensus relative to a recommendation on the item need not have been reached. SECTION 7. POLICY 7 - PROCESS FOR PREPARATION OF INITIAL DRAFTS OF ORDINANCES BY CITY DEPARTMENTS (If the draft ordinance is initiated by the Planning Commission or Parks & Recreation Commission, the process may deviate from that outlined here.) 1. Step One - Staff confers with the City Attorney at a scheduled meeting after first determining if the City Manager wants to participate. Staff will bring any sample ordinance to the meeting. City Attorney to determine lead time (Step One to Step Six), except when the City Manager determines that staff priorities or Council direction require adjustment of the lead time, but generally a minimum of two weeks in most instances will be required -- possibly longer depending upon the length, complexity of the ordinance and quality of the sample ordinances. Agenda deadlines should be considered in determining lead time. The meeting with the City Attorney shall be scheduled on the first Wednesday afternoon of the month by contacting the Executive Secretary. 2. Step Two - Staff confers with City Clerk for codification determination and section number confirmation. 3. Step Three - Staff drafts the ordinance for content and format and if necessary reviews with City Manager during the drafting process. 4. Step Four - City Manager reviews draft ordinance. 5. Step Five - Modem draft ordinance to City Attorney. (Contact the City Attorney's office to determine what type of word processing file must be created to modem the file.) 6. Step Six - City Attorney reviews for content and form; makes changes in legislative format and returns draft ordinance, making comments if required. 0001.90 Resolution No. 99- Page 10 Management staff, to the Management Analyst and Associate Planner level, who are authorized by the Department Head, may seek input directly from the City Attorney. 7. Step Seven - Staff reviews changes made by City Attorney, if any, and discusses with City Attorney and City Manager as needed. Meeting with City Attorney to be scheduled on the first Wednesday afternoon of the month. 8. Step Eight differences c still unable to recognize 9. Step Nine - Attorney and Recognize and reconcile differences. If ;annot be reconciled, talk to the City Manager, if to reconcile differences, write the staff report the points of disagreement. If needed, schedule public hearing after City City Manager have approved the draft ordinance. SECTION 8. POLICY 8 - TEMPORARY USE PERMIT FEE WAIVERS 1. Once each calendar year, a City of Moorpark organization having non - profit status may apply for and be granted a temporary use permit fee waiver for one event. 2. The Director of Community Development shall waive a Temporary Use Permit Fee pursuant to this Policy after an eligible organization has submitted: a) a completed temporary use permit application; b) a request for fee waiver; and c) proof of non - profit status. 3. Examples for which Temporary Use Permits are issued are special events such as Christmas tree sales, promotional parking lot sales, church carnivals, Country Days and sidewalk sales. 4. The Temporary Use Permit shall be issued for a single event of less than thirty (30) consecutive days in duration. SECTION 9. POLICY 9 - NON - PROFIT ORGANIZATIONS ANNUAL FACILITY RESERVATION POLICY 1. Once each calendar year, a City of Moorpark organization having a non - profit status, may reserve the Arroyo Vista Recreation Center OR the Moorpark Community Center to hold one (1) event with only direct staff costs being charged to that organization. 2. Those � °cnts whieh -,ua';fyevents, which qualify, shall be of a nature whereby the benefit of the event will serve the 0001.91. Resolution No. 99- Page 11 community and /or involve all those City residents who are interested in this event. Examples for which these procedures may apply include citywide events by Girl or Boy Scouts, service organization events, including fund - raising activities, and special events, such as Country Days, which have a direct benefit to City residents. 3. Regular organizational meetings or activities shall not qualify for this reduced fee. 4. Direct staff costs shall be defined as hourly staff costs, including all personnel benefit costs required for the event. 5. The Director of Community Services shall waive the standard rental fees pursuant to these procedures after an eligible organization has submitted: a) a completed Facility Reservation Form; b) a request for fee waiver; and c) proof of non - profit status. 6. One -time events shall further be defined as an event for one day per calendar year, not to exceed twelve (12) hours. 7. City staff shall maintain a record of each organization's request for the one - time -event fee, and shall notify the organization if they have already used their one - time -event option within a calendar year. SECTION 10. POLICY 10 - GUIDELINES FOR THE USE OF THE CITY'S SOCIAL SERVICES ACCOUNT 1. Each Councilmember and the City Manager is authorized to expend funds as the need may arise and receive reimbursement for said expenditures from the City's Social Services Account up to an amount not to exceed $200 per occurrence when said individual has made this determination. 2. When said expenditure is made, the individual will cause the reimbursement request to be placed on the City Council's next regular meeting agenda for approval by the City Council. SECTION 11. POLICY 11 - REFUNDS FOR BUSINESS REGISTRATION The City will not issue refunds for business registration permits. 0®0192 Resolution No. 99- Page 12 SECTION 12. POLICY 12 - FLAG ETIQUETTE 1. The Flag of the United States of America and the Flag of the State of California will be displayed at each municipal facility, which has an appropriate flagpole. 2. The National and State Flags are to be displayed daily from the start of the business day through the close of the business day during the normal work week. Flags may be flown 24 hours per day if appropriately lighted. 3. Flag etiquette allows the flag to be displayed during inclement weather provided it is made of all weather material (such as the flags the City uses). If it rains after raising of the flag, the flag will remain on the pole. If it is raining prior to raising the flag, the flag will not be raised; however, it may be raised later, weather permitting, and remain until close of the business day. 4. Flags will be flown at half -staff when ordered by the President or the Governor of the State as follows: President, Ex- President or President elect Vice President, the Chief Justice or retired Chief Justice of the United States or the Speaker of the House of Representatives Associate Justice of the Supreme Court; a Secretary of an executive or military department; a former Vice President; or Governor of a State, territory or possession. Member of Congress By order of the President 30 days 10 days Day of death to day of interment Day of death and day following Period to be prescribed 000tg3 Resolution No. 99- Page 13 By order of the Governor; Day of death to day at the death of any local of interment public safety officer killed in the line of duty. 5. Flags will be flown at half -staff from the day of death to the day of interment for any currently seated Member of the City Council, Member of the City Council Elect or any previously seated Member of the City Council. 6. Flags will be flown at half -staff from the day of death to the day of interment for any currently serving City Manager or City Department Head. 7. Flags will be flown at half -staff from the day of death to the day of interment for any City employee killed in the line of duty. 8. When a flag is no longer fit for display, it will be destroyed in a dignified way such as by an American Legion Post at Flag Disposal Ceremonies on Flag Day (June 14) each year. 9. It is the responsibility of the Community Services Department or the service contractor of an offsite municipal building (such as City Engineering /Building & Safety) to display the National and State Flags at municipal facilities in accordance with the pamphlet AOur Flag" published by the Joint Committee on Printing United States Congress by authority of House Concurrent Resolution 361, 100th Congress (includes Title 36, Chapter 10 of the United States Code). 10. The City Manager or his designee is to determine at what location(s) flags are to be flown 24 hours and for ceremonial purposes. SECTION 13. POLICY 13 - CONFLICT OF INTEREST APPRAISAL 1. Conflict of Interest Appraisals shall be allowed as provided below: A. Two conflict of interest appraisals shall be allowed per year per Councilmember. B. One conflict of interest appraisal shall be allowed per year per Planning Commissioner. 000.94 Resolution No. 99- Page 14 C. One conflict of interest appraisal shall be allowed per year per for the City Manager. D. One conflict of interest appraisal shall be allowed per year for the Director of Community Development. 2. The amount of funding for conflict of interest appraisals shall be a budgetary consideration determined during the budget process as the Council looks at actual projects that are likely to be considered during the following fiscal year. SECTION 14. POLICY 14 - SEXUAL HARASSMENT PURPOSE The purpose of this policy is to define City policy with regard to sexual harassment and to establish procedures to deal with sexual harassment in the work place. 1. Policy It is the policy of the City to promote and maintain a work environment which is free from sexual harassment. The City is committed to vigorously enforcing this policy. To this end, guidelines which include disciplinary action including termination, have been established to support this policy. 2. Procedure A. Definition of Sexual Harassment Unwelcome sexual advances (either verbal or physical), requests for sexual favors and other verbal or physical conduct of a sexual nature constitute sexual harassment when: 1. Submission to such conduct implicit term or condition promotion, salary increase, is either an explicit or for or of employment (e.g., transfer, etc.); or 2. An employment decision is based on an individual's acceptance or rejection of that conduct; or 3. The conduct has the purpose or effect of substantially interfering with an individual's work performance, or creating an intimidating, hostile or offensive work environment. 4. Examples of such conduct include but are not limited to: a. Unwanted sexual advances; 000133 Resolution No. 99- Page 15 b. Visual conduct including but not limited to: leering, making sexual gestures or movements, displaying of sexually suggestive objects or pictures, cartoons or posters; C. Verbal conduct including but not limited to: making or using derogatory comments, epithets, slurs, jokes, sexual advances or propositions; d. Verbal abuse of a sexual nature, graphic verbal commentaries about an individual's body, sexually degrading words used to describe an individual, suggestive or obscene letters, notes, voice mail or E -mail messages, or invitations. e. Physical assaults of a sexual nature, such as, rape, sexual battery, molestation, or attempts to commit these assaults. f. Intentional physical conduct that is sexual in nature, such as, touching, pinching, patting, grabbing, brushing against another's body, or poking another's body. B. Management Responsibility Sexual harassment, whether committed by City supervisors or employees, is specially prohibited as being unlawful and against stated City policy. In addition, the City will not tolerate sexual harassment of City employees by non - employees, such as elected or appointed officials, volunteers, vendors or members of the public. C. Policy Implementation 1. It is the responsibility of Administrators, Department Managers, Supervisors and employees to make sure that their facility or facilities are in compliance with this Policy. All employees are accountable for compliance. 2. Employees who have complaints or who witness sexual harassment must report such conduct using the complaint procedure outlined in D. below. 3. It is the responsibility of the City's Personnel Director to provide guidance, investigate charges of impropriety and recommend appropriate action. All complaints must be investigated. The City Manager and City Attorney will 0®01916 Resolution No. 99- Page 16 provide guidance and assistance in proper handling of any allegations. D. Complaint Procedure Any employee who believes that the actions or words of a supervisor, co- worker, or non - employee such as elected or appointed official, volunteer, vendor or member of the public, constitute unlawful harassment, has a responsibility to act, report or complain as soon as possible, in accordance with the policy set forth below. The procedure identifies actions an employee may take and establishes the persons with whom an employee may appropriately report allegations of sexual harassment. 1. Any employee who believes he or she is being harassed should politely but firmly confront the harassing party and demand that the behavior or action cease immediately. If practical, the complaining employee should have a witness present for the discussion and should document the date, the content of the discussion and the harassing party's response and reaction. 2. The employee should report any instance of unlawful harassment to his /her supervisor or manager. 3. If the complaint involves a manager or supervisor, the employee can go directly to the Personnel Director. 4. If the complaint involves the Personnel Director, the complainant shall report the complaint directly to the City Manager. 5. If the complaint involves the City Manager, the complainant shall report the complaint to the Personnel Director. 6. Investigation of the complaint will normally include conferring with the parties involved, apparent witnesses and the City Attorney. All involved employees shall be guaranteed an impartial and fair investigation. 7. If the investigation reveals that the complaint is valid, prompt attention and disciplinary action designed to stop the harassment immediately and to prevent its recurrence will be taken. E. Non - retaliation 0003.97 Resolution No. 99- Page 17 1. The City recognizes that the question of whether a particular action or incident is a purely personal, social relationship without a discriminatory employment effect requires an impartial determination based on all facts in this matter. Any employee bringing a sexual harassment complaint or assisting in the investigation of such a complaint in good faith will not be adversely affected in terms and conditions of employment, nor discriminated against or discharged because of the complaint. 2. A record of a sexual harassment complaint brought in good faith will not be included in the employee's personnel file if the complaint is found to be unwarranted after conducting an investigation. If a complaint is found to be a malicious false accusation, the employee who brought forth the complaint will be subject to disciplinary action. SECTION 15. POLICY 15 - CRIMINAL BACKGROUND CHECKS AND SECURING RECEIVED CRIMINAL .......................................................................................................- ................................................................................... ......._ ... _ ........_..._. HISTORY INFORMATION 1. Policv Statement A. The City of Moorpark ( "City") desires to identify those prospective employees and volunteers who have a criminal history so that information about criminal history can be — — -- - - - - - -- ----- - - - - -- -- ---- - - - - -- -- --- ._..._... .......... -- used in employment decisions. B. The Cif shall not consider a_ person who has been convicted of a felony or misdemeanor involving moral turpitude eligible for employment or to be a volunteer if the felony or misdemeanor is to a crime specified in Section 3 below as being relevant to the employment in question or in the case of _a crime not actually listed it is determined b ....... the City Attorney to be substantially .. ..........._................... ...... -.. similar in nature to those listed that a reasonable person would have had notice that such a crime would bar employment. 2. Authorit California Penal Code Section 11105 allows cities to obtain state summary criminal background information from the .................... .......... .....- _ - -- Department of Justice if the City Council_ has given the Director of personnel authority to obtain such records. The Director of Personnel has such authority pursuant to Resolution No. 99- of the City Council. 0®01.98 Resolution No. 99- Page 18 3. Applicability A. The City shall obtain criminal background information on .............. ..... . . .. . ....... . .................... . City ........ . . ............... . ............ .............................................. ......... - ----------- ------ background . .... ............... .. .......... - I ..... ....... all Prospective full-time and part-time employees and - . . . . . ...... ........... .......... ........ . ... ................... ­-­ ............................. ......... - - -­-­------------------- ................... . ........ ....... .. .... ..................................... . . ............ .......... = .......... ............. - ..................... volunteers, ...- including police reserves. The City shall not hire individuals if records show convictions of the --- following crimes of moral tur2itude within ten (10) — years of the-date of ----- application f or after hiring. (All o-th-e- ........ .... * --- - - --------­ --- . .... - ----- ---------- - - - --- -------- following sections referenced relate to the California State Penal Code.) General: Section 68: Asking for or receiving bribes Section 72: Presentation of fraudulent Section 503: Embezzlement - fraudulent appropriation of property by a person to whom it has been n t- -r i i cz t-,=rl Section 518: Extortion - obtain property by a wrongful use of force or fear - --------- -- --- - or under color of official .. ................. ..... . ....... ­..'.­'.­­ ­.­­ .................. . . .. . ................................. I .. . . . ................... right B. In addition to A, above, for positions relating to interaction with minors, the following areas shall also be grounds to not hire or for discipline up to and ............................ ............... including termination. 1. Violations or attempted violations of Penal Code .......... ...................... . ... . . ...... . ........................... . ­­-­ ----------- ­­ .............. .............. . ...... attempted . ............. . ................. .................... ..................... .... . - ... . . . . . ..................... . . . I . . . ....... . ........... I ­­­­­­ .......... Section 220, 261.5, 262, 273a, 273d, or 273.5, 288, . ........ ............................... . .. 1 ­11 ............ . ....... . ........................... .. ..... .. .. ................ ........... ........... ..................... ­­ ........................................ .. ................... .............. . .... . ..... or anv sex offense listed in Section 290. 2. Any crime described in the California Uniform ....................... .. . ............. . ............................ .. . ...... ........ . .... * * * ... ....... . Controlled Substances Act (Division 10 (commencing 00(;199 claims Section 73, 74: ­ . .. . ............... . ....... Bribes for appointment to office Section 187, 189: - ---------- Murder --Section 209: � for ransom, extortion or or robbery Section 211: .. ... .. ............. ....... ­­ I Robbery - taking personal property in possession of someone by force or fear Section 245: Assault with deadly -weapon - - - - - - ----------- . Section 261: ..... . * .......... .. ..... _Rape Section 451: Arson of structure, forest land or � oT Section ..................... .............................................. 459: .. ..................................... ............. . . .. ....... -21pertv ------- Burglary ............ ................ .................... Section 484: Theft Section 503: Embezzlement - fraudulent appropriation of property by a person to whom it has been n t- -r i i cz t-,=rl Section 518: Extortion - obtain property by a wrongful use of force or fear - --------- -- --- - or under color of official .. ................. ..... . ....... ­..'.­'.­­ ­.­­ .................. . . .. . ................................. I .. . . . ................... right B. In addition to A, above, for positions relating to interaction with minors, the following areas shall also be grounds to not hire or for discipline up to and ............................ ............... including termination. 1. Violations or attempted violations of Penal Code .......... ...................... . ... . . ...... . ........................... . ­­-­ ----------- ­­ .............. .............. . ...... attempted . ............. . ................. .................... ..................... .... . - ... . . . . . ..................... . . . I . . . ....... . ........... I ­­­­­­ .......... Section 220, 261.5, 262, 273a, 273d, or 273.5, 288, . ........ ............................... . .. 1 ­11 ............ . ....... . ........................... .. ..... .. .. ................ ........... ........... ..................... ­­ ........................................ .. ................... .............. . .... . ..... or anv sex offense listed in Section 290. 2. Any crime described in the California Uniform ....................... .. . ............. . ............................ .. . ...... ........ . .... * * * ... ....... . Controlled Substances Act (Division 10 (commencing 00(;199 Resolution No. 99- Page 19 with Section 11000) of the Health and Safety Code), -- --------- ............ .. .... . . ............. .... ... . . . ........ -- - . - -------- - --- - ------- - ----------------------- - --- ---------------------- I ............ --------- provided that, except as otherwise provided in subdivision (c), no record of a '--misdemeanor conviction shall be transmitted to the requester unlessthe subject of the request has a­ total of -.1- .......................... ........... .. .. .... ..... ..................... - - -------- I . .......... ... ... ........... * ............... =- ... .. ..... .. . . . . . ........................... . . . ........ . ......... I .......... -- I ---- ............... . ---. three or more misdemeanor or felony convictions defined in this section within the immediately preceding 10-year period. 3. Any felony or misdemeanor conviction within 10 years of the date of the employer's request under subdivision (a), for a- violation or attempted violation of Chapter 3 of Title the California ........ ........ .. . .. I-- .................................. .. . . .. .... ... . .... ..... ..... I ............ Chapter . ....................... I . . ....... . ........................................................ ........... I ......... ..... I -- --- - . ............ 1.11 .............. -- I Penal Code (commencing with Section 207), Section 211 or 215, wherein it is charged and proved that the defendant personally used a deadly or dangerous weapon, as provided in subdivision (b) of Section .... .. . .. .. .. .. . ................................................... -.-I .................. . .... . . ..... . ....... . .... ------ 12022, in the commission of that offense, Section 217. 1, Chapter 8 of Title 8 of the --- Penal - Code (commencing with Section 236), Chapter 9 (commencing with Section 240), and for a violation ... ...... ... . ......................... .. ..... .. .. .. . - - - ---------------------------- -- ...... . .......... . . ................ .......................................................................... . . . .... . . .. . .... . .............. ............ . ........................ ...... .... -- of any of the offenses specified in subdivision ( c) of Section 667. 5, provided that no record of a misdemeanor conviction shall be transmitted to the requester unless the subject of the request has a .... . ............................. ... --.- ..... . ................ ............. . .... ...... .. . ........ I ....... ........... I... ................. . . -.— . ............ total of three or more misdemeanor or felony convictions defined in this section within the immediately preceding 10 -mar period. 4. Any felony or misdemeanor conviction under Penal Code Section 311, et seq., photographic use of children relative to sexual conduct. C. In addition to those crimes listed in A, above, for positions relating to use of public funds and public records, the following shall also be grounds not to hire or for discipline up to and including termination (all .......... . ....... . ......................................... . ................... . ................... . ....... . ......... ..................................... -- termination ......... ............................. . .. ......... . ................................................ sections and titles referenced below relate to the California State penal Code). Section 115, 115.3: Section 424: Use of a false or forged public record; alteration of certified copy of public record Embezzlement and ................... --- .. . .... . .... . ....... . ........ ......... . .............................. ..... ............... . . -1-1-1 falsification of accounts Title 13, Chapter 4: Any violation of forgery and counterfeitina 0000200 Resolution No. 99- Page 20 D. For positions requiring strict public confidence such as City Manager,_City._Attorney, City Clerk, and Department Heads, in addition to A, B, and C, above, any penal code violation which resulted in conviction shall be grounds not to hire and after hiring grounds for discipline ­ ne u . p --- to ....... .... .......... . ........ ..... ... hire ------------------ I . ... .............. ......... .............. ......... .. ­.­ . .... . ................... ..... .. . ...................... . . ......... .................. ­1 . ............ and including termination. 4. Assiqnment Responsibilit It is the applicant's responsibility to report any conviction or arrest pending final adjudication to the City. The information shall be included on all employment applications. Once a person has been hired this procedure, ............. .................... . ....... . . . . ............ ..... .. ..................... .. ........................... . .. . ... . ......... . .. . .................................. . .... . ..... . ......... . . . ... . .............. . ..... ....... I ................... I ....................... ...... . ............ ............ ........ .......... convictions or arrests pending conviction which occur that are in the list specified for that employee under Section -"- 3 above, the employee or volunteer shall report that conviction or arrest to his or her supervisor who shall forward the ­;­­­ ....... . . .. . .................... ­ ........ . ... . . . ........................ .. . . . . . .... . .................... ....... ........... ... ... ... ... ..................... supervisor I . . ............................. . .. I ................... . .... . ............................................. ­ ............. I.-I ................. -­ . .................. ­­­­ ­­­ -.1.11.1.. information to the Department Head and Director of Personnel. Alternatively, the Director of Personnel may be informed directly. 5. Procedures A. All prospective City employees and volunteers shall be .... ... ... I .. .. .. ..... . . ....................... ... ...... prospective ­...­ . ..... - .......... ­1­1.111­1 ... ............... I ... .. . ................... employees .......... . .... . . ........................... ................................... ­ ............... . ......................................... .. ...................... ...... subject to a criminal records check as a condition of ........................ .. ...... . ......... .... ..... ­­­ . ....... . ....... . ..... I ......... . .. . .............. . . . .................. . . . ... ... ........ . .................... . ... . ....................... . ....................... ....... .. . . . . .... . ........... ........... ...... ....... ..... . . ... employment. 1. The City ....... _shall submit a completed Applicant ------------- . ................ . ........ completed ................ . . --- ---------- Applicant . .................. ­- Fingerprint Card to the Department of Justice ..... . . . ..... . ....................................... . .............. . . . .. ..... .. ..... ... . ... . ... . ................................. . ...... . ......................... . ...................................................... . . .. . . . . . ..................... ..... . ................... . ...... ­1 ......... . ......... ­ �. ­­­- accompanied by any other forms or information required by the Department of Justice in order to obtain the criminal background information. 2. Any information obtained from the Department of Justice shall be used to determine whether the applicant shall be offered a position with the city. ...... I . . . . . ..... .B. For any _employee -.-or .---volunteer who has been hired subsequent to - th. e ..... ._._a doption of ..... t.... I . h...... .. e . .... . . . . . . p .......o... . . . l .......i.......c........y........, ... ... .. . . . w. . .... h. .o .... .........p. . as....s. . .e... d the initial screening, the individual t sign a n ...... ... acknowledgement that conviction of crimes listed in Section 3, above, under their job category or determined to be substantially similar by the City Attorney shall be grounds. -- for disciplinary action u to and including ....... ... . ........................... .. . . .. . . ........................... I ................................ ­­ . ..... ...... ........... ............. . ......... . .... . . . ................ . ...... . ......... . ...... . . ......... ................. I .... . .. . . . . . .......................... ­........-I . . . ........................ .­.­­­­­­ I termination. Further, any such individual has the responsibility to report any such conviction to the Director of Personnel. 000VOK'-.1101L Resolution No. 99- Page 21 C. The City shall enter into a contract with the Department of Justice so that any subsequent conviction or arrest information concerning an employee that was originally hired subject to this policy may be obtained. 1. Any information about existing employees' or volunteers' convictions and /or arrests pending adjudication shall be reported to the employee's or volunteer's department head or the Di .. . . . . - - -- ......... Personnel. 2. Upon receipt of information regarding a conviction ........... and /or arrest p. . e......n........d........i.......n.......q adjudication which is -_-. ......... . ...... ......... specified as not acceptable for the given position in section 3, above, the Department Head and the Director of Personnel shall evaluate the effect and potential effect of the employee's or volunteer's ......... . ..................... record or arrest on their position of employment, fellow employees and the public, and shall take a ro riate action to— maximize _ public safety and minimize potenti._al_ liability while respecting the rights of the employee or volunteer. 6. Confidentialit State summary criminal history information is confidential_ and shall not be disclosed, except to those individuals designated to make employment decisions. A. Pursuant to California Penal Code Section 11077, the Attorney General is responsible for the security of Criminal Offender Record Information (CORI) and has the authority_ _ to establish regulations to assure the security of CORI from unauthorized disclosures. The following are requirements as prescribed by the State of California, Department of Justice, Bureau of Criminal Identification and Information Field O............................ erations and Record Security for ............................ - - -- ._........._........... - -._......._...._......._..._ �...._ ......................_.._ .......__..._...._....---._._._._.-......._......_._._...._...._.....................__........_._............... ......_......._.........._...._ _._._._... ............................... any agency that maintains or receives criminal history information. 1. Record Security: Any inquiries regardinq the release, security or privacy of Criminal Offender Record Information (CORI) are to be resolved by the Director of Personnel. 2. Record Storage: CORI shall be under lock and key and accessible only to the Director of Personnel who shall be committed to protect CORI from unauthorized access, use or disclosure. 000201% Resolution No. 99- Page 22 3. Record Dissemination: CORI shall be used only for the purpose for which it was requested by the Director of Personnel. 4. Record Destruction: CORI and copies of the same shall be destroyed by shredding after employment determination has been made. 5. Record Reproduction: CORI may not be reproduced for dissemination. 6. Training: The Director of Personnel and employees with access to CORI are required: a.._ ..._...._._....._T_o..._.._read and ....__abide ......._b Y......._this .........p o l c �'..... b. To be fingerprinted and have a clearance check com leted, C. To have on file a signed copy of the Emp�ioyee Statement Form, attached _as_Exhibit A to this resolution, for the Use of Criminal Record _...._._ ................................................. _.. ........ _............................_._._.... ...................... - ......................................... .... _...................--......_._._._..........._. ............ ... ...... .......... Information which acknowledges an understanding of laws prohibiting misuse of rnRT_ 7. Penalties: Misuse of CORI is a criminal offense. Violation of this policy regarding CORI may result in suspension, dismissal, and /or criminal or civil prosecution. ...................... _ _ ............ 7. Monitorina of this Proaram The Director of Personnel will monitor compliance with this policy and all Department Heads shall assist the Director of Personnel as needed. SECTION 1 §6. This Council Policies resolution shall be updated from time to time as needed, but not less often than following each General Municipal Election beginning in 1998. The revised resolution will be presented to the City Council for review and adoption. SECTION 1�&7. Resolution 98- 14541509 is hereby rescinded. SECTION 18. The City Clerk shall certify to the adoption of this resolution and shall cause a certified resolution to be filed in the book of original Resolutions. U ® ®�03 Resolution No. 99- Page 23 PASSED AND ADOPTED THIS �a' 17" day of--S February, .......... 1-1 .......... 199-99. Patrick Hunter, Mayor ATTEST: Deborah S. Traffenstedt, City Clerk Exhibit A: Employee Statement Regarding the Use of Criminal Justice Information (Reference Policy 15) Resolution No. 99- Page 24 EXHIBIT A EMPLOYEE STATEMENT REGARDING THE USE OF CRIMINAL JUSTICE INFORMATION As an employee or contract employee of the City of Moorpark, it may be necessary for you to have access to confidential criminal record information in making employment decisions. Access to such criminal record information is controlled by statute. Misuse of such information may adversely affect the civil rights of prospective employees or volunteers, and violates the law. Penal Code Section 502 prescribes the penalties relating to computer crimes. Penal Code 11105 and 13300 identify who is permitted access to criminal history information and under what circumstances information may be released. Penal Code Section 11140 -11144 and 13301 -13305 prescribe penalties for misuse of criminal history information. Government Code Section 6200 prescribes the felony penalties for misuse of public records and California Law Enforcement Telecommunications Systems (CLETS) information. Labor Code Section 432.7 prescribes penalties for misuse of certain criminal record information in employment decisions. Penal Code Sections 11142 and 13303 state: Any person authorized by law to receive a record or information obtained from a record, who knowingly furnishes the record or information to a person not authorized by law to receive the record or information, is guilty of a misdemeanor. Any employee who is responsible for such misuse of criminal record information may be subject to discipline up to and including immediate termination. Violations of this law may also result in criminal and /or civil action. I HAVE READ AND UNDERSTAND THE ABOVE AND "CITY OF MOORPARK POLICY FOR CONDUCTING CRIMINAL BACKGROUND CHECKS AND SECURING RECEIVED CRIMINAL HISTORY INFORMATION." I AM AWARE OF THE STATUTES AND POLICIES PERTAINING TO THE MISUSE OF CRIMINAL RECORD INFORMATION. Signature Typed /Printed Name of Employee Date