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HomeMy WebLinkAboutAGENDA REPORT 2001 0321 CC REG ITEM 11JMOORPARK CITY COUNCIL AGENDA REPORT ITEM 11. T. CTT'%? OF %IOORF1kRT<. r 11 .rnr;','T.�k city Cn'1n­ ? of 3 -al -wool ACTION: AmPr�y Zoo 1 l$D% TO: The Honorable City Council FROM: Kenneth C. Gilbert, Director of Public Works DATE: March 13, 2001 (Council Meeting 3- 21 -01) SUBJECT: Approval of Program Supplement Agreement No. M004 [Arroyo Simi Trail Study] to Administering Agency -State Agreement for Federal Aid Projects No. 07 -5436 DISCUSSION A. Background On March 1, 1996, the City entered into a Master Agreement [Agreement No. 07 -54361 pertaining to the administration of Federal -Aid Projects. From time to time the City has also entered into Supplemental Agreements pertaining to the Federal funding of specific projects. A list of the previously approved Supplemental Agreements is as follows: • M001: 1996 Asphalt Overlay Project • M002: Spring Road Bridge Widening • M003: 1999 Asphalt Overlay Project B. Trail Study Grant The City has applied for and received approval of a Federal CMAQ (Congestion Mitigation Air Quality) grant for the preparation of a study to determine the feasibility of establishing a trail system along the Arroyo Simi through the City of Moorpark and continuing westerly to connect to an existing arroyo trail system in the City of Simi Valley. The amount of the federal grant is $120,000, with a minimum local match of $30,000. C. Supplemental Agreement No. M004 Attached as Exhibit 1, is the subject Supplemental Agreement pertaining to the federal grant funds approved for the Arroyo Simi Trail Study. Trail Sup Agree v a 1cj• �_ Supplemental Agreement: Trail Study March 13, 2001 Page 2 D. Resolution Attached as Exhibit 2 is a Resolution approving the subject Supplemental Agreement and authorizing the Mayor to sign said document. STAFF RECOMMENDATION Adopt resolution. Trail Sup Agree .JL.y .. I I '�� �A J I PROGRAM SUPPLEMENT NO. M004 to ADMINISTERING AGENCY -STATE AGREEMENT FOR FEDERAL -AID PROJECTS NO. 07 -5436 Data : March 02, 2001 Location: 07- VEN- 0 -MRPK Project Number: CML- 5436(006) E.A. Number: 07-931772 This Program Supplement is hereby incorporated into the Agency -State Agreement for Federal Aid which was entered into between the Agency and the State on 03/01/96 and is subject to all the terms and conditions thereof. This Program Supplement is adopted in accordance with Article I of the aforementioned Master Agreement under authority of Resolution No. approved by the Agency on (See copy attached). The Agency further stipulates that as a condition to payment of funds obligated to this project, it accepts and will comply with the covenants or remarks setforth on the following pages. PROJECT LOCATION: Arroyo Simi from westerly city limits to existing trail in the City of Simi Valley TYPE OF WORK: Feasibility Study LENGTH: O(MILES) PROJECT CLASSIFICATION OR PHASE(S) OF WORK [X] Preliminary Engineering [ ] Construction Engineering [ ] Right -Of -Way [ ] Construction Estimated Cost Federal Funds Matching Funds $150,000.00 Q40 $120,000.00 LOCAL $30,000.00 $0.00 OTHER $0.00 CITY OF MOORPARK By STATE OF CALIFORNIA Department of Transportation By Chief, Office of Local Programs Date Project Implementation Attest Date Title I hereby certify upon my personal knowledge that budgeted funds are available for this encumbrance: Accounting Offi� Date 3. S' V ! $120,000.00 Chapter Statutes Item Year Progr BC Category Fund Source AMOUNT 52 2000 2660- 101 -890 2000- 20."0.0 20 C 262040 892 -F 120,000.00 Program Supplement 07- 5436 -M004- ISTEA Page 1 of 2 ✓EN- O -MR-k, 03/02/2001 „ML- 5436(006) r SPECIAL COVENANTS OR REMARKS 1. This Program Supplement will be revised at a later date to include other phases of work. 2. All maintenance, involving the physical condition and the operation of the improvements, referred to in Article III MAINTENANCE of the aforementioned Master Agreement will be the responsibility of the ADMINISTERING AGENCY and shall be performed at regular intervals or as required for efficient operation of the completed improvements. 3. The ADMINISTERING AGENCY will advertise, award and administer this project in accordance with the current Local Assistance Procedures Manual. P.S & E Certification will be in accordance with the "Alternative PS &E Certification Procedures" requested by the City of Los Angeles and approved by Caltrans on June 28, 1999. 4. The ADMINISTERING AGENCY is required to have an audit in accordance with the Single Audit Act and OMB A -133, if it receives $300,000 or more in federal funds in a single fiscal year. The federal funds received under this project are a part of the Catalogue of Federal Domestic Assistance (CFDA) 20.205, Highway Planning and Research. OMB A -133 superceded OMB A -128 in 1996. Reference to OMB A -128 in Master Agreement (if any) is superceded by this covenant. 5. The ADMINISTERING AGENCY agrees that payment of Federal funds will be limited to the amounts approved by the Federal Highway Administration in the Fed ral -Aid Project Authorization /Agreement or Amendment /Modification (E -76) and accepts any increases in Local Agency Funds as sho on the Finance or Bid letter or its modification as prepared y the Office of Project Implementation, Local Assistance Program. Program Supple t07- 5436 -MO04- ISTEA Page 2 of 2 Exhibit 2 RESOLUTION NO. 2001 - A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF MOORPARK, CALIFORNIA, APPROVING A SUPPLEMENTAL AGREEMENT BETWEEN THE CITY OF MOORPARK AND THE STATE OF CALIFORNIA DEPARTMENT OF TRANSPORTATION PERTAINING TO THE ARROYO SIMI TRAIL STUDY [CML- 5436(006); EA NO. 07- 9317721 WHEREAS, the City has applied for and has received approval of Federal Congestion Mitigation Air Quality (CMAQ) funds for the partial funding of the Arroyo Simi Trail Study; and WHEREAS, it is necessary and appropriate to document the receipt of said grant funding through the execution of a Supplemental Agreement to the City /State Agreement pertaining to Federal -Aid Projects. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK DOES HEREBY RESOLVE AS FOLLOWS: SECTION 1. That Program Supplement No. M004 to Agreement No. 07 -5436 is hereby approved. Section 2. That the Mayor of the City of Moorpark is hereby authorized to execute said Program Supplement on behalf of the City. SECTION 3. The City Clerk shall certify to the adoption of this Resolution and shall cause a certified resolution to be filed in the book of original Resolutions. PASSED AND ADOPTED this day of , 2001. ATTEST: Deborah S. Traffenstedt, City Clerk Patrick Hunter, Mayor KE: ITEM511.F. AND 6.8. MEETING OF 3/21/2001 March 12, 2001 To: Honorable City Council n � From: Dana Shigley, Administrative Services D' ctd� Subject: Annual Financial Statements for fiscal year ended June 30, 2000 Attached for your information are the annual financial statements for the year ended June 30, 2000 for both the City of Moorpark and the Moorpark Redevelopment Agency. Also attached is the auditors Management Letter for the same period. These reports will appear on the Council and Agency agendas for the March 21 meeting to be formally received and filed. These financial statements are quite comprehensive. To assist you, I have attached a one - page summary of the revenues and expenditures in the General Fund, and the resulting impact on the fund's balance. A brief explanation is below. Revenues General fund revenues exceeded our earlier projections by about $400,000, and increased over last year by $515,000 (about 7 %). Total general fund revenues, including transfers, was $7.149 million for the 1998/99 fiscal year. This increased by about 4 %, to $7.427 million in 1999/2000. *Sales tax revenues make up the largest component general fund revenues; total sales tax revenues were $1.809 million, an increase from $1.486 million in the previous year and $109,000 more than earlier projections. As the Council is aware, the City benefited from some one -time adjustments in sales tax revenues from the state and these higher levels are not expected to continue into the future. *Additionally, unanticipated increases in the Charges for Current Services category exceeded last year's levels by $150,000, an increase of 46 %. These revenues are primarily from parks and recreation services received late in the fiscal year (spring and summer programs) and from a one -time payment for services associated with the Villa Del Arroyo mobile home bonds. *Property tax revenues increased only 5% over the previous year, reflecting normal home sales and reassessments; more significant increases resulting form the new homes are anticipated in the 2001/2002 fiscal year. Motor Vehicle In Lieu fees increased 10% over the previous year, from $1.343 million to $1.488 million. •Revenue from Utility Franchise Fees decreased this year from $859,300 to $652,000, a drop of 24 %. However, this is a result of two one -time transactions and is not a cause for alarm. First, last year we benefited from some one -time payments from Adelphia when they bought out Century and TCI and second, for the 1999/2000 fiscal year, AB939 revenues and expenses were transferred to a different fund, so those revenues are no longer reflected in this category. Expenditures Actual expenses and transfers -out exceeded anticipated levels by around $174,000. While actual departmental expenditures were all below the projected levels and within budget allocations, transfers and adjustments at year -end made up the difference, bringing the totals just above our projections. Expenditures in virtually all categories were down compared to last year, with the exception of public safety, which increased from $3.103 million to $3.419 million, an increase of 10 %. Total expenditures in the general fund, including transfers, were 56.231 in the 1998/99 fiscal year, increasing by 2.5% to $6.389 in the 1999/2000 fiscal year. Fund Balance In projections made during the spring of 2000, we estimated that general fund revenues would exceed expenses by approximately $811,000. During budget deliberations for the 2000 /2001 fiscal year, the Council appropriated $486,000 of these unanticipated funds for special projects, and set aside an additional $248,500 for the 2001 /2002 fiscal year. Now that the 1999/2000 fiscal year has ended and final figures tallied, revenues actually exceeded expenses by $1.037 million. The general fund's balance at June 30, 2000 was $8.536 million, equal to 115% of revenues received during the year. Non - General Fund The other operating and capital funds ended the year with revenue and expense levels generally in line with projected levels. Notable changes over last year include significant increases in revenues to development related funds, such as the Traffic System Management, Traffic Mitigation and Areas of Contribution funds, as a result of various housing developments in process during the year. For similar reasons, both the revenues and expenses in the Community Development fund were also increased significantly over last year. The $1 million revenue anticipated from Archstone into the Parks Improvement fund last year did not materialize until the 2000 /01 fiscal year, so the year -end financial statements do not reflect this revenue. Also, revenues to the Endowment fund are less than last year•, however, last year the fund benefited from substantial one -time deposits that are not recurring. The Endowment Fund ended the year with a balance of S4.8 million. Finally, the financial statements reflect the first year of parks maintenance assessments and associated expenditures outside of the general fund. Page 2 Management Report In addition to reporting on the City's financial status, the annual audit includes a review of internal management practices, pointing out areas where internal control could be improved. The auditors found that, of the eleven recommendations made last year, six have either been implemented or are in process. For this year, only one new recommendation was made. The recommendations yet to be implemented or otherwise resolved include: 1) promptly reconciling our monthly bank statements, 2) promptly preparing the quarterly treasurer's report for the City Council, 3) reviewing and correcting the interest charges on the loans between the Redevelopment Agency and City, 4) improving internal control over changes entered to the payroll system, 5) developing a written policy for backing up the computer systems, and 6) updating the city's purchasing ordinance. Unfortunately, with the implementation of a new financial management system and changes in management of the department, these tasks have not received the attention they need. Staff has now placed priority of these items and will have them all resolved as soon as possible. If you have any questions at all about these annual reports, please call me any time. Cc: Steven Kueny, City Manager Hugh Riley, Assistant City Manager Attached: General Fund Revenue and Expense Summary Annual Financial Statement — City of Moorpark Annual Financial Statement — Moorpark Redevelopment Agency Annual Management Letter Annual Single Audit Report Page 3 City of Moorpark General Fund Expenditures and Revenues Comparsion of Estimated versus Actual Fiscal Year Ended June 30, 2000 REVENUES Estimated Actual Variance Property taxes 1,639,500 1,703,924 64,424 Sales taxes 1,700,000 1,809,428 109,428 Other taxes 32,035 35,670 3,635 Motor vehicle license taxes 1,450,530 1,488,473 37,943 Utility franchise taxes 654,000 651,683 (2,317) Subventions and grants 253,400 232,806 (20,594) Planning & public works fees 82,770 141,286 58,516 Charges for current services 386,077 484,849 98,772 Fines & forfeitures 93,122 98,822 5,700 Interest 679,926 708,679 28,753 Other 55,000 71,047 16,047 Total Revenues 7,026,360 7,426,667 400,307 EXPENDITURES 1100 City Council 3,800 20,649 10, 151 2100 City Manager 189,500 173,854 15,646 3100 City Clerk 175,300 165,301 9,999 3110 Human Resources 50,300 48,677 1,623 3120 Public Information 122,000 39,668 82,332 4100 City Attorney 74,000 56,285 17,715 5100 Administrative Services 479,800 423,873 55,927 5110 City Treasure /Finance 225,800 215,242 10,558 5200 Public Safety 3,296,700 3,241,222 55,478 5210 Emergency Services 22,600 15,998 6,602 7100 Community Services 169,500 165,772 3,728 7210 Animal Regulations 50,300 41,169 9,131 7520 Vector Control 128,900 121,104 7,796 7610 Senior Center 95,200 88,285 6,915 7620 Community Facilities 157,900 132,116 25,784 7630 Recreation 480,200 461,569 18,631 7640 Library 100 100 7800 Park Maintenance 348,100 250,654 97,446 8100 Public Works 46,000 45,811 189 8310 Street Maintenance 6,700 6,700 8320 NPDES 5,000 3,175 1,825 Total Expenditures 6,154,700 5,710,424 444,276 Capital Outlay (incl. above) 116,874 Transfer out to solid waste fund 501,466 Transfer out to equipment replace. fund 60,500 60,500 Total Expenditures and Transfers 6,215,200 6,389,264 (174,064) Beginning Fund Balance 7,498,729 7,498,729 Excess (Deficiency) of Revenues Over Expenditures 811,160 1,037,403 Ending Fund Balance 8,309,889 8,536,132 REDEVELOPMENT AGENCY OF CITY OF MOORPARK, CALIFORNIA (A Component Unit of the City of Moorpark, California) ANNUAL FINANCIAL REPORT For the Year Ended June 30, 2000 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK, CALIFORNIA (A Component unit of the City of Moorpark, California) ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2000 CONTENTS PAGE Independent Auditors' Report All Fund Types and Account Groups Balance Sheet All Governmental Fund Types Statement of Revenues, Expenditures and Changes In Fund Balances Statement of Revenues, Expenditures and Changes In Fund Balances — Budget and Actual Notes to Financial Statements Report on Compliance and On Internal Control Over Financial Reporting Based on an 17 Audit of Financial Statements Performed in Accordance With Government Auditing Standards Ur re I am, Vavrinek, Trine, Day & Co., LLP INDEPENDENT AUDITORS' REPORT The Honorable Board of Directors Redevelopment Agency of The City of Moorpark, California We have audited the accompanying component unit financial statements of the Redevelopment Agency of the City of Moorpark (the "Agency ") as of and for the year ended June 30, 2000, as listed in the accompanying table of contents. These component unit financial statements are the responsibility of the Agency's management. Our responsibility is to express an opinion on these component unit financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Governmental Auditing Standards, issued by the Controller of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the component unit financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the component unit financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In accordance with Government Auditing Standards, we have also issued our report dated November 21, 2000, on our consideration of the Agency's internal control over financial reporting, and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. The Agency has not maintained complete records relating to the fixed assets of the General Fixed Asset Account Group. Accordingly, we are unable to satisfy ourselves as to the fixed assets of the General Fixed Assets Account Group amounting to $1,209,283. In our opinion, except for the omission of the information discussed in the preceding paragraph, the general - purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Moorpark, California as of June 30, 2000, and the results of its operations for the year then ended in conformity with generally accepted accounting principles. Rancho Cucamonga, California November 21, 2000 .. .. -r. ,.�., r,,.r r fir• •]r c- FRESNO LAGUNA HILLS PLEASANTON RANCHO CUCAMONGA SACRAMENTO SAN IOSE REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK BALANCESHEET ALL FUND TYPES AND ACCOUNT GROUPS JUNE 30, 2000 ASSETS AND OTHER DEBITS Cash and Investments Restricted cash and investments Accounts and interest receivable, net Taxes receivable Loans and notes receivable Other assets Land held for resale Property and equipment Amount available for debt service Amount to be provided for retirement of general long -term debt Total Assets LIABILITIES Liabilities: Accounts payable and accrued liabilities Due to the City of Moorpark Employees compensated absences payable Deposits, principally from developers Advances from City General Fund Tax allocation bonds payable Total Liabilities FUND EQUITY AND OTHER CREDITS Fund balances and other credits: Investment in general fixed assets Fund balances: Reserved for encumbrances Reserved for receivables due after one year, net Reserved for land held for resale Reserved for debt service Reserved for low /moderate income housing Unreserved: Designated for capital projects Unreserved- Undesignated Total Fund Equity and Other Credits Total Liabilities and Fund Equity GOVERNMENTAL FUND TYPES Special Capital Debt Revenue Projects Service S 1,583,748 $ 20,023 5,075 128,268 31 1,500,000 4,502,344 251,714 20,298 3,737,740 10,086 818,497 13,378 S 3,237,145 S 8,522,182 S 831,875 2,222 159,667 9,479 481,977 26,500 2,370 38,201 634,014 251 372 128,268 3,737,740 1.500,000 831,875 1,570,425 233,678 3,906,378 3,198,944 7,878,168 831,875 S 3,237,145 S 8,522,182 $ 831,875 The accompanying notes are an integral part of these financial statements. ACCOUNT GROUPS TOTALS General General -Long (Memorandum Fixed Assets Term Debt Only) S 6,086,092 818,497 285,115 25,373 3,866,008 10,117 1,500,000 S 1,209,283 1,209,283 S 831,875 831,875 10,592,394 10,592,394 S 1,209,283 S 11,424,269 S 25,224,754 1,209,283 1,209,283 623 3,866,008 1,500,000 831,875 1,570,425 233,678 3,906,378 1,209,283 13.1 18,270 S 1,209,283 S 11,424,269 S 25.224,754 3 161,889 491,456 18,900 18,900 28,870 1,865,369 1,865,369 9.540,000 9,540,000 11,424,269 12.106,484 1,209,283 623 3,866,008 1,500,000 831,875 1,570,425 233,678 3,906,378 1,209,283 13.1 18,270 S 1,209,283 S 11,424,269 S 25.224,754 3 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 2000 REVENUES Property taxes Other taxes Charges for current .;e:vices Fines and forfeitures Interest Total Revenues EXPENDITURES Current: Public services Capital outlay Debt service Principal Interest Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDIT(-PFS OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Prior Period Adjustment Fund Balances, End of Year GOVERNMENTAL FUND TYPES Special Capital Debt TOTALS Revenue Projects Service (Memorandum Only) $ 399,572 $ 1,589,397 1,988,969 300 300 10.231 108,532 118,763 1,755 1,755 73,996 412,604 S 70,146 556,746 483.799 2.111588 70.146 2,666,533 62,961 1,386,922 1,449,883 1,546 255,562 257,108 2,500,000 320,000 2,820,000 350.000 3 94. 30 5 744.305 64.507 4.492.484 714.305 5,271.296 a 1'; "'' -.,79.8961 (644.159) (1604,76 31 (133,838) (535,351) (133,838) (535,351) 285,454 (2,915,247) 669.189 669,189 (669.189) 669,189 25,030 (2.6047763) 2,913,490 10,692,379 806,845 14,412,714 101,036 101.036 S 3,198,944 $ 7,878,168 $ 831,875 $ 11,908,987 The accompanying notes are an integral part of these financial statements. 4 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ALL GOVERNMENTAL FUND TYPES FOR THE FISCAL. YEAR ENDED JUNE 30, 2000 SPECIAL REVENUE FUNDS Variance Favorable Budget Actual (Unfavorable) REVENUES Property tares $ 399,400 $ 399,572 $ 172 Other taxes Charges for current services 10,231 10,231 Fines and forfeitures Interest 55.000 73,996 18,996 Total Revenues 454.400 483.799 29.399 EXPENDITURES Current: Public services 290,845 62,961 227,884 Capital outlay 1,300 1.546 (246) Debt service Principal Interest and fiscal Total Expenditures 292.145 64.50 7 227,638 EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES 162.2-55 419.292 257.037 OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out (134.000) (133.838) 162 Total Other Financing Sources (uses) ( 134.000) (133.838) 162 EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES $ 28.255 285,454 $ 257,199 Fund Balances, Beginning of Year 2,913,490 Prior Period Adjustment Fund Balances, End of Year $ 3,198.944 The accompanying notes are an integral part of these financial statements. F CAPITAL PROJECTS FUNDS DEBT SERVICE Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 1,597,800 $ 1,589,397 $ (8,403) 300 300 106,842 108,532 1,690 1,755 1,755 400,000 412,604 12.604 $ 54,000 S 70.146 $ 16,146 2,104,642 2,112,588 7.946 54,000 70,146 16,146 1,551,028 1,386,922 164.106 440,200 255.562 184,638 2,500,000 2,500.000 320,000 120.000 352.900 350.000 2.900 394.500 394.305 195 4.84 t. 128 4.492.484 351.644 714,500 714,305 195 X2,7 39.486) (2.379.F96) 359.59G. (660.500; 6. 44.159) 16.'41 670,000 669,189 (81 1) (536,000) (5357351) 649 (536.000) (535,351) 649 670.000 669,189 (811) $ (3,275,486) (2,915,247) $ 360,239 $ 9,500 25,030 $ 15.530 10,692,379 806,845 101,036 7,878,168 $ 831,875 t REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) ALL GOVERNMENTAL FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 2000 REVENUES Property taxes Other taxes Charges for current services Fines and forfeitures Interest Total Revenues EXPENDITURES Current: Public services Capital outlay Debt service Principal Interest Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINI ANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Prior Period Adjustment Fund Balances, End of Year TOTAL (Memorandum Onl Variance Favorable Budget Actual (Unfavorable) $ 1,997,200 106,842 509,000 2,613,042 1,841,873 441,500 2,820,000 747,400 5.850.773 $ 1,988,969 S (8,231) 300 300 118,763 11,921 1,755 1,755 556,746 47,746 2.666.533 1,449,883 257.108 ?.820,000 5.271.296 0,237,731) (2,604,76-33) 670,000 669,189 (670,000) (669,189) S (3,237.731) The accompanying notes are an integral part of these financial statements. 7 (2,604,763) S 14,412.714 101,036 S 11,908,987 53.491 391,990 184,392 3,095 579,477 632.968 (811) 811 632.968 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #1 — NATURE AND OPERATIONS OF THE AGENCY The Redevelopment Agency of the City of Moorpark, California (Agency) was created by the City of Moorpark (City) City Council Ordinance No. 87, adopted on March 18, 1987. The City Council appointed the Board of Directors and established bylaws of the Agency on May 20, 1987, by Resolution No. 87 -387. The City Council sits as the Board of Directors of the Agency. The Agency was established pursuant to the Community Redevelopment Law of the State of California Health and Safety Code. For financial reporting purposes, the Agency is considered to be a component financial reporting unit of the City, however, for operational and financing purposes, the Agency functions as a separate legal entity, distinct form the City of Moorpark. In accordance with generally accepted accounting principles, the financial activities of the Agency are included in the Annual Financial Report of the City of Moorpark because of the financial and administrative oversight aspects of the City Council's involvement in the Agency's activities. NOTE #? — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The Redevelopment Agency of the City of Moorpark (the Agency), accounts for its financial operations in accordance with generally accepted accounting principles applicable to governmental units. Accordingly, the Agency uses several fund types and account groups as described below. A. Fund Types and Account Groups • Special Revenue Fund — This fund is used to account for revenues derived from specific sources that are usually required by law or administrative regulation to be accounted for in separate funds. • Debt Service Fund — This fund is used to account for the payment of interest and principal on its long- term obligations. Principal sources of revenue for this fund are property taxes and investment earnings. • Capital Projects Fund — this fund is used to account for all revenues and expenditures which are not accounted for by the Debt Service Fund and Special Revenue Fund, including acquisition of properties, costs of site improvements and other costs of benefit to project areas and administrative expenditures incurred in sustaining Agency activities. • General Fixed Assets Account Group — This account group is used to account for property and equipment purchased or received by the Agency. • General Long -Term Debt Account Group — This account group is used to account for the Agency's outstanding long -term indebtedness in a separate self - balancing group of accounts. REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #2 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) B. Basis of Accountiniz The modified - accrual basis of accounting is followed by all funds of the Agency. Under the modified - accrual basis, expenditures (other than interest and principal on long -term debt which is recorded when due, unless paid early in a subsequent period) are recorded when the liability is incurred, and revenues are recorded when received in cash unless susceptible to accrual (i.e., measurable and available to finance the Agency's operations in the current period or of a material amount and not received at the normal time of receipt). Revenues considered susceptible to accrual include investment earnings and incremental property taxes. C. Budgetary Data The Board of Directors approves each year's budget submitted by the Executive Director prior to the beginning of the new fiscal year. Public hearings are conducted prior to its adoption by the Board of Directors. Supplemental appropriations, where required during the period, are also approved by the Board of Directors. In most cases, expenditures may not exceed appropriations at the function level. At fiscal year -end, all operating budget appropriations lapse. Overall, budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP). D. Total (Memorandum Onlv) Columns The combined financial statements include certain "memorandum only" totals, which represent mathematical summations of account totals by fund type and account group and do not reflect the elimination of interfund transactions. Such totals are for information purposes only and do not present consolidated financial information. E. Land Held for Resale Land held for resale in the Low- and Moderate - Income Housing Special Revenue Fund represents land purchased by the Agency for investment purposes. Such land is valued at the lower of cost or estimated net realizable value (as determined by a disposition and development agreement between the Agency and a developer) and has been offset by a reservation of fund balance to indicate that assets constitute future capital projects and are not available spendable resources. F. Property and Equipment General fixed assets are recorded as expenditures in the Governmental Fund Types at the time of purchase. These assets are stated at cost in the General Fixed Assets Group. No depreciation is provided on general fixed assets. REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #Z — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) G. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds. Open encumbrances are recorded as reservations of fund balance since the commitments will be paid by subsequent years' budget appropriations. Encumbrances do not constitute expenditure or liabilities. H. Property Taxes The Agency receives incremental property taxes on property within its project area over a base - assessed valuation on the date the project area was established. The duties of assessing and collecting property taxes are performed by the Ventura County assessor and Tax Collector, respectively. Tax levies cover the period from July 1 to June 30 of each year. All tax liens attach annually on the first day in March preceding the fiscal year for which the taxes are levied. Taxes are levied on both real and personal property, as it exists on that date. Secured property taxes are levied against real property and are due and payable in two equal installments. The first installment is due on November 1 and becomes delinquent if not paid by December 10. The second installment is due on February 1 and becomes delinquent if not paid by April 10. Unsecured personal property taxes are due on July 1 each year. These taxes become delinquent if not paid by August 31. The Agency records incremental property tax revenues in the fiscal year to which they are due rather than at the related lien date. Delinquent property taxes at year -end (June 30) if any are reserved to the extent they are deemed to be uncollectible within 60 days thereafter. NOTE #3 — CASH AND INVESTMENTS At June 30, 2000, the Agency's investments are stated at fair value. The Agency's cash, investments and restricted cash and investments consist primarily of investments in the State Treasurer's Local Agency Investment Fund, certificates of deposit and other money market investments. Interest income earned on cash and investments is allocated to the various funds based on each fund's average cash and investment balance. A. Cash and Investments with Fiscal Agent A portion of the Agency's funds are also held by trustees or fiscal agents and pledged to the payment or security of certain bonds. The California Government Code provides that these monies, unless otherwise required by statute, may be invested in accordance with the ordinances, resolutions or indentures, which specify the types of investments the trustees or fiscal agents may make. ff REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #3 — CASH AND INVESTMENTS (Continued) B. Cash and Investments Cash and non - negotiable certificates of deposit are classified in three categories of custodial risk as follows: Category 1: Includes deposits that are insured or collateralized with securities held by the City or its agent in the City's name. Category 2: Includes deposits that are collateralized with securities held by the pledging financial institution's trust department or agent in the City" name. Category 3: Deposits, which are uncollaterlized, or collateralized with securities held by the pledging financial institution or by its trust department or agent but not in the City's name. Investments are also classified in three categories of custodial risk as follows: Category 1: Insured or registered, securities held by the entity or its agent in the entity's name. Category 2: Uninsured and unregistered, with securities held by the counterparty's trust department or agent in the entity's name. Category 3: Uninsured and unregistered, with securities held by the counterparty's trust department or agent but not in the entity's name. Investments in pools managed by other governments or in mutual funds are not required to be categorized. The Agency's deposits and investments at June 30, 2000 are categorized below: BANK BALANCE - CATEGORY BANK CARRYING 1 2 3 BALANCES AMOUNTS Deposits: Cash $100.000 $ - $140,101 $ 240,101 $ 240.101 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #3 — CASH AND INVESTMENTS (Continued) Investments: Local Agency Investment Fund (LAIF) (1) Investments held in trust by fiscal agents guaranteed investment agreement with Transamerica, maturity date 10/1/2018 Fidelity U.S. Treasury Portfolio III Money Market Fund Common Stock - Disney Total investments * Not required to be categorized. BANK BALANCE - CATEGORY 1 2 3 FAIR VALUE $ 5,842,663 - 771,100 * 47,397 S 3,328 3.328 $ 3,328 S - S - S 6,664,488 (1) The management of the State of California Pooled Money Investment Account (generally referred to as LAIF) has indicated to the Agency that as of June 30, 2000, the carrying amount of the pool was 543,030,301,594 and the estimated market value for the pool (including accrued interest) was S43,453,950,163. The Agency's proportionate share of that value is 55,842,663. Included in LAIF's investment portfolio are certain derivative securities or similar products in the form of structured notes totaling S1,909,398,000, and asset - backed securities totaling $770,758,000. LAIF's (and the Agency's) exposure to risk (credit, market or legal) is not currently available. Fair Value of Investments Accounting pronouncement GASB Statement 31 generally applies to investments in external investment pools (State of California LAIF & county treasury investment pools), investments purchased with maturities greater than one year, mutual funds, and certain investment pools. Generally, governmental entities need to report the "fair value" changes for these investments at year -end and records these gains or losses on their income statement. State of California State Treasurer's Local Agency Investment Fund (LAIF): The Agency holds an investment in LAIF that is subject to being adjusted to "fair value ". The Agency is required to disclose its methods and assumptions used to estimate the fair value of its holdings in LAIF. The Agency relied upon information provided by the State Treasurer in estimating the Agency's fair value position of its holding in LAIF. The Agency had a contractual withdrawal value of $5,842.663 whose pro -rata share of fair value was estimated by the state Treasurer to be $5,842,663. The fair value change in this investment for the year came to an amount that was not material for presentation in the financial statements. 12 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #3 — CASH AND INVESTMENTS (Continued) The State Treasurer's Local Agency Investment Fund ( "LAIF ") is a governmental investment pool managed and directed by the California State Treasurer and is not registered with the Securities and Exchange Commission. An oversight committee, comprised of California State officials and various participants, provide oversight to the management of the fund. The daily operations and responsibilities of LAIF fall under the auspices of the State Treasurer's office. The Agency is a voluntary participant in the investment pool. NOTE #4 — LAND HELD FOR RESALE The following is a summary of changes in land held for resale during the year ended June 30, 2000: Balance Balance Beginning of End of Year Additions Deletions Year Totals $ 1,500,000 $ 1,500,000 NOTE #S — PROPERTY AND EQUIPMENT A summary of changes in general fixed assets during the year ended June 30, 2000 is as follows: Balance Balance Beginning of End of Year Additions Deletions Year Land $ 1,096,409 $ 1,096,409 Building and structures 78,558 78,558 Equipment 34,316 34,316 Totals S 1,209,283 $ - $ - $ 1,209,283 13 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #6 — GENERAL LONG -TERM DEBT The following is a schedule of changes in long -term debt for the fiscal year ended June 30, 2000. A. Employee Compensated Absences B. Long -Term Advance from the City C. 1999 Tax Allocation Bonds Totals A. Employee Compensated Absences Payable Balance Balance Beginning of End of Year Additions Deletions Year $ 20,011 $ 1,111 $ 18,900 4,365,369 2,500,000 1,865,369 9,860,000 320,000 9,540,000 $14.245,380 $ - $2,821,111 $11,424,269 In accordance with generally accepted accounting principles, the Agency recognizes the long -term portion of accumulated employee compensated absences in the Long -Term Debt Account Group. B. Advances from the City of Moorpark The City's General Fund has paid for services and start -up expenditures incurred by the Redevelopment Agency (short-term advances). The balance of these short-term operating advances amounted to $865,369 at the beginning of the fiscal year and were completely repaid during the 1999 -2000 fiscal year. During the fiscal year ended June 30, 1994, the City's General Fund also advanced $3.5 million to purchase certain properties within the Redevelopment Agency project area (long -term advance). This long -term advance accrues interest at 8 percent and is to be repaid over an indeterminate period. During the 1999 -2000 fiscal year, the Agency paid $1,634,631 on the long -term advance. The balance of the advance from the General fund totaled $1,865,369 at June 30, 2000. C. 1999 Tax Allocation Bonds In 1999, the Redevelopment Agency issued a $9,860,000 aggregated principal amount of Moorpark Redevelopment Project 1999 Tax Allocation Refunding Bonds (the Bonds). The purpose of the Bonds was to advance refund the Agency's previously issued $10,000,000 Moorpark Redevelopment Project, 1993 Tax Allocation Bonds. The purpose of the 1993 Bonds was to finance a portion of the costs of implementing the Redevelopment Plan, including low -and moderate - income housing projects. The 1999 Bonds bear interest at rates ranging from 3.05 percent to 4.875 percent per annum, payable semi - annually on April 1 and October I of each year, commending on October 1, 1999 and are subject to mandatory sinking fund redemption commencing on October 1. 2009 and on each October 1 thereafter. The Bonds are payable from and secured by the tax revenues to be derived from the project area. 14 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #6 — GENERAL LONG -TERM DEBT (Continued) The bonds are secured by all property tax increment revenues, which are deposited in the Special Revenue Fund and Capital Projects Fund. Property tax increment revenues necessary to satisfy the annual debt service obligation are transferred from the Special Revenue Fund and Capital Projects Fund to the Debt Service Fund. Cash and investments in the custody of the fiscal agent are restricted by the bond resolutions for payment of principal and interest on the Tax Allocation Bonds. In addition, the bond resolutions require retention of funds held by the fiscal agent prior to use for other than debt service. The Redevelopment Agency is in compliance with the covenants contained in debt indentures, which require the establishment of certain specific accounts for the Tax Allocation Bonds. Debt service payments on the 1999 Tax Allocation Refunding Bonds payable will be made from the Debt Service Fund. Annual debt service requirements to maturity are as follows: Fiscal Year Ending June 30, 2001 2002 2003 2004 2005 Thereafter Total D. Prior Year's Debt Defeasance Principal Interest Total $ 345,000 S 420.193 S 765,193 355,000 408,638 763,638 365,000 396,124 761,124 380,000 382,710 762,710 395,000 368,369 763,369 7,700,000 2,879,699 10,579,699 $ 9,540,000 S4,855,733 S 14,395,733 In prior years, the City has defeased the 1993 tax allocation bond issue by creating separate irrevocable trust funds. New debt has been issued and the proceeds have been used to purchase U.S. government securities that were placed in the trust funds. The investments and fixed earnings from the investments are sufficient to fully service the defeased debt until the debt is called or matures. For financial reporting purposes, the debt has been considered defeased and therefore removed as a liability from the Agency's General Long - Term Debt Account Group. As of June 30, 2000, the amount of defeased debt outstanding but removed from the General Long -Terms Debt Account Group amounted to $8,660,000. 15 REDEVELOPMENT AGENCY OF THE CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #7— LOW- AND MODERATE- INCOME HOUSING SET ASIDE The California Health and Safety Code Section 33334.2 requires a redevelopment agency to use at least 20 percent of tax increment revenues generated by a redevelopment project area to increase and improve the supply of low -and moderate - income housing in the community. Accordingly, the Agency's unspent commitment for its low- and moderate - income housing program amounted to $1,570,425 and has been reflected as a reservation of fund balance in the Agency's Special Revenue Fund. NOTE #8 — PASS - THROUGH AGREEMENTS The Agency has entered into agreements with various governmental agencies to pass through a portion of tax increment received in the project area. Such transactions are recorded within the Agency's Capital Project Fund. The various agencies and the tax increment passed through to those agencies for the year ended June 30, 2000 are as follows: Ventura County Superintendent of Schools $ 1,867 Moorpark Unified School District 750,000 Ventura County Community College District 15,974 City of Moorpark/School District Passthrough * 113,342 Total $ 881,183 In addition, the Agency was not subject to transfer any tax increment to the State's Education Revenue Augmentation Fund (ERAF) for the year ended June 30, 2000. * This amount was used by the City of Moorpark towards construction of community tennis courts. NOTE #9 — PRIOR PERIOD ADJUSTMENT The agency has recorded a prior period adjustment of $101,036 in the Capital Projects Fund to restate the beginning balance of notes receivable to the proper balance. 10, Ur re. I Vavrinek, Trine, Day & Co., LLP Report on Compliance and on Internal Control Over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards The Honorable Board of Directors Redevelopment Agency of the City of Moorpark, California We have audited the financial statements of the City of Moorpark Redevelopment Agency, as of and for the year ended June 30, 2000 and have issued our report thereon, dated November 21, 2000. We conducted our audit in accordance with Generally Accepted Auditing Standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Controller of the United States. Compliance As part of obtaining reasonable assurance about whether the financial statements of the City of Moorpark Redevelopment Agency are free of material misstatements, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. Such provisions included those provisions of laws and regulations identified in the Guidelines for Compliance Audits of California Redevelopment Agencies, issued by the State Controller and is interpreted in the Suggested Auditing Procedures for Accomplishing Compliance Audits of California Redevelopment Agencies, issued by the Governmental Accounting and Auditing Committee of the California Society of Certified Public Accountants. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over Financial Reporting In planning and performing our audit, we considered the City of Moorpark Redevelopment Agency's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we considered to be material weaknesses. 17 FRESNO - LAGUNA HILLS PLEASANTON • RANCHO CUCAMONGA SACRAMENTO SAN JOSE This report is intended for the information of the board of Directors, management, and the State Controller. However, this report is a matter of public record and its distribution is not limited. Rancho Cucamonga, California November 21, 2000 I". CITY OF MOORPARK MOORPARK, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT For the fiscal year July 1, 1999 through June 30, 2000 Prepared by: The Finance and Administrative Services Department CITY OF MOORPARK ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2000 CONTENTS PAGE GENERAL PURPOSE FINANCIAL STATEMENTS Independent Auditors' Report All Fund Types and Account Groups Combined Balance Sheet All Governmental Fund Types Combined Statement of Revenues, Expenditures and Changes In Fund Balances Combined Statement of Revenues, Expenditures and Changes In Fund Balances — Budget and Actual 6 Notes to General- Purpose Financial Statements SUPPLEMENTARY SCHEDULES All Special Revenue Funds Combining Balance Sheet 29 Combining Statement of Revenues. Expenditures and Changes In Fund Balances 34 Combining Statement of Revenues, Expenditures and Changes In Fund Balances — Budget and Actual 39 All Capital Projects Funds Combining Balance Sheet 48 Combining Statement of Revenues, Expenses and Changes In Fund Balances 49 Combining Statement of Revenues, Expenditures and Changes In Fund Balance - Budget and Actual 50 Agency Fund — Developer Deposit Fund Statement of Changes in Assets and Liabilities 52 CITY OF MOORPARK ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED JUNE 30, 2000 CONTENTS (Continued) STATISTICAL SECTION PAGE Revenues by Source — All Governmental Fund Types — Last Ten Fiscal Years 53 Expenditures by Function — All Governmental Fund Types — Last Ten Fiscal Years 54 Assessed Value of Taxable Property — Last Ten Fiscal Years 55 Secured Tax Charge and Delinquencies — Last Six Fiscal Years 56 Direct and Overlapping Bonded Debt as of Fiscal Year 1998 -99 57 Computation of Legal Debt Margin and Breakdown of General Property Tax Levy 58 City Population — Last Ten Years 59 Building Permit Valuation — Last Ten Fiscal Years 60 Largest Property Owners — Per Assessed Valuation 1998 61 Miscellaneous Statistics 62 urr4011 Imu, Vavrinek, Trine, Day & Co., LLP Certified Public Accountants R Consultants INDEPENDENT AUDITORS' REPORT The Honorable City Council City of Moorpark Moorpark, California We have audited the accompanying general - purpose financial statements of the City of Moorpark as of and for the year ended June 30, 2000 as listed in the accompanying table of contents. These general - purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general- purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general- purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general- purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management. as well as evaluating the overall general- purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In accordance with Government .4uditing Standards, we have also issued a report dated November 21, 2000 on our consideration of City of Moorpark's internal control over financial reporting and our tests of its compliance with certain provisions of laws regulations. contracts and grants. The City has not maintained complete records relating to the fixed assets of the General Fixed asset Account Group. Accordingly, we are unable to satisfy ourselves as to the tired assets of the General Fixed Assets ,account Group amounting to 521.221,029. In our opinion, except for the omission of the information discussed in the preceding paragraph, the general - purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Moorpark, California as of June 30, 2000, and the results of its operations for the year then ended in conformity with generally accepted accounting principles. 8270 Aspen Street Rancho Cucamonga, CA 91730 Te:: 909.466 4410 Fax. 909 466 4431 :,rr: vidIcoa core FRESNO LAGUNA HILLS PLEASANTON RANCHO CUCAMONGA SACRAMENTO SAN JOSE Our audit .yas made for the purpose of forming an opinion on the general- purpose financial statements taken as a whole. The combining and individual fund statements listed in the accompanying table of contents as supplementary information are presented for purposes of additional analysis and are not a required part of the general- purpose financial statements of the City of Moorpark, California. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and. in our opinion. is fairly stated. !n all material respects in relation to the general- purpose financial statements taken as a whole. The statistical information listed to the table of contents was not audited by us, and accordingly, we do not express an opinion thereon. baz Rancho Cucamonga, California November 21, 2000 CITY OF MOORPARK COMBINED BALANCE SHEET ALL FUND TYPES AND ACCOUNT GROUPS JUNE 30, 2000 (With Comparative Amounts for June 30, 1999) The accompanying notes are an integral part of these financial statements. GOVERNMENTAL FUND TYPES Special Capital Debt General Revenue Projects Service ASSETS AND OTHER DEBTS Cash and Investments S 6,060,375 S 26,160,899 $ 5.23-1.702 Restricted cash and investments 263,508 $ 818,497 Accounts and interest receivable, net 330,190 1,300,1 12 263.030 13,378 Taxes receivable 79,406 37,043 20.298 Notes & loans receivable 82,000 781,248 3.737,740 Due from other funds 936,912 2,160,752 Long -term advance in Redevelopment Agency 1,865.369 Other assets 3,664 31 10,086 Land held for resale 1,500,000 Property and equipment Amount available for debt service Amount to be provided for retirement of general long -term debt Total Assets S 9,357,916 S 32.203.593 S 9.265.856 S 831.875 LIABILITIES Liabilities: Accounts payable and accrued liabilities 737.165 1,174,072 160.591 Employees compensated absences payable Deposits, principally from developers 26,500 2,370 Due to other funds 2,615,687 481,977 Deferred revenue 84,619 442,587 Long -term advance from City General Fund Tax allocation bonds payable Total Liabilities 821,784 4,258,846 614.938 FUND EQUITY AND OTHER CREDITS Fund balances and other credits: Investment in general fixed assets Fund balances: Reserved for AB939 Reserved for unpaid grants 49,097 Reserved for encumbrances 46,509 216,830 372 Reserved for receivables due alter one year, net 82,000 596,046 3,737.740 Reserved for land held for resale 1,500,000 Reserved for prepaid expenditures 3,664 Reserved for debt services 831,875 Reserved for lowimoderate income housing 1,570,425 Reserved for advances in Redevelopment Agency 1,865,369 Unreserved: Designated 109,002 4.140.056 Undesignated 6,489.493 23.952,444 142.750 Total Fund Equity and Other Credits 8,536,132 27.944.747 8.620.918 831.875 Total Liabilities and Fund Equity S 9357.916 S 32,203,593 S 9.265.856 S 831.875 The accompanying notes are an integral part of these financial statements. FIDUCIARY FUND TOTALS TYPE ACCOLNT GROUPS (Memorandum Only) General General -Long Agencv Fixed Assets Term Debt 2000 1999 S 1.659,442 S 39,115,418 S 35,171,771 1,082.005 803,234 1,906,710 2,502,554 136,747 33,711 4,600,988 3,807,282 3,097,664 1.552,616 1.865,369 4,365,369 13,781 4,000 1,500,000 1,500,000 S 21,221,029 21.221,029 21,147,224 S 831,875 831,875 806,845 10,769,599 10.769, 5 99 13,599.555 S 1.659.442 S 21.221.029 S 11.601,474 S 86,141.185 S 35.293.161 170,308 2.242,136 2,199,034 196,105 196,105 180,031 1,489.134 1,518,004 954,339 3,097,664 1,552,616 527,206 515,594 1,865.369 1,865,369 4,365,369 9,540.000 9,540,000 9.860.000 1.659.442 11.601,474 18.986.484 19.626.983 21,221,029 21,221,029 21,147,224 501,466 49,097 5,900 263.711 7,559.639 4,415,786 5,128.186 1,500.000 1,500,000 3,664 831,875 803.234 1,5 70,425 1.273,206 1,865,369 4,365,369 4,249,058 6,898,634 31.184.687 16.483.3 20 21,221.029 67.154.701 b5.666.178 5 1.659,442 S 21.221.029 S 11,601.474 S 86.141.185 S 85.293,161 CITY OF MOORPARK COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 2000 (With Comparative Amounts for the Fiscal Year Ended June 30, 1999) The accompanying notes are an integral part of these financial statements. 5 TOTALS GOVERNMENTAL FUND TYPES [Memorandum Only) General Special Capital Debt Fund Revenue Projects Service 2000 1999 REVENUES Property taxes S IJ03,924 S 399,572 S 1,589,397 5 3.692,893 S 3.404,010 Sales taxes 1,809,428 1.809 428 1,486,749 Other taxes 35.670 560,746 300 596.716 595,685 Motor vehicle license fees 1,488,473 1,488.473 1,343.188 Utility franchise fees 651,683 194,497 846.180 859.302 Building and safety fees 453,189 453.189 290,234 Maintenance assessments 3.197,752 3,197,752 3,856,911 Subventions and grants 232,806 4,092,499 4,325,305 849,089 Planning and public works fees 141,286 1,315,327 1,456,613 760.772 Park development fees 133,543 133.543 136,805 Charges for current services 484,849 35,146 108,532 628.527 643.422 Fines and forfeitures 98,822 129.571 1,755 230.148 225,194 Interest 708,679 1.153.557 451,974 S 70,146 2.384.356 2.702,815 Other 71,047 17,073 88,120 464,900 Total Revenues 7.426.667 11,682,472 2,151,958 70.146 21.331243 17,619,076 EXPENDITURES Current: General government 1,143,551 3.300 21,198 1,168,049 1,993,878 Public safety 3,419,489 57.292 3.476.781 3,102,834 Public services 214,759 3.468,328 1,386,922 5,070,009 3,148,264 Parks and recreation 681,971 701,175 1,383.146 1,385,376 Capital outlay 116.874 4,967,266 271,131 5,355.271 1,965,474 Debt service Principal 2,500.000 320.000 2.820,000 2,903,202 Interest 350,000 394,305 744,305 1.022,039 Cost of issuance 231,113 Total Expenditures 5.576,644 9.197,361 4.529,251 714.305 20.017,561 15.752.180 EXCESS (DEFICIENCI� OF REVENUES OVER EXPENDITURES 1,850.023 2.485,111 (2,377,293) (644.1591 1,313.682 1,866.896 OTHER FfNANCING SOURCES (USES) Operating transfers in 752,120 60.500 669,189 1.481.809 3,646,293 Proceeds from bond issuance 9,737,134 Proceeds from special district dissolution 1,452,845 Proceeds from sale of city property 45,000 Operating transfers out (812,620) (133.838) (535,351) (1,481,809) (3,646.293) Payment to refunded bond escrow agent (9.497.729) Total Other Financing Sources (Uses) (812,620) 618.282 (474,851) 669,189 1.737.250 EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES 1.037,403 3,103,393 (2,852,134) 25.030 1.313,682 3.604,146 Fund Balances. Beginning of Year 7.498.729 24,841,354 11,372,026 806.845 44,518,954 40,914.808 Prior Period Adjustment 101,036 101.036 Fund Balances. End of Year S 8.536.132 S 27.944,747 S 8.620.918 S 831.875 S 45.933.672 S 44.518.954 The accompanying notes are an integral part of these financial statements. 5 CITY OF MOORPARK COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ALL GOVERNMENTAL FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 2000 REVENUES Property taxes Sales taxes Othertaxes Motor vehicle license fees Utility franchise fees Building and safety fees Maintenance assessments Subventions and grants Planning and public works fees Park development fees Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public safety Public services Parks and recreation Capital outlay Debt service Principal Interest Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Prior Period Adjustment Fund Balances. End of Year S 8,536.132 The accompanying notes are an integral part of these financial statements. Gi 5 27.944.747 GENERAL FUND SPECLAL REVENUE FUNDS Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) S 1,571,800 S 1.703.924 S 132,124 S 399,400 S 399,572 S 172 1,380,000 1.809.428 429,428 37,100 35,670 (1,430) 559,920 560,746 826 1,400,500 1,488.473 87,973 630,300 651,683 21,383 186,450 194,497 8.047 446.619 453,189 6,570 2,148,452 3.197,752 1,049,300 276.600 232,806 (43,794) 4,981,268 4,092,499 (888,769) 92,500 141.286 48,786 2,424,718 1,315,327 (1,109.391) 1,000.000 133.543 (866.457) 374,592 484.849 110.257 322.050 35,146 (286.904) 108,000 98,822 (9,178) 90,000 129,571 39,571 654.091 708,679 54.588 627,527 1,153,557 526.030 55.280 71.047 15,767 400 17,073 16,673 6,580,763 7,426,667 845,904 13.186.804 11,682,472 (1.504.332) 1,319,724 1,143,551 176,173 3,300 3,300 3,608,034 3,419.489 188,545 80.366 57,292 23.074 241.543 214,759 26.784 4,890,337 3.468,328 1,422,009 770,939 681.971 88,968 785.355 701,175 84,180 229,378 116,874 112.504 11,417,388 4,967,266 6,450,122 5.57,6,644 6,169,618 592,974 17, 176,746 9,197.361 7,979,385 411,145 1,850.023 1,438,878 (3.989,942) 2,485.111 6,475.053 371,945 752,120 380.175 (933,911) (812,620) 121,291 (134,000) (133,838) 162 (933.911) (812,620) 121,291 237,945 618.282 380.337 S (522,766) 1,037,403 S 1,560.169 S (3,751.997) 3,103,393 S 6.855,390 7,498, 729 24,841,354 S 8,536.132 The accompanying notes are an integral part of these financial statements. Gi 5 27.944.747 TOTAL CAPITAL PROJECTS FUNDS DEBT SERVICE ( \lemorandum Onlv) Variance Vanance Vanance Favorable Favorable Favorable Budget Actual 1L'nfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) S 1,597,800 S 1.589.397 S (8,403) S 3,569,000 S 3.692.893 S 123,893 1,380,000 1,809.428 429,428 300 300 597,020 596,716 (304) 1,400.500 1,488,473 87,973 816,750 846.180 29,430 446.619 453.189 6,570 2,148,452 3,197,752 1.049,300 5,257,868 4,325.305 (932,563) 2.517,218 1,456,613 (1,060,605) 1.000,000 133.543 (866,457) 106,842 108.532 1,690 803.484 628.577 (174,957) 1.755 1,755 198,000 230.148 32.148 440,000 451.974 11,974 S 54,000 S 70.146 S 16.146 1.775,618 2?94.356 608.738 55,680 88.120 32,440 2.144,642 2.151.958 7,316 54.000 70.146 16.146 21.966.209 21.331,243 (634.966) 25,324 21,198 4,126 1.348,348 1,168,049 180.299 3.688.400 3,476.'81 211,619 1,551,028 1.386.922 164.106 6.682.908 5,070.009 1,612.899 1,556,294 1,383.146 173,148 481,515 271,131 210,384 12,128,281 5,355.271 6,773,010 2,500,000 2.500.000 320,000 320.000 2,820.000 2,820,000 352,900 350.000 2,900 394,500 394.305 195 747,400 744.305 3.095 4,910,1,67 4.529.251 381.516 714,500 714.305 195 28.971,631 20.017.561 8,954,070 (2.766,125) (2.377293) 388,832 (660,500) (644.159) 16.341 (7,005.422) 1,313.682 8,319.104 60.500 60500 670,000 669,189 (811) 1.102.445 1,481.809 379.364 (536.000) (535.351) 649 (1.603.911) (1,481.809) 122,102 (475,500) (474,851) 649 670,000 669.189 (811) (501.466) 501.466 S f3.241,625) (2.852.144) S 389,481 S 9.500 25.030 S 15.530 S (7,506.888) 1.313.682 S 8,820.570 11.372.026 806,845 44518.954 101.036 101.036 5 8.620.918 S 831.875 S 45.933.672 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Moorpark (the City), accounts for its financial operations in accordance with generally accepted accounting principles applicable to governmental units. Accordingly, the City uses several fund types and account groups as described below. A. Fund Types and Account Groups • Governmental Fund Types • General Fund: The General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. • Special Revenue Funds: Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for specified purposes. • Capital Project Funds: Capital Project Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities. • Debt Service Funds: The Debt Service Funds are used to account for the accumulation of resources for, and the payment of, general long -term debt principal, interest, and related costs. • Fiduciary Funds • Agency Funds: Agency Funds are used to account for assets held by the City as an agent for individuals, private organizations, other governments and/or other funds. The agency funds are custodial in nature (assets equal liabilities) and do not involve measurement of results of operations. The agency funds use the modified accrual basis of accounting. B. Account Groups • General Fixed Assets Account Grou General Fixed Assets Account Group, which is used to account for property and equipment purchased or received by the governmental fund types. • General Long -Term Debt Account Group General Long -Term Debt Account Group, which is used to account for unmatured long -term indebtedness of the governmental fund types. 8 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 ,VOTE #1 — SU'V jWARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Reporting Entity The accompanying general - purpose financial statements include all accounts for the City and the Redevelopment Agency. The City of Moorpark Redevelopment Agency is a separate legal entity, over which the City Council exercises significant oversight responsibility and authority. The Financial operations of the Redevelopment Agency are included in the accompanying financial statements based on the financial interdependency of the City and the Redevelopment Agency, the absence of authoritative independence of its officials, and the significant ability of the City Council to influence the Redevelopment Agency's operations and fiscal matters. A component unit financial statement for the City of Moorpark Redevelopment Agency previously described maybe obtained at 799 Moorpark Avenue, Moorpark, California 93021. D. Basis of Accountin¢ Governmental fund types use the modified- accrual basis of accounting. Revenues are recognized when available and measurable. Revenues considered susceptible to accrual include property taxes, sales taxes collected by the state on behalf of the City prior to year -end, certain other intergovernmental revenues and interest. In accruing intergovernmental revenues, such as grants and state subsidies, the legal and contractual requirements are used as guidance. Revenues which are not considered susceptible to accrual include motor vehicle license fees, certain other licenses and fees, fines, forfeitures and penalties. Expenditures are recorded when the related liability is incurred. E. Interfund Transactions In the course of normal operations, transactions occur among various City funds. Recurring operating transfers are recorded by the receiving fund as an operating transfer in and as an addition to fund balance. Such transfers are recorded by the disbursing fund as an operating transfer out and a reduction of fund balance. Due to /from accounts and advance to /from accounts are primarily related to advances made by the General Fund to various Special Revenue and Capital Projects Funds and the Redevelopment Agency. Advances to Special Revenue and Capital Projects Funds are current and will be repaid from the receipt of grant funds and future revenues. Long -term advances to the Redevelopment Agency, which total $1,865,369 at June 30, 2000, are to be repaid over a indeterminate period of time, and bear simple interest at a rate of 8% annually. These long -tern advances are fully reserved in the General Fund. In July 2000, the City Council reduced the simple interest rate to 8% annually CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 ,VOTE #1 — SUXfAf,4RY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) F. Property Taxes The duties of assessing and collecting property taxes are performed by the Ventura county (County) Assessor and Tax Collector, respectively. The City receives an allocation of property taxes collected by the County with respect to property located within the City limits equal to 6.5 percent of the 1 percent State levy. The Redevelopment Agency receives incremental property taxes on property within its project area over the base - assessed valuation at the date the project area was established. Tax levies cover the period from July I to June 30 of each year. All tax liens are attached annually on the first day in March preceding the fiscal year for which the taxes are levied. Taxes are levied on both real and personal property, as it exists on that date. Secured property taxes are levied against real property and are due and payable in two equal installments. The first installment is due on November I and becomes delinquent if not paid by December 10. The second installment is due on February I and becomes delinquent if not paid by April 10. Unsecured personal property taxes are due on July I each year. These taxes become delinquent if not paid by August 31. G. Land Held for Resale Land held for resale in the Redevelopment Low -and Moderate - Income Special Revenue Fund totaled $1,500,000 at June 30, 2000. Such property represents land purchased by the Agency for redevelopment purposes. Land is valued at the lower of cost or estimated net realizable value (as determined by a disposition and development agreement between the Agency and/or the City and a developer, when signed). H. Property and Equipment Acquisitions of property and equipment are recorded as expenditures in governmental fund types at the time of purchase. These assets, when over $500 each, are capitalized at cost in the General Fixed Assets Account Group. Contributed assets are recorded at the fair market value at the date of donation. Expenditures for infrastructure (roads, curbs, sidewalks, and the like) are not capitalized as such assets are immovable and generally of value only to the City. No depreciation is provided for assets capitalized in the General Fixed Assets Account Group. l0 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS Jti NE 30, 2000 NOTE #1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) I. Deposits Deposits principally consist of amounts collected from developers for services to be rendered by the City, including engineering, plan checks and inspections and planning review services. The City recognizes such amounts deposited as revenue when the services are performed and the corresponding expenditures are incurred. J. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in order to reserve that portion of the applicable appropriation, is employed in the governmental funds. Open encumbrances are recorded as reservations of fund balance since the commitments will be paid by subsequent years' budget appropriations. Encumbrances do not constitute expenditure or liabilities. K. New Accounting Standards Governmental Accounting Standards Board (GASB) Statement Number 33 The Governmental Accounting Standards Board (GASB) has issued Statement No. 33, "Accounting and Financial Reporting for Nonexchange Transactions ". The requirements of this Statement are effective for financial statements for periods beginning after June 15, 2000. The Statement establishes accounting and financial reporting standards to guide state and local governments' decisions about when to report the results of nonexchange transactions involving cash and other financial capital resources. The Statement identifies four classes of nonexchange transactions, these are: (a) derived tax revenues (for example income taxes, sales taxes, and other assessments on earning or consumption), (b) imposed nonexchange revenues (for example property taxes and fines), (c) government- mandates nonexchange transactions (for example federal programs that state or local governments are mandated to perform), (d) voluntary nonexchange transactions (for example certain grants and private donations). The implementation may have a material effect on the financial statements of the City. Any material effect will be recognized as a prior period adjustment. CITY OF .IOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE�1 — SUM. 1. I,-IR1'OFSIGNIFICANTACCOUNTING POLICIES (Continued) Governmental Accounting Standards Board (GASB) Statement Number 34 The Governmental Accounting Standards Board has issued Statement No. 34, "Basic Financial Statements — and Management's Discussion and Analysis — for State and Local Governments ". This Statement establishes a new financial reporting model for state and local governments. This new model requires that at a minimum the basic financial statements of a government include: (1) Management's discussion and analysis (MD &A) as a component of required supplementary information (RSI). (2) both government -wide financial statements and fund financial statements, (3) notes to the financial statements and (4) RSI other than MD &A. The implementation of the Statement is mandated in three phases based upon a government's total annual revenues of its governmental and enterprise funds in the fiscal years ending after June 15, 1999. Phase 1 governments, those with annual revenues of $100 million or greater will be required to implement for periods beginning after June 15, 2001. Phase 2 governments, those with annual revenues of S 10 million or more but less than S 100 million will be required to implement for periods beginning after June 15, 2002. Phase 3 governments, those with annual revenues of less than $10 million will be required to implement for periods beginning after June 15, 2003. The Statement also requires that governments capitalize all infrastructure assets, and also include all debt of the government in the Statement of Net Assets. (Although the implementation of the infrastructure assets can be deferred until future years depending on the implementation Phase as noted above). This will be a complete change in the presentation of government financial statements. The City of Moorpark has already begun to develop plans and implement policies to prepare for the implementation of the new reporting model defined within GASB Statements No. 34. L. Deferred Compensation In October 1997, GASB Statement No. 32, "Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans ", was issued. This Statement establishes accounting and financial reporting standards for Internal Revenue Code (IRC) section 457 deferred compensation plans of state and local governments. Pursuant to the IRC 457 subsection (g), all amounts of compensation deferred under the plan, all property, or rights are solely the property and rights of the employee and beneficiaries of the Plan. Deferred compensation funds are not subject to the claims of the City's general creditors. The City has established an eligible deferred compensation plan in accordance with subsection (g) of the IRC Section 457. Under the provisions of this Statement, it is no longer considered appropriate to report the Section 457 plan in the City's financial statements. The investments under the City's 457 plan as of June 30, 2000, were S 1,153.660. 12 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #1 - SUit1,'t-IARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) M. Total (Memorandum Only) Columns The combined financial statements include certain "Memorandum Only" totals mathematical summations of account totals by fund type and account group and elimination of interfund transactions. Such totals are for information purposes only consolidated financial information. N. Reclassifications which represent do not reflect the and do not present Certain reclassifications have been made to the comparative total amounts reported in prior years in order to conform to the current year's presentation. NOTE #2 - BUDGETARY INFO&WA TION The City Council adopts a formal budget at the beginning of the City's fiscal year providing for operations and capital expenditures of the City's General Fund. Special Revenue Funds, Capital Projects Funds, and the Debt Service Funds. Budgetary controls and the levying of taxes are established by the City within state limitations. The City's adopted budget requires that expenditures not exceed appropriations in total form each fund. The budgetary basis of accounting is consistent with generally accepted accounting principles applicable to the City's financial statements. The Council is authorized to make and has made appropriation adjustments to the budget during the year as deemed necessary. Such adjustments, which are considered immaterial, are included in the budget amounts in the accompanying general- purpose financial statements. Appropriations lapse at year -end. NOTE #3 - CASH AND INVESTMENTS Cash and investments of the City are pooled for deposit and investment purposes. Interest earned on pooled investments is credited to the funds based on each fund's average deposit balance. Investments are stated at fair value. The City's investments consist primarily of the State of California Local Agency Investment Fund (LAIF) and money market investments. A. Deposits The California Government Code requires California banks and savings and loan associations to secure a city's deposits by pledging government securities as collateral. The market value of pledged securities must equal at least 110 percent of a city's deposits. California law also allows financial institutions to secure such deposits by pledging first trust deed mortgage notes having a value of 150 percent of a city's total deposits. 13 CITY OF MOORPARK NOTES TO FINANCIAL, STATEMENTS JUNE 30, 2000 NOTE #3 — C,4SH.4ND 1WESTWENTS (Continued) B. Investments The City temporarily invests its excess cash in instruments, which are allowable under current legislation of the State of California (Government Code Section 53600 et seq.). The state code permits investments in the following instruments: • Securities of the U. S. government or its agencies • Small business administration loans • Certificates of deposit (or time deposits) placed with commercial banks and/or savings and loan companies • Negotiable certificates of deposit • Bankers' acceptances • Commercial paper • Local Agency Investment Fund (LAIF) • Repurchase agreements, Passbook savings accounts • Reverse - repurchase agreements As of and for the year ended June 30, 2000 and for the year ended, the City did not choose to utilize either repurchase agreements or reverse - repurchase agreements, investment vehicles; nor did it engage in securities lending activities. The City's cash and investments at June 30, 2000 are as follows: Unrestricted cash and investments S 39,115,418 Restricted cash and investments 1,082,005 Total Cash and Investments $40.197,423 The cash and investments are aggregated as follows: Deposits $ 3,600,686 Petty Cash 660 Investments 36,596,077 Total Cash and Investments 540,197,423 14 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS .JUNE 30, 2000 NOTE i#3 — C.4SH.4ND INVESTMENTS (Continued) The City's deposits at June 30, 2000 are categorized in the following table: BANK BALANCE - CATEGORY BANK CARRYING 1 2 3 BALANCES .AMOUNTS Categorized Deposits held with banks $ 363,508 S 3.006,323 S 3.369,831 S 3,600,686 Total $ 363.508 S 3,006,323 $ 3.369.831 S 3,600,686 Category 1: Includes deposits that are insured or collateralized with securities held by the City or its agent in the City's name. Category 2: Includes deposits that are collateralized with securities held by the pledging financial institution's trust department or agent in the City" name. Category 3: Deposits, which are uncollaterlized, or collateralized with securities held by the pledging financial institution or by its trust department or agent but not in the City's name. The City's investments at June 30, 2000 are categorized in the following table: CATEGORY Carrying Fair (1) (2) (3) Value Value Investments held in trust by fiscal agents on behalf of the City of Moorpark (restricted assets) - investment agreement * S 771,100 $ 771,100 Fidelity Money Market Fund * 47,397 47,397 State Treasurer's Local Agency Investment Fund (1) * 35,774,252 35,733.668 Common Stock - Disney S 3,328 3.328 Total S 3.328 S - $ - $36.592.749 536,555,493 * Not required to be categorized. IN CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #3 — CASH AND INVESTMENTS (Continued) Category 1: Includes investments that are insured or registered or for which the securities are held by the City or its agent in the City's name. Category 2: Includes uninsured and unregistered investments for which the securities are held by the counterparty's trust department or agent in the City's name. Category 3: Includes uninsured and unregistered investments for which securities are held by the counterparty's trust department or agent but not in the City's name. (1) The management of the State of California Pooled Money Investment Account (generally referred to as LAIF) has indicated to the City that as of June 30, 2000, the carrying amount of the pool was $43,030,301,594 and the estimated market value for the pool (including accrued interest) was 543,453.950.163. The City's proportionate share of that value is 535,774,252. Included in LAIF's investment portfolio are certain derivative securities or similar products in the form of structured notes totaling $1,909,398,000, and asset - backed securities totaling $770,758,000. LAIF's (and the City's) exposure to risk (credit, market or legal) is not currently available. Fair Value of Investments Accounting pronouncement GASB Statement No. 31 generally applies to investments in external investment pools (State of California LAIF & county treasury investment pools), investments purchased with maturities greater than one year, mutual funds, and certain investment pools. Generally, governmental entities need to report the "fair value" changes for these investments at year -end and records these gains or losses on their income statement. State of California State Treasurer's Local Agency Investment Fund (LAIF): The City holds an investment in LAIF that is subject to being adjusted to "fair value ". The City is required to disclose its methods and assumptions used to estimate the fair value of its holdings in LAIF. The City relied upon information provided by the State Treasurer in estimating the City's fair value position of it's holding in LAIF. The City had a contractual withdrawal value of 535,774,252 whose pro -rata share of fair value was estimated by the state Treasurer to be $35,733,668. The fair value change in this investment for the year came to an amount that was not material for presentation in the financial statements. The State Treasurer's Local Agency Investment Fund ( "LAIF") is a governmental investment pool managed and directed by the California State Treasurer and is not registered with the Securities and Exchange Commission. An oversight committee, comprised of California State officials and various participants, provide oversight to the management of the fund. The daily operations and responsibilities of LAIF fall under the auspices of the State Treasurer's office. The City is a voluntary participant in the investment pool. 16 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 .NOTE #4 — LONG -TERM DEBT The following is a schedule of changes in long -term debt for the fiscal year ended June 30, 2000: A. Employee compensated absences payable B. Long -term advances from the General Fund C. 1999 Tax Allocation Bonds Balance Beginning of Year Additions Deletions $ 180,031 $ 16,074 4,365,369 9,860,000 Balance End of Year $ 196,105 S 2,500,000 1,865,369 320,000 9,540,000 Totals $14,405,400 S 16,074 S 2,820,000 $11,601,474 A. Employee Compensated Absences Payable In accordance with generally accepted accounting principles, the City recognizes the long -term portion of accumulated employee compensated absences in the Long -Term Debt Account Group. B. Advances from the General Fund The City's General Fund has paid for services and start-up expenditures incurred by the Redevelopment Agency (short-term advances). The balance of these short-term operating advances amounted to $865,369 at the beginning of the fiscal year and were completely repaid during the 1999 -2000 fiscal year. During the fiscal year ended June 30, 1994, the City's General Fund also advanced S3.5 million to purchase certain properties within the Redevelopment Agency project area (long -term advance). This long -term advance accrues interest at 8 percent and is to be repaid over an indeterminate period. During the 1999 -2000 fiscal year, the Agency paid $1,634,631 on the long -term advance. The balance of the advance from the General fund totaled $1,865,369 at June 30, 2000. C. 1999 Tax Allocation Bonds In 1999, the Redevelopment Agency issued a $9,860,000 aggregated principal amount of Moorpark Redevelopment Project 1999 Tax Allocation Refunding Bonds (the Bonds). The purpose of the Bonds was to advance refund the Agency's previously issued $10,000,000 Moorpark Redevelopment Project, 1993 Tax Allocation Bonds. The purpose of the 1993 Bonds was to finance a portion of the costs of implementing the Redevelopment Plan, including low -and moderate - income housing projects. The 1999 Bonds bear interest at rates ranging from 3.05 percent to 4.875 percent per annum, payable semi - annually on April 1 and October 1 of each year. commending on October 1, 1999 and are subject to mandatory sinking fund redemption commencing on October 1. 2009 and on each October 1 thereafter. The Bonds are payable from and secured by the tax revenues to be derived from the project area. 17 `1T�I0-'1Q;��i C)< illRr��►'- I�YIIl � ,1:;7'r- .�T'[EI�"YI]y�`'rft'' ;� 1'Y :P2 4- -- . 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':h��v�cb�elb:l:a�: �ot�r. issilm�CL -- aI�C: :rlfl:l�-r>��e:�(�sll�-v; 3ot~�u a�citC�3ll�mch� `3�s:l,;J,S�.I;xvv;;rmnn:�r ;PcCI_zl2fl's; t�la3rvN.c: 3d3xc�C1131t�l a: tn- istii; lm..3_. : "[-�rir:v�Et;r.-3a°rts: ra:al; rt:tacd: �lar.3ar_;,si'rc�;n- hoc•. invs�tzr :¢ns��.3r�;�riti':�i:eErt t:(lii:ull•�.;�e�,rcc.: h.'�c:��cles��C.:�d�t� _ mrt i. t` la:(l ��ti� :;ca31d:�C.c�Dnr.;>ktuFa,s. I �m'fl�en:n3ll " e�'mQrl>tr;,t�:ul-mcw�s,,t-1a: c � tD :l:a�� -1a z3 a �7rls �al�F(c:1 1a�1:���cli li xil::tlfxe �b- e(:re�er:mn�v��C Ic s:; � lu3:til : its f-�m:� rt t.rz: �.�� Erc�•y ;� :Gixla: rl�: l �u� 1p;_ - - Zcnll�c��t� �, }rc:xlm�t :Grna�:�.. �.�::(if. Jrla:: 3T�),:: �(( ���) X..:: hi: ��;;3tr_ca.-rA:c��f�Ir(tea�(c!i l��>•�:t�>cl>L>x,>u_dr.;� :lDi_t: c:ir.(v�ac.) 0 CITY OF MOORPARK VOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 .'VOTE #5 — LOPV- AND MODERATE - INCOME HOUSING SET ASIDE The Health and Safety Code section 33334.2 requires cities with redevelopment agencies to use at least 20 percent of tax increment revenues generated by a redevelopment project area to increase and improve the supply of low -and moderate - income housing in the community. NOTE #6 — AGREEWENTS WITH VARIOUS TAXING AGENCIES The Moorpark Redevelopment Agency has entered into five (5) agreements for allocation and distribution of tax increment revenues. The Agency has entered into an agreement with the County of Ventura, Ventura County Library District, Ventura County Fire Protection District, and Ventura County Flood Control District (collectively, the "County Taxing Entities "), which provides for the Agency to retain 100% of the County Taxing Entities share (55.82 %) of annual tax increment revenues up to S1,750,000. For annual tax increment revenue in excess of $1,750,000, the Agency shall distribute 55.85% of such revenues to the County on behalf of the County Taxing Entities. The County Taxing Entities have agreed to defer payments in the initial years of the Redevelopment Plan, and consequently, the parties agree that the County Taxing Entities may receive payments in any single fiscal year in excess of the amount of tax revenues the County Taxing Entities would otherwise be entitled to, but for the adoption of the Redevelopment Plan. Additionally, the agreement calls for the Agency to receive a $1,000,000 payment from the tax increment disbursed to the County pursuant to the agreement, by December 31, 2008, if and only if the Agency's annual debt statements which are filed with the County Auditor - Controller from fiscal year 1993 -94 to fiscal year 2008 -09 list debts in an amount equal to or in excess of the maximum tax increment available to the Agency in each of such fiscal years. The second agreement is with the City of Moorpark Vector Control, formerly known as the Moorpark Mosquito Abatement District and state that the City of Moorpark Vector Control shall receive 87.5% of its share (1.53 %) of annual tax increment revenue. The City of Moorpark Vector Control has agreed to contribute its pro rata share of the Agency's required annual payment to the Agency. The third agreement is with the Moorpark Unified School District (the "School District "), and states that the School District shall receive, after the Agency has satisfied debt service payments to bond or note holders or to the holder of any other instruments of Agency indebtedness (provided such indebtedness is not reasonable foreseeable to impair the Agency's obligation under the agreement), the School District's share (33.3101,10) of tax increment revenues generated by an annual 2% increase in assessed valuation, and beginning in fiscal year 1995 -96, 14% of the School District's share of annual tax increment revenue. Additionally, the agreement calls for the Agency to make a one -time $750,000 payment to the School District as a contribution to a new School District maintenance facility, at a future date. Under a separate agreement between the City and the MUSD, all School District share of tax increment revenues shall be payable to the City until one -half of the cost of tennis courts constructed in AUPC (estimated at $331,000) has been paid. 19 CITY OF MOORPARK VOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE . #6 — AGREEWENTS WITH VARIOUS TAXING AGENCIES (Continued) The fourth agreement is with the Ventura County Community College District (the "Community College District "), and states that the Community College District will receive. after the Agency has satisfied debt service payments to bond or note holders or to the holders of any other instruments of Agency indebtedness (provide such indebtedness is not reasonable foreseeable to impair the Agency's obligation under the agreement), the Community College District's share (5.80°/x) of tax increment revenues generated by an annual 2° o increase in assessed valuation, and, beginning in fiscal year 1993 -94, 14% of the Community College District's share of annual tax increment revenue. The fifth agreement is with the Ventura county Superintendent of Schools Office (the "Superintendent "), and states that the Superintendent shall receive its share 910.28 %) of tax increment revenues generated by an annual 2% increase in assessed valuation. NOTE #7 — RETIREMENT PLAN A. Plan Description The City of Moorpark's defined benefit pension plan (the Plan) provides retirement and disability benefits, annual cost -of- living adjustments, and death benefits to plan members and beneficiaries. The Plan is part of the Public Agency portion of the California Public Employees Retirement System (Ca1PERS), and agent - multiple- employer plan administered by CalPERS, which acts as a common investment and administrative agent for participating public employers within the State of California. A menu of benefit provisions as well as other requirements are established by State statutes within the Public Employees' Retirement Law. The City of Moorpark selects optional benefits through local ordinance. CalPERS issues a separate comprehensive annual financial report. Copies of the CalPERS' annual financial report may be obtained from the Ca1PERS Executive Office — 400 P. Street, Sacramento, CA 95814. All full -time City employees are eligible to participate in the Plan. Part-time employees appointed to a term of one year or longer and who work an average of 20 hours per week are also eligible to participate. Other part-time non - benefited hourly employees do not participate in the Plan. (Effective January 1, 1992, such part-time employees participate in a defined deferred compensation program). Related benefits vest after five years of service. Upon five years of service, employees who retire at or after age 50 are entitled to receive an annual retirement benefit. The benefit is payable monthly for life, in an amount that varies, from 2 percent at age 50 to a maximum of 2.7 percent at age 55 for safety employees, and 1.092 percent at age 50 to a maximum of 2.418 percent at age 63 for non -safety employees, of the employees' average of the three highest year's salary for each year of credited service. The Plan also provides death and disability benefits. 20 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 :VOTE #7 - RETIREMENT PL.4NS (Continued) B. Funding Policy Active plan members in the Plan are required to contribute 7.00 percent of their covered salary. The City of Moorpark is required to contribute the actuarially determined remaining amounts necessary to fund the benefits for its members. The actuarial methods and assumptions used are those adopted by the Ca1PERS Board of Administration. The required employer contribution rate for the fiscal year ended June 30, 2000 was .826 percent. The contribution requirements of the plan members are established by State statute and the employer contribution rate is established and may be amended by CalPERS. C. Annual Pension Cost For the year ended June 30, 2000, the City of Moorpark's annual pension cost and its actual contributions were 518,373. The City also contributed $152,322 on behalf of employees. Employees directly contributed $0. Total contributions were $170,695. The required contribution for the year ended June 30, 2000 was determined as part of the June 30, 1997 actuarial valuation using the entry age normal actuarial cost method with the contributions determined as a percent of pay. The actuarial assumptions included (a) 8.25 percent investment rate of return (net of administrative expenses), (b) projected salary increases that vary by duration of service ranging from 4.5 percent to 14.95 percent and (c) 4.5 percent cost -of- living adjustments. Both (a) and (b) include an inflation component of 4.5 percent. The actuarial value of the Plan's assets were determined using a technique that smoothes the effect of short-tern volatility in the market value of investments over a two to five year period depending on the size of investment gains and/or losses. The Plan's unfunded accrued liability (or excess assets) is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at June 30, 1998 was three years. Three -Year Trend Information Fiscal Year Ending 6/30/98 6/30/99 6/30/00 Annual Pension Cost _ (APC) $82,374 $91,092 518,373 21 Percentage of APC Contributed 100% 100% 100% Net Pension Obligation $0 $0 $0 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 Funded Status of the Plan Unfunded Actuarial (Overfunded) Value of Liability Assets (UAAL) $2,728,583 Entry Age $3,504,389 Normal $4,399,396 Accrued Valuation Date Liability 6/30/97 $2,029,821 6/30/98 $2,359,258 6/30199 $3,105,530 Unfunded Actuarial (Overfunded) Value of Liability Assets (UAAL) $2,728,583 ($698,762) $3,504,389 ($1,145,131) $4,399,396 ($1,293,866) ,VOTE #8 — PROPERTY AND EQUIPMENT Annual UAAL As a Funded Covered % of Ratio Payroll Payroll 134.4% S1,746,190 (40.02 )% 148.5% 52,119,784 (54.02)% 141.7% 52,067,768 (62.57)% A summary of changes in general fixed assets for the year ended June 30, 2000 follows: Land Buildings and structures Improvements other than buidlings Office furniture and equipment Other equipment Totals Balance Beginning of Year Additions $ 9.941,039 3,712,775 5,395,709 1,068,217 S 36,208 1 079 4R4 37 597 Balance End of Deletions Year $ 9,941,039 3,712,775 5,395,709 1,104,425 1 067 091 $21,147,224 $ 73,805 $ 21,221.029 22 CITY OF INIOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 ;VOTE #9 — INTERFUND TRANSACTIONS A summary of operating transfers and interfund receivablesipayables as of and for the year ended June 30, 2000 is included in the following table: Operating Operating Due From Due To Transfers In Transfers Out Other Funds Other Funds General Fund S 812,620 S 936,912 Special Revenue Funds Traffic System Management Fund Citywide Traffic Assistance Local Transportation Streets Fund Local Transportation Transit Fund Assessment District Fund $ 250,654 Park Development Areas of Contribution Fund Low- and Moderate - Income Housing Fund ISTEA Fund State Gas Tax Fund State Transit Assistance Solid Waste 501,466 Other Grants Fund CDBG Entitlement Fund Total Special Revenue Funds 752,120 Capital Projects Funds Capital Projects Funds Equipment Replacement Fund Redevelopment Agency Fund Total Capital Projects Funds Debt Service Fund Total S 42,461 176,000 2,160,752 1,675,105 133,838 9,479 633,999 76,340 2,303 133,838 2,160,752 2,615,687 60,500 535,351 481,977 60,500 535,351 $ 481,977 669,189 $ 1,481,809 $ 1,481,809 S 3,097,664 S 3,097.664 23 CITY OF NIOORYARK VOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE i#10 — CO ;WMITWENTS AND CONTINGENCIES A. Commitments The City has contracted with the County of Ventura for various services most notably law enforcement. These service contracts are renegotiated annually and cancelable by the City or the County on May 31 of each year after 30 days notice has been given. The aggregate of these and other various contractual commitments total approximately 53,437,102 for the year ended June 30, 2000. B. Contingencies There are certain legal actions pending against the City which management considers incident to normal operations. some of which seek substantial monetary damages. In the opinion of management, after consultation with counsel, the ultimate resolution of such actions is not expected to have a significant effect on the financial position or the results of operations of the City. The Citv has received State and Federal funds for specific purposes that are subject to review by the grantor agencies. Although, such audits could generate expenditure disallowance's under the terms of the grants, it is believed that any disallowed amounts will not be material. NOTE #11 — CONDUIT DEBT — REVENUE BONDS The City sponsored a revenue bond program during the year ended June 30, 1985 under which $20.000,000 of Single- Family Residential Mortgage Revenue Bonds were issued. The Single- Family Mortgage program is designed to provide funds to acquire mortgage loans on single- family residences located in the City. These bonds are secured by a pledge of all loans receivable advanced from the bond proceeds by the trustee, First Interstate Bank of California, and are serviced from payments on the loans to the Trustee. During the year ended June 30, 1995, the outstanding mortgages in this program were sold, the proceeds were used to establish an irrevocable trust to defease the bonds at April 1, 1995, and the program was discontinued. The City sponsored a revenue bond program during the year ended June 30, 1986, under which $22,600.000 of Multi - Family Housing Revenue Bonds were issued. The program was designed to assist in making low- and moderate -cost rental housing available in the City. The City was guaranteed that 10 percent of the units of the project financed with the bonds are made available to persons and families with incomes not exceeding 80 percent of the County median income and another 10 percent of the units for persons and families with income not exceeding 50 percent of the County median income. The units were available under this program for a 30- year period. These bonds were secured by a letter of credit issued by Citibank. N.A., dated December 23, 1985. The program is administered by the Trustee, Bank of America. The bonds were refinanced during the year ended June 30, 1992. The unpaid principal balance on the refinanced bonds is 521,700,000 at June 30, 2000. 24 CITY OF MOOR-PARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #11 — CONDUIT DEBT — REVENUE BONDS (Continued) The City Council, serving as the Industrial Development Authority of the City of Moorpark, issued $9,300,000 of Industrial Revenue Bonds during the year ended June 30, 1986. The bonds were issued to finance the development and construction of manufacturing facilities for the Kavlico Corporation. These bonds are secured by a standby letter of credit issued by Bank of America. Dal Ichi Kangyo Bank of California serves as the Trustee for these bonds. The unpaid principal balance on such bonds is $6,795,000 at June 30, 2000. The City of Moorpark Mobile Home Park Revenue Bonds (Villa Del Arroyo) Series 2000 A and the City of Moorpark Mobile Home Park Subordinate Revenue Bonds (Villa Del Arroyo) Series 2000 B were issued in the amounts of $12,740,000 and 52,635,000 respectively. Both issuances were dated May 19, 2000. The Series A bonds were issued to fund a loan to Augusta Homes, a California non - profit public benefit corporation to finance the acquisition of the Villa Del Arroyo Mobile Home Park. The Series B bonds were issued for the same purpose but are subordinate to the Series A bonds. The total bonds outstanding at June 30, 2000 total $15,375,000. Each of the bond programs described above do not constitute and indebtedness of the City, and there is neither a legal nor a moral obligation on the part of the City to make payments on such bonds from any source other than the revenues and assets pledged therefor. The programs are completely administered by the Trustees without any involvement by the City. Accordingly, these programs and the bonds issued thereunder have been excluded from the accompanying general - purpose financial statements. NOTE #12 — SPECIAL ASSESSMENT BONDS On April 1, 1994, the City sponsored the issuance of special assessment bonds to finance certain capital improvements for the Mission Bell Plaza project. These bonds, totaling $2,595,000, of which $735,000 and $1,475,000 mature in 2013 and 2023, respectively, were issued under the 1915 Improvement Bond Act and are obligations against the properties in the assessment district. The special assessment, which is collected with other property related taxes as part of the secured property tax bill for properties in the assessment district, will be forwarded to an independent bank that serves as the paying agent. These bonds do not constitute an indebtedness of the City, and the City is not liable for their repayment. Accordingly, these special assessment bonds payable have been excluded from the accompanying general - purpose financial statements. The unpaid principal balance on such bonds is $2,230,000 at June 30, 2000. 2 ; CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE #12 — SPECIAL ASSESSMENT BONDS (Continued) On July 1, 1997, the City issued bonds to finance the acquisition and construction of public improvements within the City of Moorpark Community Facilities District No. 97 -1. These bonds. totaling $7,645,000, were issued pursuant to the Mello -Roos Community Facilities Act of 1982. The bonds mature on September 1, 2008 with interest payable at rates ranging from 4.4 percent to 6 percent per annum on March 1 and September 1 of each year commencing March 1, 1998. The City is not liable under any circumstance for the repayment of the debt, but is only acting as agent for the property owners in collecting the assessments and special taxes, forwarding collections to fiscal agents to pay the bondholders and initiating foreclosure proceedings, if appropriate. Accordingly, these bonds payable have been excluded from the accompanying general - purpose financial statements. The unpaid principal balance is $7,525,000 at June 30, 2000. Seven properties in the assessment district, which had been zoned for commercial use prior to the City's incorporation, are currently used for residential, commercial and agricultural purposes. At various times, the City has advanced monies and contributed assessments on these properties form the Los Angeles Avenue Area of Contribution Special Revenue Fund to the paying agent, which the paying agent has used to purchase certain securities which have been placed in trust accounts to be used solely to provide for principal of and interest on the seven properties' proportionate share of the bonds through maturity. Notes receivable. secured by deeds of trust and various accounts receivable, have been established for these advances with interest accruing at a variable rate equivalent to the rate at which the City earns on funds deposited in the State Treasurer's Local Agency Investment Fund or 7 percent, whichever is less. Under the terms of the original promissory notes, the notes and accrued interest are due at the earlier of (1) sale of the property, (2) conversion of the property to a commercial use or (3) the maturity of the notes in March 2023. Subsequent to June 30, 1998, the notes were amended and the repayment terms changed as follows: the notes and accrued interest are due August 2029. NOTE #13 — RISK MANAGEMENT A. Description of Self - Insurance Pool Pursuant to Joint Powers A r� eement The City is a member of the California Joint Powers Insurance Authority (Authority). The Authority is composed of 84 California public entities and is organized under a joint powers agreement pursuant to California Government Code 6500 et seq. The purpose of the Authority is to arrange and administer programs for the pooling of self - insured losses, to purchase excess insurance or reinsurance, and to arrange for group- purchased insurance for property and other coverages. The Authority's pool began covering claims of its members in 1978. Each member government has an elected official as its representative on the Board of Directors. The Board operates through a 9- member Executive Committee. 26 CITY OF MOORPARK VOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 :VOTE #13 — RISK .1✓fANAGEME.NT (Continued) B. Self - Insurance Programs of the Authority General Liability: Each member government pays a primary deposit to cover estimated losses for a fiscal year (claims year). Six months after the close of a fiscal year, outstanding claims are valued. A retrospective deposit computation is then made for each open claims year. Costs are spread to members as follows: the first $20,000 of each occurrence is charged directly to the member; costs from $20,001 to $500,000 are pooled based on a member's share of costs under 520,000; costs from $500,001 to $5,000,000 are pooled based on payroll. Costs of covered claims above 55,000,000 are currently paid by reinsurance. The protection for each member is $50,000,000 per occurrence and $50,000,000 annual aggregate. Workers Compensation: The City also participates in the workers compensation pool administered by the Authority. Pool deposits and retrospective adjustments are valued in a manner similar to the General Liability pool. The City of Moorpark is charged for the first $25,000 of each claim. Costs are pooled above that level to 550,000. Costs from $50,001 to $100,000 per claim are pooled based on the member's losses under its retention level. Costs between $100,001 and $500,000 per claim are pooled based on payroll. Costs in excess of $500,000 are paid by excess insurance purchased by the Authority. The excess insurance provides coverage to statutory limits. C. Purchased Insurance The City of Moorpark participates in the all -risk property protection program of the Authority. This insurance protection is underwritten by several insurance companies. The City of 'Moorpark property is currently insured according to a schedule of covered property submitted by the City of Moorpark to the Authority. Total all -risk property insurance coverage is $7,936,610. There is a 55,000 per loss deductible. Premiums for the coverage are paid annually and are not subject to retroactive adjustments. D. Adequacy of Protection During the past three fiscal (claims) years none of the above programs of protection have had settlements or judgments that exceeded pooled or insured coverage. There have been no significant reductions in pooled or insured liability coverage from coverage in the prior year. 27 CITY OF MOORPARK NOTES TO FINANCIAL STATEMENTS JUNE 30, 2000 NOTE X14 — FUND BALANCES The State Gas Tax Special Revenue Fund has designated $109,002 for replacement of equipment. The Redevelopment .Agency has designated $4,140,056 of fund balance in the Redevelopment Agency Capital Projects Fund for business incentives and future capital projects. .'VOTE #15 — PROPOSITION 62 The California Supreme Court recently upheld the constitutionality of Proposition 62, a 1986 initiative, which requires voter approval of all new or increased taxes. The likelihood and amount of such an adverse effect upon the financial position of the City is currently unknown and has not been reflected in the general - purpose financial statements. NOTE #16 — PROPOSITION 218 The voters recently approved the "Right to Vote on Taxes Act" (Proposition 218) which limits the City's ability to leN v general taxes and benefit assessments without voter approval. The actual effects of Proposition 218 are unclear at this time. The initiative would also require voter approval by November 1998, to continue to collect annually in the General Fund general taxes (such as utility, transient occupancy, and the like) that are subject to the proposition requirements. It is uncertain what effect the proposition will have on taxes collected after January 1995, if voter approval has not been obtained by the due date. NOTE #17 — PRIOR PERIOD ADJUSTMENT The agency has recorded a prior period adjustment of $101,036 in the Capital Projects Fund to restate the beginning balance of notes receivable to the proper balance. 28 CITY OF MOORPARK COMBINING BALANCE SHEET ALL SPECIAL REVENUE FUNDS JUNE 30, 2000 (With Comparative Amounts for June 30, 1999) ASSETS Cash and Investments Restricted cash and investments Accounts and interest receivable, net Taxes receivable Notes & loans receivable Due from other funds Other assets Land held for resale Total Assets LIABILITIES Liabilities: Accounts payable and accrued liabilities Deposits, principally from developers Due to other funds Deferred revenue Total Liabilities FUND BALANCES Fund balances and other credits: Reserved for encumbrances Reserved for receivables due after one year, net Reserved for land held for resale Reserved for low/moderate income housing Unreserved: Designated Undesignated Total Fund Balances Total Liabilities and Fund Balances Traffic Citywide Local Traffic Svstem Traffic Transportation Safety Management Mineation Streets S 156,297 S 1,522,397 S 1,754,491 $ 2,324,109 30,084 20,839 23,305 32,559 1 19,868 $ 186,381 $ 1,663,104 S 1,777,796 S 2,356,668 2344 112 47,697 119,868 2.144 119,868 112 47,697 24,981 184,237 1,518,255 1,777.684 2,308,971 184,237 1,543,236 1,777,684 2,308,971 $ 186,381 S 1,663,104 S 1,777,796 S 2,356,668 19 S S S Local Transportation Crossing Transit Guard Assessment Areas of Park Communiry Affordable District Contributions Development Development Housing 146,422 S 105,177 S 502,311 S 8, 143,428 S 789.465 $ 575.457 S 586,695 188,351 263,508 2.326.571 235.753 371.980 576 1,622 6,256 116,626 125,531 328 8,842 31,968 540,535 S 11,152,092 S 917.797 S 575,785 467,778 2,801 62,533 2,160,752 146,998 S 106,799 S 540,535 S 11,152,092 S 917.797 S 575.785 S 658,070 16,836 159,270 42,461 129,567 146,403 201,731 595 1,364 463,115 56,952 372,980 1,675, 105 176,000 188,351 2,801 2.326.571 235.753 371.980 77,933 19,812 467.778 723 723 62,533 106,799 337,440 8,279,810 662,232 202,805 594.814 595 106.799 338,804 8,825,521 682,044 202.805 657,347 146.998 S 106,799 S 540,535 S 11,152,092 S 917.797 S 575,785 S 658,070 KI17 CITY OF MOORPARK COMBINING BALANCE SHEET (Continued) ALL SPECIAL REVENUE FUNDS JUNE 30, 2000 (With Comparative Amounts for June 30, 1999) ASSETS Cash and Investments Restricted cash and investments Accounts and interest receivable, net Taxes receivable Notes & loans receivable Due from other funds Other assets Land held for resale Total Assets LIABILITIES Liabilities: Accounts payable and accrued liabilities Deposits, principally from developers Due to other funds Deferred revenue Total Liabilities FUND BALANCES Fund balances and other credits: Reserved for encumbrances Reserved for receivables due after one year, net Reserved for land held for resale Reserved for low.!moderate income housing Unreserved: Designated Undesignated Total Fund Balances Total Liabilities and Fund Balances 31 Low and State State Moderate Gas Transit Income Housing Tax Assistance S 1.583,748 S 1,814,746 S 2,237 20,023 34,034 845 5,075 128,268 31 1,500.000 S 3,237,145 S 1,848,780 S 3,082 2,222 37,362 26,500 9,479 2,000 38,201 39,362 251 29,361 128,268 1,500,000 1,570,425 109,002 1,671,055 3,082 3,198,944 1,809,418 3,082 S 3,237,145 S 1,848,780 S 3,082 Transportation Development Act (Article 3) I.S.T.E.A. S 43,978 1,493 S 633,999 S Police CDBG Other Facilities Fee Solid Entitlement Grants Endowment Fund Waste S 4,739,652 S 761,012 S 609,277 6,272 S 121,921 71,278 11,196 32,383 S 45,471 S 633.999 S 6.272 S 121.921 S 4,810,930 S 772,208 S 641.760 3,969 10.690 633,999 2,303 76,340 633.999 6.272 76,340 10.690 45,471 45,581 4,810.930 772,208 631,070 45,471 45,581 4,810,930 772,208 631.070 S 45.471 S 633,999 S 6,272 S 121.921 S 4,810,930 S 772,208 S 641,760 32 CITY OF MOORPARK COMBINING BALANCE SHEET (Continued) ALL SPECIAL REVENUE FUNDS JUNE 30, 2000 (With Comparative Amounts for June 30, 1999) TOTALS ASSETS ,,,,,, Cash and Investments S 26,160,899 $ 72,766,694 Restricted cash and investments 263,508 7,321,576 Accounts and interest receivable, net 1,300,112 1,530,372 Taxes receivable 37,043 1,500,000 Notes & loans receivable 781,2.18 119,868 Due from other funds 2,160,752 1,364,703 Other assets 31 109,002 Land held for resale 1,500,000 1.500,000 Total Assets $ 32,203,593 S 27,281,637 LIABILITIES Liabilities: Accounts payable and accrued liabilities 1,174,072 409,899 Deposits, principally from developers 26,500 25,000 Due to other funds 2,615,687 1,552,616 Deferred revenue 442,587 452,768 Total Liabilities 4,258,846 2,440,283 FUND BALANCES Fund balances and other credits: Reserved for encumbrances 216,830 7,321,576 Reserved for receivables due after one year, net 596,046 1,236,204 Reserved for land held for resale 1,500,000 1,500,000 Reserved for low /moderate income housing 1,570,425 1,273,206 Unreserved: Designated 109,002 109,002 Undesignated 23,952,444 13,401,366 Total Fund Balances 27,944,747 24,841.354 Total Liabilities and Fund Balances $ 32,203,593 S 27.281.637 33 CITY OF `IOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CH -kNGES IN FUND BALANCES ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 (With Comparative Amounts for the Fiscal Year Ended June 30, 1999) Traffic Citywide Traffic System Traffic Safety Management Mitigation REVENUES Property taxes Other tares Utility franchise fees Building and safety fees Maintenance assessments Subventions and grants Planning and public works fees Park development fees Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public safety Public services Parks and recreation Capital outlay Debt service Principal Interest Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Proceeds from special district dissolution Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Fund Balances, End of Year Local Transportation Streets S 398,970 S 479,392 S 7,482 662,927 S 125,126 7,114 71,041 78,378 132,240 470,011 557,770 29,400 39,101 115.526 785,935 34 21,964 112 640,175 21,964 640,175 68,501 112 63,739 448,047 557,658 145,760 448,047 145,760 63,739 557,658 120,498 1,095,189 1,220,026 2,163.211 S 184,237 S 1,543,236 S 1,777.684 S 2,308,971 34 Local Transportation Crossing Assessment Areas of Park Community Affordable Transit Guard District Contributions Development Development Housing S 8.521 453.189 S 1,144,141 S 734,391 S 41,534 $ 88,698 1,949,385 113,342 1,315,327 133.543 18,300 1,500 (17,786) 12.039 8.236 2,075 2,370 1,495 S 5,792 21,408 434,254 41,619 S 35,751 2,406 555 7,549 108,493 5,792 1,171,530 3,100,244 342,077 1,788,198 43,300 3,000 300 8,041 107,891 639,563 27,367 1,777,787 11,541 687,657 2,130 7 11,221 2,654,124 287,889 5.638 8,041 107,898 1,341,441 2,681,791 290.019 1,783,425 11,541 595 (2,249) (169,911) 418,453 52,058 4,773 31,759 250,654 250,654 595 (2,249) 80,743 418,453 52,058 4,773 31.759 109,048 258.061 8,407.068 629.986 198,032 625,588 S 595 S 106.799 S 338,804 S 8,825,521 S 682,044 S 202.805 S 657,347 9161 CITY OF MOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (Continued) ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 (With Comparative Amounts for the Fiscal Year Ended June 30, 1999) REVENUES Property taxes Othertaxes Utility franchise fees Building and safety fees Maintenance assessments Subventions and grants Planning and public works fees Park development fees Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public safety Public services Parks and recreation Capital outlay Debt service Principal Interest and fiscal Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Proceeds from special district dissolution Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Fund Balances, End of Year 36 Low and State Moderate Gas Income Housing Tax S 399,572 State Transit Assistance S 552,225 418 10,231 646 73,996 98,173 S 3,135 6,563 483,799 658,025 3,135 62,961 567,425 64,000 1,546 112,463 679,888 64,000 64,507 419,292 (21,863) (60,865) (133,838) (133.838) 285,454 (21,863) (60,865) 2,913,490 1,831,281 63,947 S 3,198.944 S 1.809.418 S 3,082 Transportation Police Development CDBG Other Facilities Fee Act (Article 3) I.S.T.E.A. Entitlement Grants Endo�%ment Fund cM„A 37 S 194,497 S 330,',59 S 61,083 S 18,000 S 633,999 S 484,797 S 112,070 S 28,863 880 1,100 5,473 89,662 39,100 31,640 24,353 633,999 485,897 112,070 420,421 100.183 255,000 19,851 46,968 123,724 11,388 76,697 633,999 427,541 92,218 1,672 76,697 633,999 485.897 112,069 125,396 (52,344) 1 420,421 100, 183 129,604 501,466 501,466 (52,344) 1 420,421 100,183 631,070 97,815 45.580 4.390,509 672,025 S 45,471 S S S 45,581 S 4.810,930 S ?72,208 S 631,070 37 CITY OF NIOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (Continued) ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 (With Comparative Amounts for the Fiscal Year Ended June 30, 1999) REVENUES Property taxes Othertaxes Utility franchise fees Building and safety fees Maintenance assessments Subventions and grants Planning and public works fees Park development fees Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public safety Public services Parks and recreation Capital outlay Debt service Principal Interest and fiscal Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Proceeds from special district dissolution Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Fund Balances, End of Year 38 TOTALS 2000 1999 S 399,572 47,172 560,746 S 560,353 194,497 2,667,025 453,189 290,234 3,197,752 3,859,161 4,092,499 744,285 1,315,327 760,772 133,543 136,805 35,146 198,950 129,571 135,245 1,153,557 909,641 17,073 80,965 11,682,472 7,676,411 3,300 47,172 57,292 3,468,328 2,667,025 701,175 7,600 4,967,266 237,689 9,197,361 2,485,1 1 1 163,202 7,800 3,130,488 4,545,923 752,120 825,074 1,452, 845 (133,838) (2,324,569) 618,282 (46,650) 3,103,393 4,499,273 24,841,354 S 27,944, 747 S 20,342,081 24,841.354 CITY OF MOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) - BUDGET AND ACTUAL ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 Total Revenues 93.400 132.240 38.840 Traffic 470.011 414.011 EXPENDITURES Tratiic System Safety Management Variance Variance Favorable Public safety Favorable 29,400 Budget Actual (Unfavorable) Budget Actual (Unfavorable) REVENUES 39.101 11,854 Property taxes Othertaxes Capital outlay 47.200 Utility franchise fees 25.236 Total Expenditures 83.150 68.501 14.649 Building and safety fees 21.964 25.236 EXCESS (DEFICIENCY) OF REVENUES Maintenance assessments S 398.970 5 398,970 Subventions and grants 53.489 8.800 448.047 439.247 OTHER FINANCING SOURCES (USES) Planning and public works fees Park development fees Charges for current services Operating transfers out Fines and forfeitures S 90.000 S 125,126 S 35.126 Interest 3,300 7,114 3.814 S 56,000 71,041 15,041 Other 100 (100) AND OTHER SOURCES OVER Total Revenues 93.400 132.240 38.840 56.000 470.011 414.011 EXPENDITURES Current: General government Public safety 32,195 29,400 2.795 Public services 50,955 39.101 11,854 Parks and recreation Capital outlay 47.200 21.964 25.236 Total Expenditures 83.150 68.501 14.649 47.200 21.964 25.236 EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES 10.250 63.739 53.489 8.800 448.047 439.247 OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES S 10.250 63.739 S 53.489 S 8.800 448.047 S 439.247 Fund Balances, Beginning of Year 120.498 1.095.189 Fund Balances, End of Year S 184.237 S 1.543.236 39 Citywide Local Local TraMc Transportation Transportation Mitigation Streets Transit Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget .Actual (Unfavorable) S 479,392 S 479,392 S 7,482 S 7.482 S 662.927 662,927 S 171.320 S 88.698 S (82,622) 18,'_50 18,300 50 S 60.000 78,378 18.378 90.000 115,526 25.526 1,500 1,495 (5) 60.000 557,770 497,770 752,927 785.935 33.008 191.070 108.493 (82.577) 133,120 107.891 25,229 10.000 112 9.888 1.208.023 640.175 567.848 1.200 7 1.193 10.000 112 9.888 1,208.023 640.175 567.848 134.320 107.898 26.422 50.000 557.658 507,658 (455.096) 145,760 600.856 56.750 595 (56.155) S 50.000 557,658 S 507.658 S (455.096) 145,760 S 600.856 S 56.750 595 S (56.155) 1.220.026 2.163,21 1 S 1.777,684 S 2.308.971 S 595 40 CITY OF MOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) - BUDGET AND ACTUAL (Continued) ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 41 Crossing Assessment Guard District Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) REVENUES Property taxes Othertaxes L'tility franchise fees Building and safety fees Maintenance assessments S 1.091,452 S 1,144.141 S 52,689 Subventions and grants Planning and public works fees Park development fees Charges for current services 3,000 1,500 (1.500) Fines and forfeitures 2.075 2.075 Interest S 6,100 S 5,792 S (308) 21,408 21.408 Other 2,406 2.406 Total Revenues 6.100 5.792 (308) 1.094.452 1.171.530 77,078 EXPENDITURES Current: General government 3,000 3.000 Public safety 11,480 8,041 3.439 Public services 679,043 639.563 39,480 Parks and recreation 771,241 687.657 83,584 Capital outlay 33,400 11.221 22.179 Total Expenditures 1 L480 8.041 3.439 1,486.684 1.341.441 145.243 EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES (5,380) (2249) 3,131 (392.232) (169.911) 222.321 OTHER FINANCING SOURCES (USES) Operating transfers in 371,945 250,654 (121,291) Operating transfers out Total Other Financing Sources (Uses) 371.945 250.654 (121,291) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES S (5,380) (2,249) S 3.131 S (20.287) 80,743 S 101.030 Fund Balances. Beginning of Year 109.048 258.061 Fund Balances. End of Year S 106.799 S 338.804 41 5 (3.458.740) 418.453 S 3.877,193 S 855.540 52,058 S (803.482) S 196.664 4,773 S (191.891) 8.407.068 629,986 198.032 5 8.825.521 S 682.044 S 202.805 42 Areas of Park Community Contributions Development Development Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget actual (Unfavorable) S 8,920 S 8,521 S (399) 446,619 453,189 6.570 S 752.000 S 734,391 S (17,609) 5 175,000 S 41,534 S (133.466) 1.948.000 1.949.385 1,385 113,342 1 13.31'_ 2,324,718 1,315,327 (1.109,391) 1,000.000 133.543 (866.457) 300.000 (17,786) (317,786) 12,039 12.039 800 8.236 7,436 2,370 2,370 57.700 434.254 376.554 39,670 41,619 1,949 555 555 3.057.700 3.100.244 42.544 1,214.670 342,077 (872.593) 2.881.057 1.788.198 (1.092.859) 300 300 7.570 27,367 (19,797) 2.677,293 1.777.787 899,506 4,000 2,130 1,870 6.508.570 2.654,124 3.854.446 355.130 287,889 67.241 7.100 5,638 1.462 6.516.440 2.681,791 3.834.649 359,130 290.019 69.III 2.684.393 1.783.425 900.968 (3.458,740) 418.453 3,877,193 855,540 52,058 (803.492) 196.664 4,773 (191.891) 5 (3.458.740) 418.453 S 3.877,193 S 855.540 52,058 S (803.482) S 196.664 4,773 S (191.891) 8.407.068 629,986 198.032 5 8.825.521 S 682.044 S 202.805 42 CITY OF �IOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) - BUDGET AND ACTUAL (Continued) ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 REVENUES Property taxes Othertaxes Utility franchise fees Building and safety fees Maintenance assessments Subventions and grants Planning and public works fees Park development fees Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public satery Public services Parks and recreation Capital outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances. Beginning of Year Fund Balances. End of Year Low and Affordable Moderate Housine Income Housing Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) S 399,400 S 399,572 S 172 (134.000) (133.838) (134.000) (133.838) 162 162 _L _L63.720) 31.759 S 95.479 S 28.255 285,454 S 257.199 625.588 2.913.490 S 657.347 S 3.198.944 43 10.231 10.231 S 31,000 S 3 5.75 1 S 4,751 55.000 73,996 18,996 '.549 7.549 31,000 43.300 12.300 454.400 483.799 29,399 94,720 11,541 83.179 290.845 62,961 227,884 1,300 1,546 (246) 94,720 11.541 83.179 292.145 64,507 227,638 (63,720) 31.759 95.479 162.255 419.292 257.037 (134.000) (133.838) (134.000) (133.838) 162 162 _L _L63.720) 31.759 S 95.479 S 28.255 285,454 S 257.199 625.588 2.913.490 S 657.347 S 3.198.944 43 670.651 State 103,226 64,000 64,000 State 180.963 112.463 Transportation 30.000 30.000 83.000 76.697 6.303 Gas 679,888 171,726 Transit 30.000 83.000 76.697 6.303 (22'.614) Development 205.751 (91.000) (60.865) Tax Assistance .Act (Article 3) Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (unfavorable) S 551.000 S 552,225 S 1,225 418 418 S 18,000 S 18.000 646 646 880 S 880 73.000 98,173 25,173 S 3.000 S 3,135 S 135 3.200 S 5.473 2,273 6.563 6,563 624.000 658.025 34.025 3.000 3.135 135 21,200 24.353 3.153 670.651 567.425 103,226 64,000 64,000 180.963 112.463 68.500 30.000 30.000 83.000 76.697 6.303 851.614 679,888 171,726 94.000 64.000 30.000 83.000 76.697 6.303 (22'.614) (21,863) 205.751 (91.000) (60.865) 30,135 (61,800) (52.344) 9.456 S (227.614) (21,863) S 205,751 S (91.000) (60,865) S 30.135 S (61.800) (52.344) S 9.456 1.831.281 63.947 97.815 S L809.418 S 3.082 S 45.471 44 CITY OF MOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) - BUDGET AND ACTUAL (Continued) ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 REVENUES Property taxes Othertaxes Utility franchise fees Building and safety fees Maintenance assessments Subventions and grants Planning and public works fees Park development fees Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public safety Public services Parks and recreation Capital outlay Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Fund Balances, End of Year CDBG I.S.T.E.A. Entitlement Vanance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) S 1,170,000 S 633,999 S (536.001) S 850,563 S 484.797 S (365,766) 1,100 1.100 1.170,000 633.999 (536.001) 850,563 485,897 (364.666) 41,765 46,968 (5,2031 10,114 11,388 (1,274) 2.058.799 633.999 1.424.800 798,684 427,541 371,143 2.058.799 633.999 1.424,800 850.563 485.897 364.666 (888.799) 888.799 S (888,799) S 888.799 S S 45 S S Police Other Facilities Fee Grants Endowment Fund Variance Vanance Variance Favorable Favorable Favorable Budeet Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) S 131,658 S 112,070 S (19,588) S 330,759 S 330,759 130,000 S 61.083 5 (68.917) S 89.057 89.662 605 S 35.000 300 (300) 131.658 112.070 (19.588) 89.357 39,100 4,100 420.421 331.064 165.000 100.!83 (64.817) 36,691 19,851 16,840 12.450 12,450 92.219 92.218 1 141.360 112,069 29.291 (9.702) 1 9.703 89.357 420.421 331.064 165.000 100.183 (64,817) S (9.702) 1 S 9.703 S 89.357 45.580 S 45.4z 81 420.421 S 331.064 S 165.000 4.390.509 S 4.810.930 MI 100,183 S (64.817) 672.025 S 772.208 CITY OF MOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) - BUDGET AND ACTUAL (Continued) ALL SPECIAL REVENUE FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES S 69.525 Fund Balances, Beginning of Year Fund Balances. End of Year 631.070 S 561.545 S (3.751.997) S 631.070 47 3,103.393 S 6.855.390 24.841.354 S 2" .944.747 Solid Waste Total Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) REVENUES Property taxes S 399,400 S 399,572 S 172 Other taxes 559,920 560.746 826 L;tility franchise fees S 186,450 5 194,497 S 8,047 186,450 194,497 8.047 Building and safety fees 446,619 453.189 6,570 Maintenance assessments 2.148.452 3.197,752 1.049.300 Subventions and grants 28,800 28.863 63 4,981.268 4.092.499 (888.769) Planning and public tisorks fees 2.424,718 1.315.327 (1,109,391) Park development fees 1,000,000 133,543 (866,457) Charges for current services 322.050 35.146 (286.904) Fines and forfeitures 90.000 129.571 39.571 Interest 24.000 31,640 7,640 627,527 1.153557 526.030 Other 400 17.073 16.673 Total Revenues 239.250 255.000 15.750 13.186.804 11,682.472 (1,504,332) EXPENDITURES Current: General government 3,300 3.300 - Public safety 80,366 57,292 23.074 Public services 167,925 123.724 44,201 4,890,337 3.468.328 1.422.009 Parks and recreation 785.355 701.175 84,180 Capital outlay 1,800 1,672 128 11.417.388 4,967.266 6.450.122 Total Expenditures 169,725 125.396 44.329 17,176.746 9.197.361 7.979.385 EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES 69.525 129.604 60.079 (3.989.942) 2.485.111 6.475.053 OTHER FINANCING SOURCES (USES) Operating transfers in 501,466 501.466 371,945 752.120 380.175 Operating transfers out (134,000) (133.838) 162 Total Other Financing Sources (Uses) 501,466 501,466 237,945 618.282 380.337 EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES S 69.525 Fund Balances, Beginning of Year Fund Balances. End of Year 631.070 S 561.545 S (3.751.997) S 631.070 47 3,103.393 S 6.855.390 24.841.354 S 2" .944.747 CITY OF MOORPARK COMBINING BALANCE SHEET ALL CAPITAL PROJECTS FUNDS JUNE 30, 2000 (With Comparative amounts for June 30, 1999) ASSETS Cash and Investments Accounts and interest receivable, net Taxes receivable Notes & loans receivable Other assets Total Assets LIABILITIES Liabilities: Accounts payable and accrued liabilities Deposits, principally from developers Due to other funds Total Liabilities FUND BALANCES Fund balances and other credits: Fund balances: Reserved for encumbrances Reserved for receivables due after one year, net Unreserved: Designated for business incentives Designated for capital projects Undesignated Total Fund Balances Total Liabilities and Fund Balances TOTALS City Hall Equipment Redevelopment 2,370 2,370 481,977 Building Replacement Agency 2000 1999 3,906,378 6,555,954 439,904 302,846 742.750 670,923 S 433,208 $ 299,150 S 4,502,344 S 5,234,702 S 7,938,892 6,696 4,620 251,714 263,030 477,690 20,298 20.298 3,737,740 3,737,740 3,687,414 10,086 10,086 S 439,904 S 303,770 S 8,522,182 S 9,265,856 S 12,103,996 924 159,667 160,591 729,600 2,370 2,370 2,370 481,977 481,977 924 644,014 644,938 731,970 372 372 136,359 3,737,740 3,737,740 3,775,1 12 233,678 233,678 233,678 31906,378 3,906,378 6,555,954 439,904 302,846 742.750 670,923 439,904 302,846 7,878,168 8.620,918 11,372,026 S 439,904 S 303,770 S 8,522,182 S 9.265.856 S 12,103,996 48 CITY OF MOORPARK COMBINING STATEMENT OF REVENUES, EXPENDITURES A.rD CHANGES IN FUND BALANCES ALL CAPITAL PROJECTS FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 (With Comparative Amounts for the Fiscal Year Ended June 30, 1999) REVENUES Property taxes Othertaxes Maintenance assessments Charges for current services Fines and forfeitures Interest Other Total Revenues EXPENDITURES Current: General government Public services Parks and recreation Capital outlay Debt service Principal Interest Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Prior Period Adjustment Fund Balances, End of Year TOTALS City Hall Equipment Redevelopment Building Replacement Agency 2000 1999 S 1,589,397 S 1,589.397 S 1,785,733 300 300 108,532 1,755 S 23,808 S 15,562 412,604 23,808 15,562 2,112,588 (2,250) 108,532 112,299 1,755 21.198 451,974 1,089,363 22,495 2,151,958 3.007,640 20,894 304 21.198 691,096 1,386,922 1,386,922 290,319 38,658 15,569 255,562 271,131 1,682,472 2.500.000 2,500,000 2,500,000 350.000 350.000 475,000 20,894 15,873 4,492,484 4.529.251 5,677,545 2,914 (311) (2.379,896) (2.377.293) (2,669,905) 60,500 60,500 1,919,516 (535,351) (535,351) (1,025,075) 60.500 (535.351) (474,851) 894.441 2,914 60,189 (2,915,247) (2,852,144) (1,775,464) 436,990 242,657 10.692,379 11,372,026 13,147,490 101,036 101.036 S 439,904 S 302,846 S 7.878,168 S 8.620.91 fi S 11.372.026 49 CITY OF MOORPARK STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL ALL CAPITAL PROJECTS FUNDS FOR THE FISCAL YEAR ENDED JUNE 30, 2000 REVENUES Property taxes Other taxes Charges for current services Fines and forfeitures Interest Total Revenues EXPENDITURES Current: General government Public services Capital outlay Debt service Principal Interest Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers out Total Other Financing Sources (Uses) EXCESS (DEFICIENCY) OF REVENUES AND OTHER SOURCES OVER EXPENDITURES AND OTHER USES Fund Balances, Beginning of Year Prior Period Adjustment Fund Balances, End of Year City Hall Equipment Building Replacement Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 22,000 S 23,808 S 22.000 23.808 25,324 20,894 1,808 S 18,000 S 15.562 $ (2.438) 1,808 18,000 15.562 (2,438) 4,430 304 (304) 41,315 15,569 25,746 25,324 20,894 4,430 41,315 15,873 (3,324) 2,914 6.238 (23,315) (311) 60,500 60,500 60,500 60,500 S (3,324) 2,914 S 6,238 $ 37,185 436,990 S 439.904 50 25,442 23,004 60,189 S 23,004 242,657 S 302,846 Redevelopment Agency Variance Favorable Budget Actual (Unfavorable) Budget S 1,597,800 S 1,589,397 S 300 106,842 108,532 1,7,55 2,104,642 2,112,588 Total Vanance Favorable Actual (Unfavorable) (8,403) S 1,597,800 S 1,589,397 S (8.403) 300 4,126 300 300 1,690 106,842 108,532 1,690 1,755 255,562 1,755 1,755 12.604 440.000 451,974 11,974 7,946 2,144,642 2,151,958 7.316 51 25,324 21,198 4,126 1,551,028 1,386,922 164,106 1,551,028 1,386,922 164,106 440,200 255,562 184,638 481,515 271,131 210.384 2,500,000 2,500,000 2,500,000 2,500,000 352,900 350,000 2,900 352.900 350,000 2,900 4,844,128 4,492,484 351,644 4.910,767 4,529,251 381.516 (2,739,486) (2,379,896) 359,590 (2,766,125) (2,377.293) 388,832 60,500 60,500 (536,000) (535,351) 649 (536,000) (535.351) 649 (536,000) (535,351) 649 (475,500) (474.851) 649 S (3,275,486) (2.915,247) S 360.239 S (3,241.625) (2,852,144) S 389,481 10.692.379 11,372,026 101,036 101.036 S 7,878.168 S 8,620.918 51 CITY OF MOORPARK STATEMENT OF CHANGES IN ASSETS AND LIABILITIES AGENCY FUND - DEVELOPER DEPOSIT FUND FOR THE FISCAL YEAR ENDED JUNE 30, 2000 Fund Name Cash and investments Accounts receivable Balance June 30, 1999 Net Net Balance Additions Reductions June 30, 2000 $ 1,167,092 $492,350 $ 1,659,442 775 T 775 - Total Assets $ 1,167,817 $492,350 $ 725 $ 1,659,442 Accounts payable 240,848 70,540 170,308 Developer deposits 926,969 562,165 1,489,134 Total Liabilities $ 1,167,817 $562.165 $ 70,540 $ 1,659,442 52 STATISTICAL SECTION CITY OF MOORPARK REVENUES BY SOURCE ALL GOVERNM. ENTAL FUND TYPES LAST TEN FISCAL YEARS Governmental Fund types includes General Fund and all Special Revenue, Debt Service and Capital Project Funds. NOTE: 1991 was the first year the Redevelopment Agency received tax increment. In 1992, the County of Ventura impounded tax increment for Redevelopment Agency and then released it in 1993. Source: City of Moorpark 53 Taxes and Licenses Revenue Use of Fiscal Assessments Permits and From Other Maintenance Money & Other Total Year (See Note 1) Fees Agencies Assessments Property Revenue Revenue 1990 S 2,492,774 S 1,972,453 S 959,679 S 1,109,988 S 1,667,660 S 446,341 S 8,648,895 1991 3,097,029 2,403,152 1,234,493 1,046,698 1,726,514 322,208 9,830,094 1992 2,616,716 2,218,310 725,609 923,830 1,420,077 446,767 8,351,309 1993 3,937,065 3,157,288 951,352 1,811,483 1,316,507 1,916,469 13.090,164 1994 3,902,251 2,717,299 1,966,343 3,592,238 1,356,679 1,128,888 14,663,698 1995 4,390,156 2,501,078 789,852 940,377 1,314,740 1,157,615 11,093,818 1996 4,282,265 2,672,673 1,021,458 2,991,121 2,320,057 1,746,631 15,034,205 1997 6,349,631 4,693,256 1,373,726 1.641,622 1,984,162 493,938 16,536,335 1998 4,879,322 4,587,138 1,170,287 1,630,996 1,988,731 623,362 14,879,836 1999 5,486,444 4,033,723 849,089 3,856,911 2,691,285 709,444 17,626,896 2000 6,099,037 4,377,998 4,325,305 3,197,752 2,384,356 946,795 21,331,243 Governmental Fund types includes General Fund and all Special Revenue, Debt Service and Capital Project Funds. NOTE: 1991 was the first year the Redevelopment Agency received tax increment. In 1992, the County of Ventura impounded tax increment for Redevelopment Agency and then released it in 1993. Source: City of Moorpark 53 CITY OF MOORPARK EXPENDITURES BY FUNCTION ALL GOVERNMENTAL FUND TYPES LAST TEN FISCAL YEARS Fiscal General Public Public Parks & Capital Debt Year Government Safety Services Recreation Outlay Service Total 1990 S 960,745 S 1,621,378 S 1,483 208 S 520,906 S 1,765,924 S 2 0, 117 S 6,372,278 1991 1,095,824 1,887,083 1,867,800 588,433 1,829,471 15.669 7,234,280 1992 1,015,922 2,102,183 2,227,984 706,939 2,1 19,893 18,352 8,191,273 1993 1,251,186 2,220,034 2,609.431 706,997 3,714,679 126,414 10,628,7,41 1994 1,502,504 2,417,915 2,913,513 989,482 9,218,073 554,029 17,595,516 1995 1,332,372 2,518,495 2,457,737 1,175,997 2,342,077 1,694,708 11,521,386 1996 1,530,824 2,618,063 2,533,477 1,263,862 5,740,952 2,582,130 16,269.308 1997 1,386,598 2,807,382 3,960.313 1,336,029 3,452,115 1,125,199 14,067,636 1998 1,631,787 3,026,724 3,599,360 1,381,058 1.081,8 14 1,268,704 11,989,447 1999 1,993,878 3,102,834 3,148,264 1,385,376 1,965,474 4,156,354 15,752,180 2000 1,168,049 3,476,781 5,070,009 1,383,146 5,355,271 3,564,305 20,017,561 Governmental Fund Types include General Fund and all Special Revenue, Debt Service and Capital Projects Funds. Source: City of Moorpark 54 Fiscal Year 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 S CITY OF MOORPARK ASSESSED VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS Net Secured Net Unsecured Roll Roll 1,301,568.464 1,497,088,093 1,590,604,539 1,674,603,922 1,673,307,475 1,732,877,452 1,784,220,963 1,848,655,764 1,920,177,164 2,035,487,530 2,149,505,500 Source: Ventura County Assessor S 50,266,437 53,118,248 56,025,905 57,669,820 57,005,483 56,810,214 63,819,253 68,944,812 70,911,851 85,464,519 84,834,286 55 Total Net Assessed Roll $ 1,351,834,901 1,550,206,341 1,646,630,444 1,732.273,742 1,730,312,958 1,789,687,666 1,848,040,216 1,917,600,576 1,991,089,015 2,120,952,049 2,234,339,786 Percent Homeowner's Change Exemptions 18.0% $ 31,984,786 14.7% 6.2% 5.2% -0.1% 3.4% 3.3% 3.8% 3.8% 10.6% 12.2% 32,781,724 33,355,481 33,507,656 33,943,139 36,000,192 37,421,267 38,289,239 39,313,581 40,240,720 40,687,060 CITY OF NIOORPARK SECURED TAX CHARGE AND DELINQUENCIES MOST RECENT FIVE YEAR HISTORY Source: California Municipal Statistics, Inc. 56 Amount Percent Fiscal Secured Delinquent Delinquent Year Tax Charge June 30 June 30 1994 $ 1,014,559 $ 47,974 4.7% 1995 1,071,364 36,880 3.4% 1996 1,109,404 26,390 2.4% 1997 1,158,953 24,705 2.1% 1998 1,191,918 21,807 1.8% 1999 1,374,741 25,687 1.9% Source: California Municipal Statistics, Inc. 56 CITY OF MOORPARK DIRECT AND OVERLAPPING BONDED DEBT AS OF FISCAL YEAR 1999 -2000 1999 -2000 Assessed Valuation: Redevelopment Incremental Valuation: Adjusted Assessed Valuation: $ 2,211,432,867 184,257,216 $ 2,027,175,651 Overlapping General Fund Obligation Debt: Ventura County General Fund Obligations Ventura County Pension Obligations Ventura County Superintendent of Schools COPS Ventura County Community College District COPS Ventura County Library District Authority Total Overlapping General Fund Obligation Debt Combined Total Debt* Ratios to 1999 -2000 Assessed Valuation: Direct Debt Total Direct and Overlapping Tax & Assessment Debt Ratio to Adjusted Assessed Valuation Combined Total Debt State School Building Aid Repayable as of 6/30/00 4.236% $ 1,502,509 4.236% 5,328,888 4.236% 123,268 4.237% 585,130 91.108% 5,184,045 6.826% 40,956 $12,764,796 0.00% 0.51% 1.19% $24,082,222 * Excludes tax and revenue anticipation notes, revenue, mortgage revenue and tax allocation bonds and non - bonded capital lease obligations. Source: California ;Municipal Statistics. [nc. 57 Percent Debt Direct and Overlapping Tax and Assessment Debt: Applicable as 6/30/00 Ventura County Flood Control District Zone No. 3 8.012% $ 120,981 Metropolitan Water District 0.222% 1,220,145 Ventura County Waterworks District No. 1 100.000% 125,000 Conejo Valley Unified School District 0.021% 6,300 City of Moorpark Commujity Facilities District No. 97 -1 100.000% 7,525,000 City of Moorpark 1915 Act Bonds 100.000° 0 2,320,000 Total Direct and Overlapping Tax & Assessment Debt $11,317,426 Overlapping General Fund Obligation Debt: Ventura County General Fund Obligations Ventura County Pension Obligations Ventura County Superintendent of Schools COPS Ventura County Community College District COPS Ventura County Library District Authority Total Overlapping General Fund Obligation Debt Combined Total Debt* Ratios to 1999 -2000 Assessed Valuation: Direct Debt Total Direct and Overlapping Tax & Assessment Debt Ratio to Adjusted Assessed Valuation Combined Total Debt State School Building Aid Repayable as of 6/30/00 4.236% $ 1,502,509 4.236% 5,328,888 4.236% 123,268 4.237% 585,130 91.108% 5,184,045 6.826% 40,956 $12,764,796 0.00% 0.51% 1.19% $24,082,222 * Excludes tax and revenue anticipation notes, revenue, mortgage revenue and tax allocation bonds and non - bonded capital lease obligations. Source: California ;Municipal Statistics. [nc. 57 CITY OF MOORPARK COMPUTATION OF LEGAL DEBT .NIARGIN AND BREAKDOWN OF GENERAL PROPERTY TAX LEVY Legal Debt Margin as of June 30, 2000 Assessed Valuation: Secured property assessed value: $ 2,149,505,500 Bonded Debt Limit (15% of Assessed Value) $ 322,425,825 Amount of Debt Subject to Debt Limit Total Bonded Debt $ 9,540,000 Less CRA Tax Allocation Bonds 9,540,000 Amount of Debt Subject to Debt Limit: Breakdown of General Property Tax Levy 0 In accordance with the California State Constitution as amended by Proposition 13 in 1978, property taxes are limited to $1 per $100 of valuation unless additional levies are approved by the general electorate. Most local public agencies receive a share of the "general levy" ($1 per $100 of valuation) in accordance with State statutes. The following is a breakdown of the proportional shares of the "General Levy ": Moorpark Unified School District 33.50% County of Ventura General Fund 17.20% Fire Protection District 15.10% Education Revenue Augmentation 5.50% E.R.A.F 93 -94 Shift 8.77% City of Moorpark 6.50% Ventura Community College 5.80% Ventura Co. Superintendent of Schools 2.60% County Library 1.67% County Flood Zone #3 1.26% Moorpark Mosquito Abatement 0.91% Calleguas Municipal Water 0.90% Ventura County Flood Control Admin 0.26% Ventura College Child Care 0.03° o Total 100.00° Source: City of Moorpark, Ventura County Assessor and HdL Coren & Cone M CITY OF MOORPARK CITY POPULATION LAST TEN YEARS Source: City of Moorpark. and State Department of Finance 59 Percent Year Population Change 1990 25,269 4.2% 1991 25,917 2.6% 1992 26,294 1.5% 1993 26,713 1.6% 1994 27,170 1.7% 1995 27,099 -0.3% 1996 27,752 2.4% 1997 28,377 2.3% 1998 29.300 3.3% 1999 29,589 0.4% 2000 29,727 0.4% Source: City of Moorpark. and State Department of Finance 59 CITY OF MOORPARK BUILDING PERMIT VALUATION LAST TEN FISCAL YEARS Source: City of Moorpark, .1 Number Number Fiscal Residential of Commercial of Total Permit Year Valuation Permits Valuation Permits Valuation 1990 S 13,700,590 450 S 11,503,595 106 $ 25,204,185 1991 S 6,768,059 254 $ 1,862,521 51 $ 8,630,580 1992 $ 26,464,476 282 S 3,350,958 45 $ 29,815,434 1993 S 9,182,124 326 $ 7,488,066 50 S 16,670.190 1994 S 26,189,940 250 S 11,374,256 55 $ 37,564.196 1995 S 55,828,983 250 $ 2,575,542 37 S 58,404,525 1996 S 45,807.776 443 $ 6,869,232 65 $ 52,677 008 1997 $ 24,274,609 364 S 27,460,489 85 $ 51,735,098 1998 $ 6,331,779 258 $ 18,950,107 131 $ 25,281,886 1999 S 3,112,703 213 S 6,538,260 90 $ 9,650,963 2000 S 45,298,666 386 S 9,786,014 59 S 55,084,680 Source: City of Moorpark, .1 CITY OF MOORPARK LARGEST PROPERTY OWNERS PER ASSESSED VALUATION 1998 Property Owner New L A Associates LLC Security Capital Pacific Trust Fred Kavii American Stores Western Pacific Housing G -S Partnership Kavilco Corporation Lennar Moorpark LLC Teledyne industries Mission Bell Plaza Phase 1 Pac -Fab Inc. Litton Industries James Birkenshaw, Lessor, Et. Al. Bundy - Olympic Development Mail Marketing Corporation Source: lid] Coren & Cone and Ventura County Assessor 61 Assessed Value of Property 35,806,655 30,441,446 23,092,786 20,252,700 17,717,000 17,561,058 17,496,100 16,649,163 15,910,000 14,520,212 14,334,800 12,434, 800 12,041,010 11,331,096 10,318,700 CITY OF MOORPARK MISCELLANEOUS STATISTICS Year of Incorporation: 1983 Form of Government: Council - Manager General Law City Most Recent Population Estimate: 29,727 Registered Voters: 15,243 City Employees: 75 Fire Protection: Number of Stations: 2 Number of Firefighters: 9 Police Protection: Number of Stations: 1 Number of Police Officers: 23 Number of Support Personnel: 2 62 Parks & Recreation: Number of Parks 14 Park Acreage 153 acres Education (Number of Schools): High Schools 2 Middle Schools 2 Elementary Schools 6 Number of Community Facilities City Civic Buildings Libraries 1 Community Centers 2 Senior Centers 1 Gym I Activity Rooms for Rentals 4 Ur , re. 1. Vavrinek, Trine, Day & Co., LLP Certified Pub! c Accountants 8 Consultants November 21, 2000 Honorable Members of the City Council City of Moorpark Moorpark, California We have audited the financial statements of the City of Moorpark (the City) for the year ended June 30, 2000, and have issued our report dated November 21, 2000. In planning and performing our audit of the financial statement of the City, we considered its internal control structure in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control structure. We have not considered the internal control structure since the date of our report. During our audit we noted certain matters involving the internal control structure and other operational and accounting matters that are presented for your consideration. These comments and recommendations are intended to improve the internal control structure or result in other operational efficiencies and are summarized below. CURRENT YEAR FINDINGS AND RECOMMENDATIONS Cash and Investments Findt= The City did not submit the .tune 30, 2000 Treasurers report to the City Council for approval within a timely manner. It appears that as of November this report had not been taken to Council for approval. In addition we noted that the quarterly Treasurers report did not contain all of the required elements for the City's investments. Recommendation: The City should review the procedures for the preparation of the Treasurers report to ensure timely reporting to the City Council. The report should also be reviewed to ensure that all appropriate disclosures are made in accordance with State statute. City Response: Due to the departure of the Assistant City Manager in January 2000 and a vacancy in the Finance Manager position, the quarterly treasurer reports have not been prepared in a timely manner. We concur with this finding and are currently taking steps to bring these reports current. 8270 Aspen Street Rancho Cucamonga, CA 91730 Tel 909 466 4410 Fax: 909 466 4431 ranchinfoOvidcpa com www.vtdcpa com FRESNO LAGUNA HILLS PLEASANTON RANCHO CUCAMONGA SACRAMENTO SAN JOSE CITY OF NIOORPARI{ Management Letter Page 2 CURRENT YEAR FINDINGS AND RECOMMENDATIONS (Continued) Finding: The City was behind in the monthly bank reconciliations for two of the City's bank accounts. We noted that the City's general checking account had not been reconciled from June of 1999 through our interim fieldwork dates of April 2000. In addition, the City's disbursement account had not been reconciled from January 2000 through April 2000. Recommendation: The monthly reconciliation of the bank statements is an important aspect of the City's internal control structure. We suggest that the City develop policies to ensure that each City bank account is reconciled on a monthly basis. Ci!y Response: On July 1, 1999, the city implemented a new financial management system. While this new financial management software provided many new and valuable tools for the department, it has provided challenges in some areas, including cash transaction reports. As a result, the reconciliation of bank statements fell behind. In early 2000, the city contracted with an accountant to bring these statements current. By August of 2000, all the city bank accounts had been reconciled through June 30, 2000. We have created custom reports and written procedures and are working toward a goal of reconciliation of all bank accounts within 30 days of the receipt of the bank statements. Disbursements/Purchasing Finding: The City's purchasing ordinance requires that purchase orders be used for all purchases made by the City. We noted that the actual purchasing system in use does not require that purchase orders be obtained for every purchase. Warrant requests, and other forms of approval are used to document approval for reoccurring types of expenditures. Recommendation: The City should review its purchasing policies and the purchasing ordinance to ensure that the actual system in use agrees to the level of control defined by the purchasing ordinance. City Response The city's purchasing ordinance, unfortunately, has not been updated since 1983 and many of it's provisions are not in keeping with modern purchasing practices nor current city practices. We agree that the purchasing ordinance needs updating and plan to make the necessary changes as soon as possible. CITY OF MOORPARK Management Letter Page 3 STATUS OF PRIOR YEAR FINDINGS Cash and Investments Finding: The City's monthly treasurer's report does not contain a statement that all of the investments presented within the report comply with the City's investment policy. In addition the report does not include a statement that the City has adequate funds to cover the next six month's expenditures. We also noted that the reports do not include the cash held with fiscal agent. Recommendation: The City should review the applicable government code that pertains to investment reporting to ensure that all applicable sections are met. The above noted areas should be addressed and the report modified to meet all applicable provisions of the code. The code requires that the reports contain the above noted elements. Status: Not Implemented. City Response: As noted in comments to an earlier finding, we acknowledge that the quarterly treasurer's reports have not been prepared promptly. Future reports will comply with the applicable code sections. Loans between the City and the Redevelopment Agency Finding: We noted that the interest charged to the Redevelopment Agency for the loan from the General Fund is based upon the budget document not the actual interest that is accrued based upon the balance of the outstanding loan. Recommendation: We suggest that interest charges be based upon the actual amount outstanding, not upon the budget. Status: Not Implemented. CITY OF MOORPARK Management Letter Page 4 STATUS OF PRIOR YEAR FINDINGS (Continued) City Response: Since the time of the Auditor's review, staff has spent considerable time researching various issues related to the interest charged on the loans from the City of Moorpark to the Moorpark Redevelopment Agency. In fact, the amount of interest paid by the Redevelopment Agency annually did equal the budgeted amount, but it may not have always been equal to the amount required at the established interest rate. With further analysis, we will be able to determine the exact amounts due, amounts paid, and whether adjustments are needed. This analysis is in process and will be completed as soon as possible. Fixed Assets Finding: The City has not maintained the documentation to support the General Fixed Assets Account Group in a manner that will allow us to express an opinion on this account group. Although it appears that the City is tracking current additions, it does not have a detailed listing to support the totals as reported in the prior year's audit. It also appears that the City is not consistently applying the capitalization policies for current additions. Recommendation: We suggest that the City devote the necessary time to conduct a complete inventory of all fixed assets owned by the City, and review all applicable policies. This will enable the City to have a listing of all City owned assets. This will also assist the City in preparing for the new reporting model that has recently been adopted by the Governmental Accounting Standards Board (GASB). GASB has recently adopted statement 34 that will require significant changes to the current reporting model, one of the most significant changes will be the requirement that each governmental agency book and track all fixed assets within the fund structure of the entity. This will include depreciation. By beginning to track the fixed assets now the City will have a head start on the implementation of the new reporting model. Status: In Process. City Response: As noted above, we are in process of implementing the previous recommendations. In April 2000, a complete inventory of all fixed assets was completed. The data compiled from this audit will be loaded into a new fixed asset management system for implementation with the 2001 /2002 fiscal year and will provide an accurate basis for future depreciation and capitalization values. CITY OF MOOR-PARK Management Letter Page 5 STATUS OF PRIOR YEAR FINDINGS (Continued) Development Impact Fees Finding: It appears that the City is collecting fees that are subject to AB 1600 reporting requirements. When development impact fees are collected that are subject to the provisions of AB 1600 several reporting requirements must be performed. These include preparing an annual report to Council showing the beginning and ending balance of each fee and the related receipts /expenditures/refunds for each fee. This annual report must be presented to Council within 180 days of the close of the fiscal year. Several other requirements must be met to justify the collection of the fees. Recommendation: We suggest that the City review the fees that are currently collected and determine if they are subject to the requirements of the provisions of AB 1600. If it is determined that the fees are subject to the reporting requirements the City should begin to develop the reporting structure that will be necessary to meet all of the applicable requirements. Status: Implemented. Personnel Findin : During our testing of the personnel /payroll internal control systems we noted that the final review of pay rate changes is performed by an employee who also has access, and the ability, to change the pay rate information in the computer system. Recommendation: We suggest that there be a separation of duties relating to the final review of pay rate changes. An employee separate of the payroll and input function should be reviewing the information to ensure that proper changes were made. This employee should not have the ability to input changes into the payroll system. CITY OF MOORPARK Management Letter Page b STATUS OF PRIOR YEAR FINDINGS (Continued) Status: Not Implemented. City Response: With only two staff members involved in the payroll process, it is very difficult to separate duties sufficiently to satisfy this recommendation. If only one of those employees had the ability to enter and change payroll information, and the other only had the ability to run payroll, difficulties would occur when one was absent or unable to enter necessary information. However, we agree that internal control over payroll changes is important and have made a change to our procedures in response to this finding. Effective immediately, every payroll cycle the Accounting Manager will review a "Payroll Activity Report" which provides an audit trail of all changes made in the payroll system. This way, if unusual or questionable changes are found, they can be resolved immediately. City Council Minutes Finding: During our fieldwork we noted that the City Council minutes were not up to date. The minutes were several months behind. Recommendation: As these minutes are the official records of the City, every effort should be made to ensure that all minutes are up to date and properly filed. Status: Implemented. CITY OF MOORPARK Management Letter Page 7 STATUS OF PRIOR YEAR FINDINGS (Continued Electronic Data Processing Finding: Although the City performs back -up procedures on a periodic basis, the City does not have a formal written policy that covers the frequency of back -up procedures, nor offsite storage of back -up tapes. Recommendation: We suggest that the City review all policies and procedures relating to the use and back -up procedures relating to City owned computers. These polices should include the frequency of back -up, offsite storage of back -up documents, and a file saving policy to ensure that all files are part of the back -up system. Status: Not Implemented. The City does not have a written policy. City Response: As noted in the finding, the city does routinely and consistently conduct back ups on all information systems. However, we agree with the finding that written procedures should be created. The city is currently in the process of filling a new position dedicated to information system management for the city and the development of written policies and procedures, including this item, will be a priority for the new employee. Disbursements/Purchasing Finding: The City's purchasing ordinance requires that purchase orders be used for all purchases made by the City. We noted that the actual purchasing system in use does not require that purchase orders be obtained for every purchase. Warrant requests, and other forms of approval are used to document approval for reoccurring types of expenditures. Recommendation: The City should review its purchasing policies and the purchasing ordinance to ensure that the actual system in use agrees to the level of control defined by the purchasing ordinance. CITY OF MOORPARK Management Letter Page 8 STATUS OF PRIOR YEAR FINDINGS (Continued) Status: Not Implemented. City Response: See current year finding. Cash Receipting Finding: Based upon our testing it appears that the sequential order of receipts is not maintained when the bank deposits are prepared. Due to receipts being either used, or deposits prepared with receipts out of sequence it is difficult to determine that all receipts have been properly deposited. Recommendation: The City should develop a system to ensure that all receipt numbers are accounted for through the deposit process. Status: Implemented. Allowance For Doubtful Accounts Finding: The City has recorded a general allowance for uncollectible receivables. However, we noted that the City does not have a formal policy in place for establishing and monitoring its allowance for uncollectible receivables on a regular basis (i.e. monthly or quarterly). We further noted that the aging of individual receivable balances continues to be performed manually In 1996, the City purchased a specialized software package to enable the City's personnel to produce detail accounts receivable reports on a regular basis. As this package has proved to be cumbersome and somewhat difficult to use and maintain, it has not been utilized for this purpose. The City is currently in the process of implementing a new general ledger software package (Pentamation), which should have the capability of tracking general accounts receivable, as well as all other types of receivables, and producing detail accounts receivable reports on a regular basis CITY OF MOOR-PARK Management Letter Page 9 STATUS OF PRIOR YEAR FINDINGS (Continued) Recommendation: Upon implementation of the new software, the City should strive to bring all accounts receivable on -line in an expedient fashion so that formal procedures may be implemented to analyze the system's accounts receivable aging reports on a regular basis. In addition, past due accounts should be considered for follow -up and the related receivables reviewed for collectibility. These procedures would assist management in identifying collectibility issues, help ensure that the allowance for doubtful accounts is adequate, and may also accelerate the cash collections process. Status: Implemented. Accounting Policies and Procedures Manual Finding: Although the City has used a variety of publications for guidance on handling of specific accounting or operational issues as well as guidance provided in the Moorpark Operating Procedures Manual, the City currently does not have a City -wide comprehensive accounting policies and procedures manual. We recommend that such a comprehensive accounting manual be prepared in order to document and communicate control objectives and the appropriate methodology for the processing of transactions for all recurring accounting and financial transactions. While most current employees are familiar with the established accounting procedures, a comprehensive manual would serve to supplement their knowledge and would be especially useful during periods of transition. Recommendation: We understand that completion of such a manual has been delayed due to the anticipated conversion to new accounting software during fiscal year 1999. In preparing such a manual, we recommend that the City address the following items, among others, some of which already exist as standard operating procedures: • A current detailed chart of accounts, including adequate explanation of the purpose and content of each account and the individuals assigned control over each account; • A description of all the funds of the City, including type (i.e. Special Revenue, Capital Projects, etc.) and purpose of each fund; CITY OF MOORPARK Management Letter Page 10 STATUS OF PRIOR YEAR FINDINGS (Continued) • Documentary flowcharts of significant accounting systems, including their interrelationship, where applicable, with other departments within the City; • Reports used on a recurring basis, frequency of the report, content and purpose; • A list of standard forms and journal vouchers with detailed explanations of their purpose and preparation; • Appropriate descriptions of all financial policies and recurring accounting procedures and routines, which should include but are not necessarily limited to the following: • Monthly review of internally generated reports, which may vary in complexity from a simple scan of transactions to detailed analysis or reconciliation work; • Policies related to cash which would include preparation of bank reconciliations, controls over cash disbursements and cash receipts, and procedures regarding the investment of excess cash on hand; • Purchase and capitalization of fixed assets and related procedures for computation of depreciation thereon; • Doubtful accounts and related bad debt write -offs; • Lease obligations and related capitalization policies; • Authorization for incurring professional services. • Policies related to the recognition of revenues and expenses with particular attention paid to year -end cut- off procedures; and • The assignment of accounting responsibilities and expenditure approval procedures. • Policies and procedures related to personnel with accounting and control responsibilities: • Job descriptions • Formal training programs for various job positions • Methodology for monitoring completion of duties and performance evaluations • Adequate policies to provide for competent replacements for individuals with control responsibilities. CITY OF IYtOORPARK Management Letter Page 11 STATUS OF PRIOR YEAR FINDINGS (Continued) Such an accounting manual should be updated periodically and distributed to all accounting personnel and key operations personnel. This manual should evolve to meet the needs of the City and provide an accurate reflection of the current accounting system. All changes in the manual should be subject written approval by City management. The Development of this document will have numerous benefits, including the promotion of control consciousness, definition of responsibilities, increased communication between individuals and departments, utilization of consistent and appropriate accounting practices and compliance with accounting requirements. In addition, preparing such a manual may reveal redundancies and inefficiencies in the current accounting system. A well developed accounting policies and procedures manual serves as a ready reference for employees and provides a sound base to continually monitor and assess the City's internal operations. Status: Not Implemented. City Response: We are in complete agreement that written policies and procedures covering a broad range of finance and purchasing processes is essential. Development of such a comprehensive manual takes time and will be a "work in process" for many years. Since this original finding in 1999, a procedure for budget transfers has been approved and implemented, procedures for telephone use and travel expense reimbursement have been written and are under review, and procedures for bank account reconciliation and warrant processing are being dratted. Others will be developed as staff time permits. We will review the status of these comments during our next audit engagement. We have already discussed these comments and suggestions with City personnel, and we will be pleased to discuss them in further detail at your convenience, to perform any additional study of these matters, or to assist you in implementing the recommendations. Vavrinek, Trine, Day & Co., LLP Rancho Cucamonga, California CITY OF MOORPARK SINGLE AUDIT REPORTS FOR THE YEAR ENDED JUNE 309 2000 CITY OF MOORPARK, CALIFORNIA SINGLE AUDIT REPORT JUNE 30, 2000 TABLE OF CONTENTS PAGE Independent Auditors' Report On Compliance With Requirements Applicable To Each Major Program And Internal Control Over Compliance In Accordance With United States Office Of Management And Budget Circular A -133 Independent .Auditors' Report On Compliance And On Internal Control Over Financial Reporting Based On An Audit Of General Purpose Financial Statements Performed In Accordance With Governmental Auditing Standards Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2000 Notes to Schedule of Expenditures of Federal Awards for the Year Ended June 30, 2000 6 Summary of Auditors Results Financial Statement Findings and Recommendations Federal Award Findings and Questioned Cost Status of Prior Year Findings and Reconunendations 10 urr Vavrinek, Trine, Day & Co., LLP 401, Certified Public Accountants & Consultants INDEPENDENT AUDITORS' REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH UNITED STATES OFFICE OF MANAGEMENT AND BUDGET CIRCULAR A -133 The Honorable Mayor and Members of the City Council City of Moorpark, California Compliance We have audited the compliance of the City of Moorpark, California with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A -133 Compliance Supplement that are applicable to each of its major Federal programs for the year ended June 30, 2000. The City of Moorpark, California's major Federal programs are identified in the Schedule of Expenditures of Federal Awards. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major Federal programs is the responsibility of the City of Moorpark, California's management. Our responsibility is to express an opinion on the City of Moorpark, California's compliance based on our audit. We conducted our audit of compliance in accordance with generally accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States; and OMB Circular A -133, Audits of States, Local Governments, and Non - Profit Organizations. Those standards and OMB Circular A -133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major Federal program occurred. An audit includes examining, on a test basis, evidence about the City of Moorpark, California's compliance with those requirements and performing such other procedures, as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on the City of Moorpark, California's compliance with those requirements. In our opinion, the City of Moorpark, California complied, in all material respects, with the requirements referred to above that are applicable to each of its major Federal programs for the year ended June 30, 2000. Internal Control over Compliance The management of the City of Moorpark, California is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to Federal programs. In planning and performing our audit, we considered the City of Moorpark, California's internal control over compliance with requirements that could have a direct and material effect on a major Federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with ONIB Circular A -133. 8270 Aspen Street Rancho Cucamonga, CA 91730 Tel: 909 466 4410 Fax 909.466 4431 wviw v[dcpa com FRESNO • LAGUNA HILLS • PLEASANTON • RANCHO CUCAMONGA • SACRAMENTO • SAN JOSE Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants that would be material in relation to a major Federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. Schedule of Expenditures of Federal Awards We have audited the general - purpose financial statements of the City of Moorpark, California as of and for the year ended June 30, 2000 and have issued our report thereon, dated November 21, 2000. Our audit was performed for the purpose of forming an opinion on the general- purpose financial statements of the City of Moorpark, California taken as a whole. The accompanying Schedule of Expenditures of Federal Awards is presented for purposes of additional analysis as required by OMB Circular A -133 and is not a required part of the general- purpose financial statements. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the general purpose financial statements taken as a whole. This report is intended for the information of the Mayor and City Council, the City's management, Federal granting agencies and the Controller of the State of California. However, this report is a matter of public record and its distribution is not limited. Rancho Cucamonga, CA. November 21, 2000 Ur res I el Vavrinek, Trine, Day & Co., LLP Certified Public Accountants & Consultants INDEPENDENT AUDITORS' REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF GENERAL PURPOSE FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENTAL AUDITING STANDARDS The Honorable Mayor and Members of the City Council City of Moorpark, California: We have audited the general - purpose financial statements of the City of Moorpark, California as of and for the year ended June 30, 2000 and have issued our report thereon, dated November 21, 2000. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable assurance about whether the City of Moorpark. California's general purpose financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of general purpose financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control In planning and performing our audit, we considered the City of Moorpark, California's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the general - purpose financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the general purpose financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. However, we noted other matters involving the internal control over financial reporting that we have reported to management of the City of Moorpark, California in a separate letter dated November 21, 2000. 8270 Aspen Street Rancho Cucamonga. CA 91730 Tel: 909.466.4410 Fax 909 466.4431 v:­nv, vtdcoa corn FRESNO • LAGUNA HILLS • PLEASANTON • RANCHO CUCAMONGA • SACRAMENTO SAN JOSE This report is intended for the information of the Mayor and City Council, the City's management, Federal granting agencies and the Controller of the State of California. However, this report is a matter of public record and its distribution is not limited. Rancho Cucamonga, CA. November 21, 2000 Utz iT" , ' c4a j L G P 4 CITY OF MOORPARK SCHEDULE OF EXPENDITURES OF FEDERAL, AWARDS JUNE 30, 2000 Program Title: U.S. Department of Transportation Highway Planning & Construction (1) U.S. Department of Housing and Urban Development Pass - through from theVentura County Community Development Commision Community Development Block Grant (1) Community Development Block Grant (1) Community Development Block Grant (1) Community Development Block Grant (1) Community Development Block Grant (1) Total Department of Housing and Urban Development U.S. Department of Health and Human Services Pass - through from the Ventura County Agency on Aging Special Programs for the Aging - Title III Part B Grants for Supportive Services and Senior Centers Total Federal Expenditures (1) Major Program 5 Pass - through Federal Grantor's CFDA # ;Number Expenditures 20.205 DBMAL -5436 (004) 633,999 14.218 B- 95- UC -06- 0507 -J3 63,444 14.218 B- 96- UC -06- 0507 -J4 161,895 14.218 B- 97- L'C -06- 0507 -J5 150,634 14.218 B- 98- UC -06- 0507 -J6 63,557 14.218 B- 99- UC -06- 0507 -J 7 46.367 485.897 93.044 3B- 0247 - 07971282 22.385 5 1,142.281 CITY OF MOORPARK VOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS JUNE 30, 2000 NOTE #1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. General The accompanying Schedule of Expenditures of Federal Awards presents the activity of all federal awards programs of the City of Moorpark, California (City). The City's reporting entity is defined in Note #1 of the City's general - purpose financial statements. All federal awards received directly from federal agencies, as well as federal awards passed through other governmental agencies to the City are included in the accompanying schedule. B. Basis of Accounting The accompanying Schedule of Expenditures of Federal Awards is presented using the modified - accrual basis of accounting, which is described in Note #1 of the City's general - purpose financial statements. C. Relationship to General Purpose Financial Statements Federal awards revenues are generally reported within the City's general - purpose financial statements under the financial statement caption "Subventions and Grants" for the General and Special Revenue Funds. D. Relationship to Federal Financial Reports Amounts reported in the accompanying Schedule of Expenditures of Federal Awards agree with the amounts reported in the related federal financial reports. However, certain federal financial reports are filed based on cash expenditures. As such, certain timing differences may exist in the recognition of revenues and expenditures between the Schedule of Expenditures of Federal Awards and the federal financial reports. CITY OF MOORPARK SUMMARY OF AUDITORS RESULTS JUNE 30, 2000 FINANCIAL STATEMENTS Type of auditors' report issued: Qualified Internal control over financial reporting: Material weakness(es) identified? No Reporting condition(s) identified not considered to be material weaknesses? Yes Noncompliance material to financial statements noted? No FEDERAL AWARDS Internal control over major programs: Material weakness(es) identified? No Reporting condition(s) identified not considered to be material weaknesses? No Type of auditors' report issued on compliance for major programs: Unqualified Any audit findings disclosed that are required to be reported in accordance with Circular A -133, Section .510(a) No Identification of major programs: CFDA Number(s) 20.005 14.218 Name of Federal Program or Cluster U. S. Dept. of Transportation - Highway and Bridge Replacement U.S. Dept. of Housing and Urban Development - Community Development Block Grant Dollar threshold used to distinguish between Type A and Type B programs: Auditee qualified as low -risk auditee? h S 300,000 No CITY OF MOORPARK FINANCIAL STATEMENTS FINDINGS AND RECOMMENDATIONS JUNE 30, 2000 See separately issued Management Letter. CITY OF MOORPARK FEDERAL AWARD FINDINGS AND QUESTIONED COSTS JUNE 30, 2000 There were no findings representing reportable conditions, material weaknesses, and instances of noncompliance including questioned cost that are required to be reported by OMB Circular A -133. 0 CITY OF MOORPARK STATUS OF PRIOR YEAR FINDINGS AND RECOMMENDATIONS JUNE 30, 2000 There were no prior year findings, instances of non - compliance or questioned cost. lv