HomeMy WebLinkAboutAGENDA REPORT 2000 0216 CC REG ITEM 11MITEM -11*
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MOORPARK CITY COUNCIL
AGENDA REPORT
iIY:
TO: Honorable City Council
FROM: Deborah S. Traffenstedt, City Clerk SST
DATE: February 7, 2000 (CC Meeting 2/16/00)
SUBJECT: Consider Amicus Support in Appeal of the Trial Court's
Adverse Judgement in Amelco Electric v. City of Thousand
Oaks (Division Six of the Second Appellate District
Court, Civ. No. B129406)
BACKGROUND
The City Attorney has forwarded a request for amicus support for
apps -i� ::f !ham Trial Court's idv�e i.,i rho Amelco
lecrric v. Cir11 of Thousand Oaks cage. The �'~ Artorr.er� has
advised that the City Council should consider joining in the amicus
brief. The attached letter from the 1 anal firm tha!- wi l l be
preparing the amicus brief for the League of California Cities
Legal Advocacy Committee states that `he amicus brie` IS due around
mid-February 2000. Staff contacted t:ie atr.orney ;iandl ing the City
cf Thousand Oaks' appeal and was informea that a �Vloorpark City
Council decision to join in the amicus brief on Feb -uary !6 would
not be too la--e.
DISCUSSION
The background of the case and the pr -many issues in this lawsuit
are summarized on the attached letter. This case involves a $2.1
million d0lh3r "total cost recovery" verdict acainst the City
of Thousand Oaks for both a breach of the writ en contract and for
abandonment for a public works contract.
Under the abandonment theory, if tied to a cost recovery claim, the
contractor is not bound by the contract price or the negotiated
change orders, and the city becomes liable for any and all
contractor inefficiencies. The attached letter states:
with limited public funds, a city should be able to
reasonably budget for its public projects, relying on
negotiated change orders and releases. A contractor
Honorable City Council
February 7, 2000
Page 2
should not be able to unilaterally determine the contract
has been abandoned, thereby creating fiscal budgeting
havoc. It is common place that in constructing a public
project there will be some change in the work. If the
public entities have an exposure to an abandonment claim
where written change orders are agreed to, every
contractor will be encouraged to make such iridefinite
claims.
Keep-Jng separate and accurare -(, cords of the actual costs
to tre contractor of any add. t icn_jl work or cl.anljca is
the most reliable method of qualifying costs or damages.
The 'to--al cost' method negates the bargain bott: parties
made. That doctrine should not be used to convert public
contracts from a fixed price low b; d arrangement to a
cost plus contract.
STAFF RECOMMENDATION
Direct the City Attorney to sLg:i the representation form
authorizing the City of Moorpark to be added to the amictis brief.
Attachment: Letter dated January 20, 2000
NOwLAND C MONO
TO:
PARKER, MILLIKEN, CLARK, O'HARA & SAMUELIAN
A PROFE95IONAL CORPORATION
ATTORNEYS AT LAW
333 SOUTH HOPE STREET, 27r' FLOOR
LOS ANGELES, CALIFORNIA 4007 1 - i 488
TELEPHONE (2 1 3) 683 -6500
January 20, 2000
ALL CALIFORNIA CITY ATTORNEYS
cLAUOE , PARKEP (1 87 9521
RAL)-M KONLMCKP : 9CO- I -1715)
1AC9MIL[ (21 3) 683'84569
wwflEP•S DIRECT DIAL NUMBER
(213) 1583'8580
RECEIVED--
JAN 2 7 2000
CITY CLERK'S DEPARTMENT
CITY OF MOORPARK
RE: JOINING IN THE AMICUS BRIEF FOR THE APPEAL OF THE TRIAL,
COURT'S ADVERSE JUDGMENT IN THE Amelco Electric v. City of
Thousand Oaks (in Division Six of the Second Appellate District Court, Civ.
No. B129406):
ISSUE: APPLICABILITY OF THE DOCTRINES OF:
(1) "TOTAL COST RECOVERY" BY A CONSTRUCTION
CONTRACTOR, ALLOWING THE RECOVERY OF ALL COSTS,
PROFITS AND OVERHEAD INCURRED ON A JOB BEYOND THE
AMOUNT SET IN THE CONTRACT; AND
(2) "ABANDONMENT"
TO A PUBLIC WORKS CONSTRUCTION CONTRACT.
We request your city's Amicus assistance by joining that brief (on a no -cost basis)
regarding the appellate court's review of a judgment against the City of Thousand Oaks for 12.1
million in additional compensation to a public works construction contractor. That judgment
was bases on the "total cost recovery'' and contract --abandonment" doctrines. These doctrinc!s
allow for the creation of an implied contract or quantum meruit recovery contrary to the holdings
of Miller v. McKinnon (1942) 20 Cal.2d 83 and South Bay Senior Housing Corp. v. City of
Hawthorne (App. 2 Dist. 1997) 56 Cal.AppAth 1231. The League of California Cities' Legal
Advocacy Committee has approved the preparation of an Amicus brief in this matter. Our firm
will be preparing that Amicus brief.
BRIEF DESCRIPTION OF CASE
The plaintiff, Amelco Electric, was the low bidder for electrical work of the Thousand
Oaks $64 million Civic Center project. Amelco's bid and contract were for $6.1 million.
Perhaps, due to the limited construction activity at that time, the contractor aggressively bid the
LEAGUE AMICUS ASSISTANCE Page 1
06;
01.
project on a low profit and no overhead basis. Pursuant to the written contract, progress
payments were made and releases obtained. However, after finishing the job, the contractor
made, to the City's surprise, a "total cost recovery"claim for extra compensation in the amount of
$1.7 million. The claim included monies to recover all of the contractor's costs, plus an amount
for overhead and profit on the entire job. The claim was based on an alleged breach of the
written construction contract, and also on the equitable theory of implied "abandonment" of that
written contract.
The City had 32 change orders on this large project. All change orders followed the
formal and written process set forth in the contract. These change orders added $1.1 million to
the original contract amount, which represented only an 18% increase to the initial total contract.
The contractor tracked other costs and impacts of City actions or changes to the project,
but it did not do so concerning the alleged impacts due the City's breaches. Although a large
sophisticated electrical contractor, it simply testified that due to the numerous sketches, record
keeping of the actual impacts was too difficult. Thus, Amelco never established at trial a fixed
cost impact or a direct causal relationship between any City action (be it the sketches or
whatever) and its damages. Rather, they asked for a "total cost recovery", summarizing "they
died of a thousand cuts" from handling these informational sketches.
A $2.1 million dollar "total cost recovery" verdict was rendered by the jury against the
City for both a breach of the written contract and for abandonment.
WHY THIS CASE MERITS CITYATTENTION
Cities have numerous limitations on their authority to contract, particularly public works
contracts which must be awarded to the lowest responsive bidder. Under the abandonment
theory, if tied to a cost recovery claim, the contractor is not bound by the contract price or the
negotiated change orders, and the city becomes liable for any and all contractor inefficiencies
(costs plus profit/overhead, or practically a blank check). That type of lawsuit is really a
quantum meruit action, which the courts have traditionally denied against public entities. With
limited public funds, a city should be able to reasonably budget for its public projects, relying on
negotiated change orders and releases. A contractor should not be able to unilaterally determine
the contract has been abandoned, thereby creating fiscal budgeting havoc. it is common place
that in constructing a public project there will be some change in the work. If the public entities
have an exposure to an abandonment claim where written change orders are agreed to, every
contractor will be encouraged to make such indefinite claims.
Keeping separate and accurate records of the actual costs to the contractor of any
additional work or changes is the most reliable method of qualifying costs or damages. The
"total cost" method negates the bargain both parties made. That doctrine should not be used to
convert public contracts from a fixed price low bid arrangement to a cost plus contract.
LEAGUE AMICUS ASSISTANCE Page 2
ISSUES OF AN AMICUS BRIEF
1. No quantum meruit recovery against public entities.
One who makes a contract with a public entity takes notice of those limitations on its
power to contract. Morrison Homes Corp. v. City of Pleasanton (1976) 58 Cal.App.3d 724, 727.
"And even though the person with whom the contract was made has supplied labor and materials
in the performance of the contract and the public agency has received the benefits thereof, he has
no right of action to recover in quantum meruit the reasonable value thereof." (Citations
omitted) "The competitive bidding requirement is founded upon a salutary public policy
declared by the legislature to protect the taxpayers from fraud, corruption, and carelessness on
the part of public officials and the waste and dissipation of public funds. " Miller v. J. M.
Mckinnon (1942) 20 Cal.2d 83, 88. Generally, when a statute limits a city's power to make
contracts to a certain prescribed method, impliedly prohibiting any other method, a contract that
does not conform to that prescribed method is void and no implied liability can arise for benefits
received by the city. A "total cost recovery" converts a fixed price low bid contract to a quantum
meruit recovery, or the contract into a cost plus contract.
2. Total cost recovery disfavored.
Because the total cost method does not require the contractor to break down and prove its
costs or to link each extra cost item directly to the owner's actions, that method of damages
should be a disfavored remedy. Total cost allows the low bid contractor to recover its entire
costs incurred on the job, including added on profit and overhead. In Huber, Hunt & Nichols v.
Moore (1977) 67 Ca1.App.3d 278, the court did not allow the inadequacies of the contractor's
accounting system to alter the contractor's normal burden of proving causation between the
owner's acts and the contractor's damages.
3. Unjustified betterment.
A fundamental principle in contract damages is the court should place the nonbreaching
party in the same position it would have been if the contract had been fully performed. Its goal is
not to make a better contract or to create profit where none existed. When a contractor has
aggressively bid the project on a low profitino overhead basis, a verdict cannot include
unexpected profit and overhead.
4. Abandonment.
Abandonment of a written construction contract may be implied by the acts of the parties.
Opdyke & Butler v. Benjamin Silver (1952) 111 Cal.App.2d 912. Abandonment has been
justified because the scope of the work, when the contractor finally undertakes the actual work,
greatly exceeded that called for under the original written contract. Daugherty v. Kimberly -Clark
Corp. (1971) 14 Cal.App.3d 151,156. However, no California abandonment case has been
found where a public entity was the owner. Public works projects must be awarded to the lowest
LEAGUE AMICUS ASSISTANCE Page 3
0 el 0 16
bidder and meet certain statutory requirements. Abandonment converts the written low bid
contract to a quantum meruit recovery.
In addition, both the City and the contractor must act in such a way as to abandon this contract,
and there must be excessive changes. C. Norman Peterson Co. v. Container Corp. of America
(1985) 172 Cal. App.3d 628. In Peterson the contractor had a "not to exceed" cost of
$4,789,000 and for a project to be completed in 18 months. Shortly after the bid, both parties
became aware that the initial drawings were inadequate. Thereafter, revised drawings were made
but some were up to 14 months late, yet the project was completed on time. The contractor
repeatedly complained about lack of revised drawings and their additional costs. The contract set
forth a formal procedure for change orders. However, there were so many changes that the
formal written change order process became an expedited oral process. The hundred plus change
orders added $3,405,713 to the original contract of $4,789,000, a 71 % increase.
STATUS AND JOINDER OR CONSENT
Wendy Lasher of Lascher & Lascher (of Ventura, CA, Tel. No. 805 -648 -3228) is
handling the City's appeal now filed with Division Six of the Second Appellate District Court.
The City's opening brief was filed in mid December 1999. Our Amicus brief is due around mid
February 2000. We, therefore, request those cities wishing to join the Amicus, to return the
attached written consent form by February 4, 2000. Please specify how the name of the public
entity or the City Attorney should be printed on the brief.
X for your support,
/ -)21�vz;n�e 4nF,
Nowland C. Hong
cc: Cynthia Morgan, League Staff
Rene Chouteau
Robert Flandrick
Ariel Calonne
Robert Shannon
LEAGUE AMICUS ASSISTANCE Page 4
(30016.>
AUTHORIZATION TO JOIN AMICUS BRIEF
❑ By Facsimile [(213) 683 -6669]
Nowland C. Hong
Parker, Milliken, Clark, O'Hara & Samuelian
333 South Hope Street
27' Floor
Los Angeles, CA 90071 -1488
re: Amelco Electric v. City of Thousand Oaks; 21 Civ. No. B 129406
Authorization to Add City of [city name] to Amicus Curiae
Brief
Dear Mr. Hong:
Pursuant to the city's policy regarding joinder in friend -of -the -court briefs, you are
authorized to add the city of [city's name] under my name
as the city's attorney to the friend -of -the -court brief you are preparing in the above matter.
The city understands that you are preparing this brief on a pro bono basis under the
supervision and guidance of an attorney from the League of California Cities' Legal Advocacy
Committee. The city further understands there will be no cost to the city associated with joinder
in this brief.
This authorization extends only to adding the city's name to the amicus brief you are
preparing in the above case at this stage of the litigation. You will need to get supplemental
authorization from me to add the city's name to any further briefing efforts. Moreover, under the
council's policy regarding amicus briefs, this authorization must be affirmatively expressed.
Thank you for your advocacy efforts on behalf of public agencies in this matter.
Very truly yours,
SIGNATURE
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City Attorney
[city attorney name]
[city attorney name]
[state bar number]