HomeMy WebLinkAboutAGENDA REPORT 2004 0317 CC REG ITEM 09CMOORPARK CITY COUNCIL
AGENDA REPORT
ITEM 0(- C -
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TO:
Honorable
City Council
FROM:
Cynthia L.
Borchard, Administrative Services
Director
DATE:
March 4, 2004
(CC Meeting of 3/17/04)
SUBJECT:
Consider
the Ventura County Investment
Pool for
Deposit of
City Funds
BACKGROUND
The City currently invests available funds in the State Local
Agency Investment Fund (LAIF) and also purchases additional
government securities through Bank of America. We have
consistently run up against the $40 million maximum investment
stipulation with LAIF and we would also like to diversify our
portfolio. We have recently researched various investment
options available to the City in accordance with our Investment
Policy including CalTrust - Joint Power Investment Authority
Pool and the Ventura County Pool.
DISCUSSION
As of the last quarterly investment report (12/31/03), we had
$56.5 million invested in LAIF and $9.5 million in U.S.
Treasuries and Agencies for a total of $65 million invested.
LAIF is currently paying about 1.5% and the U.S.
Treasuries /Agencies range from 1.0% to 2.3 %.
Staff recently explored other investment options including the
League- endorsed CalTrust Pool. This Pool is a bond -like fund
with a fluctuating net asset value. It provides a short term,
medium term and long term fund. Because the funds are not held
to maturity, there is fluctuation in the principal. As interest
rates go up, the price goes down. You are not guaranteed $1 in
$1 out as with LAIF. There is market risk involved and
therefore we are not recommending investment in this Pool at
0000.3"t
Honorable City Council
March 17, 2004
Page 2
this time. The Board of Directors of the California Municipal
Treasurer's Association took an official position at their
January meeting of NOT endorsing the CalTrust Program.
The County of Ventura operates an investment pool and accepts
excess funds from local agencies for investment with the County
Treasurer. All investments are made in accordance with the
Treasurers Statement of Investment Policy as authorized by
Government Code. Current portfolio holdings include Government
Treasuries and Agencies, Commercial Paper and CD's. The average
yield for 2002 was 4.86% vs. 2.67% for LAIF. The current yield
is about 2 %. The pool is rated for credit quality and
volatility and has received the highest ratings from Standard
and Poor's. Current holdings appear to be less risky than LAIF.
It should be noted that withdrawals from LAIF do not require any
advance notification except for a 24 hour notice for withdrawals
exceeding $10 million, however, Government Code 53684 provides
for the local agency to give the County Treasurer thirty days
notice of intent to withdraw.
The total portfolio is currently about $1.3 billion and consists
of 132 participants including water and sanitation districts,
health care districts, park and recreation districts and school
districts. Currently there are no cities participating in the
Pool.
Investment in the Ventura County Pool will provide an additional
investment option and diversification for the City's excess
funds and a potential increase over our current LAIF earnings.
The Budget and Finance Committee (Mayor Hunter and Councilmember
Harper) reviewed the information at their meeting on February 4th
and concurs with staff recommendation to participate in the
Pool.
STAFF RECOMMENDATION
Adopt Resolution No. 2004- authorizing investment in the
Ventura County Investment Pool.
Attachments: 1) Ventura County Pool Investment Procedures and Policy
2) Resolution No. 2004-
0 0 li 0.3 8
ATTACHMENT 1
j.L
VENTURA COUNTY TREASURER -TAX COLLECTOR DEC' 2 3 2003
STATEMENT OF INVESTMENT POLICY r- ITT' OF NICfGi PAY I
January 1, 2004
INTRODUCTION
The Treasurer -Tax Collector of Ventura County manages pooled cash under the prudent investor
rule. This rule states that:
"Investments shall be made with judgment and care, under circumstances then prevailing, which
persons of prudence, discretion and intelligence exercise in the management of their own affairs,
not for speculation, but for investment, considering the probable safety of their capital as well as the
probable income to be derived."
This rule allows the County the option to operate over a broad spectrum of investment opportunity
defined within Section 53601 et. seq. of the California Government Code. Therefore, the County's
portfolio will be made up of a selection of investments that ensure diversification and meet the
liquidity needs of the organization. The major overriding premise underlying the County's
investment philosophy is to ensure that funds are always available when needed.
Investment Philosonhy
The investment process is an art form and not a science. Therefore, the basic objectives of the
investment art involve:
1) The safety of principal.
2) Maintenance of liquidity to meet cash flow needs.
3) To earn a competitive rate of return (i.e., yield) within the confines of the California
Government Code, this policy, and procedural structure.
In order to accomplish the objectives of safety, liquidity, and yield, the economy and various
financial markets are monitored daily in order to assess the probable course of interest rates and
thus maximize yield on the County's temporarily idle funds. In a market with increasing interest
rates, the Treasury will attempt to invest in securities with shorter maturities. This strategy allows
funds to be available for other investments when interest rates are at higher levels. Conversely,
when interest rates appear to be near a plateau the Treasury will attempt to lock in a higher rate of
return. The length of term for all investments shall be commensurate with the short, medium, and
long -term cash flow needs of the County.
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Investment and the Notion of Risk
In order to accomplish the investment philosophy outlined above, the concept of risk must be
clearly defined as it relates to the investment of public funds. This concept of risk finds its ultimate
translation into a structured and well - diversified portfolio.
The County shall ensure the safety of its idle funds by limiting credit and interest rate risk. These
are the two types of risk that can clearly damage a public sector portfolio.
Credit risk is defined as the risk of loss due to the failure of the issuer of a security and shall be
mitigated by:
1) Prequalifying financial institutions with which it will do business through the utilization of
Moody's Credit Review Service, Standard and Poor's Financial Institutions Ratings, and
Moody's Commercial Paper Record.
2) Diversifying the portfolio so that the failure of any one issuer or backer will not place any
undue financial burden on the County.
3) Monitor all County investments on a daily basis to anticipate and respond appropriately to a
significant reduction in the credit worthiness of a depository.
Interest rate risk is defined as the risk that the market value of portfolio securities will fall due to an
increase in interest rates.
This risk shall be mitigated by:
1) Structuring the County's portfolio so that securities mature at times to meet the County's
ongoing cash needs.
2) Restructure of the County's portfolio to minimize the loss of market value or cash flow.
3) Limit the average maturity of the County's holdings to 350 days.
The investment program of Ventura County shall be managed with a degree of professionalism that
is worthy of the public trust and adheres to the tenets of modern portfolio theory.
The Treasury is very cognizant of past losses of public funds by local agencies throughout California.
Those losses resulted in a loss of confidence by the public in public sector investment expertise.
This policy seeks to ensure that proper controls are maintained by the Treasurer and subordinate staff.
000040
There are times when it becomes necessary for losses to be taken:
A) Interest rates appear to be rising and the funds can be invested shorter term at higher rates.
B) When swapping opportunities arise that will result in an increase in overall interest income
to the County.
C) When cash needs are greater than expected.
Therefore, in order to mitigate these event risks to the County's portfolio all investment losses shall
be approved by the Treasurer -Tax Collector, exclusively. This authority shall not be delegated.
Liquidity
The County's portfolio will be structured so that securities will mature at or about the same time as
cash is needed to meet demand and in accordance with the economic projections mentioned above.
The Treasury will construct a portfolio that will consist of securities with active secondary and resale
markets. Any investments for which no secondary market exists, such as time deposits, shall not
exceed 375 days and no investment will have a maturity of more than three years.
Yield
The Treasurer shall always attempt to obtain a competitive rate of return on any investment type
consistent with the required safety, liquidity, and other parameters of this policy, departmental
procedures, and the laws of the State of California.
Internal Controls
The Treasurer shall establish a system of internal controls, which shall be documented in writing.
The controls will be designed to prevent losses of public funds arising from fraud, employee error,
misrepresentation by third parties, and unanticipated changes in financial markets.
Safekeepina of Securities
To protect against potential losses caused by the collapse of individual securities dealers, all
securities owned by the County, including collateral on repurchase agreements shall be held in
safekeeping by a third party bank trust department, acting as agent for the County under the terms of
a custody agreement executed by the bank and the County Treasurer. All trades executed between
the County and a dealer will settle on a delivery vs. payment basis with a custodial bank. All security
transactions engaged in by the Chief Investment Officer shall be countersigned by another authorized
treasury department employee.
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Qualifications of Brokers, Dealers, and Financial Institutions
The Treasurer shall transact business only with direct issuers, broker /dealers licensed by the State,
National, or State chartered bank or savings institutions and primary government dealers designated
by the Federal Reserve.
Any broker /dealer interested in conducting business with the County must have an office within the
State of California and is required to fill out an extensive questionnaire maintained by the Chief
Investment Officer. This questionnaire is then reviewed by the Treasurer and upon acceptance
permits the County to deal with the broker /dealer.
No broker /dealer may have made political contributions greater than the limits expressed in Rule G-
37 of the Municipal Securities Rule Making Body to the Treasurer, Board of Supervisors, or
candidate for those offices.
The Treasury staff shall investigate dealers with which it will conduct business in order to
determine: if the firm is adequately capitalized and meets the Federal Reserve's minimum capital
requirements for broker /dealer operations, makes markets in securities appropriate to the County's
investment policy, the individual covering the account has a minimum of three years dealing with
large institutional accounts, and receives three favorable recommendations from other short term
cash portfolio managers.
Ratings
With the exception of LAIF, insured deposits, and U.S. Treasury and Government Agency issues,
investments shall be placed only in those instruments and institutions rated favorably as determined
by the County Treasurer with the assistance of Moody's Commercial Paper Record, Moody's Credit
Report, and the S & P Financial Institutions Ratings Service.
If the rating of any depository drops during the course of time with which the County has placed an
investment, the investment will be matured at the earliest possible convenience.
If any one security rating drops below A -1 or P -1 resulting in a split rating, the investment will be
sold if no significant loss of principal is involved or matured at the earliest possible convenience.
These sales must be approved by the Treasurer -Tax Collector.
U.S. Agencies
The purchase of U.S. agency securities shall be limited to issues of the Federal Farm Credit Banks,
Federal Home Loan Banks, Federal Home Loan Mortgage Corp. (Freddie Mac), Student Loan
Marketing Association (Sallie Mae), Tennessee Valley Authority (TVA), the Federal National
Mortgage Corporation (Fannie Mae) or in obligations, participations, or other instruments of, or
issued by, a federal agency or a United States government- sponsored enterprise. Agency holdings
shall be
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000042
limited to $500 million dollars with any one issuer (with the exception of TVA notes which are
limited to $300 million). The maximum maturity of any one agency investment shall be three years.
Commercial Paper
Commercial Paper is a short term unsecured promissory note issued to finance short term credit
needs. Commercial Paper eligible for investment must be of "prime" quality of the highest ranking
or of the highest letter and numerical rating as provided for by Standard and Poor's Corporation or
Moody's Investors Service, Inc. Eligible paper is further limited to issuing corporations that are
organized and operating within the United States and have total assets in excess of $500 million and
an "A" or higher rating for the issuer's debt, other than commercial paper, if any, as provided for by
Moody's Investors Service, Inc. or Standard and Poor's Corporation. Purchases of eligible
Commercial Paper may not exceed 270 days to maturity nor represent more than 10 percent of the
outstanding paper of an issuing corporation. Purchases of Commercial Paper may not exceed 40
percent of the agency's surplus money that may be invested. No more than 10 percent of the
agency's surplus money that may be invested may be invested in the outstanding paper of any single
issuing corporation. The Treasurer shall establish a list of approved Commercial Paper issuers in
which investments may be made.
Medium Term Notes and Deposit Notes
The California Government Code restricts counties to investing in Medium Term Corporate Notes of
a maximum of five years maturity issued by corporations operating in the United States. Securities
eligible for investment must be rated in the top three note rates categories ( Moody's designates AAA,
A2, A, Standard & Poor's designates (AAA, AA, A). Medium term corporate notes may not exceed
5 percent of the County's portfolio and may not have a maturity of longer than 24 months. This
market still lacks the dynamic liquidity necessary for it to operate as efficiently as the County would
like.
U. S. Government
United States Treasury Bills, Notes, and Bonds are backed by the full faith and credit of the United
States Government. There shall be no limitation as to the percentage of the portfolio which can be
invested in this category. The maturity of a security is limited to a maximum of three years.
Bankers Acceptances
A Bankers Acceptance is a draft or bill of exchange accepted by a bank or trust company and
brokered to investors in the secondary market. Bankers Acceptances may be purchased for a period
of up to 180 days and in an amount not to exceed 40 percent of surplus funds with no more than 30
percent of the surplus funds in the Bankers Acceptances of any one commercial bank. The Treasurer
shall establish a list of those banks deemed most credit worthy for the investment in Bankers
Acceptances.
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000043
Negotiable Certificates of Deposit
Negotiable Certificates of Deposit (NCD) are issued by commercial banks, foreign banks, and thrift
institutions against funds deposited for a specified period of time and earn specified or variable rates
of interest. The Treasurer may invest up to 30 percent of surplus funds in NCD's. Negotiable
certificates of deposit shall be limited to those institutions rated "AA" or better by Moody's and "AA"
or better by Standard and Pooes C.D. Rating Service.
NCD's differ from other Certificates of Deposit in that they are liquid securities which are traded in
secondary markets. The maximum term to maturity of any NCD shall be 6 months. The Treasurer
shall establish a list of eligible domestic commercial banks, thrifts and state licensed foreign banks
(Yankee Certificates of Deposit) which will be eligible for investment.
Certificates of Deposit
Certificates of Deposit are deposits by the Treasurer in commercial banks or savings and loan
associations within the State of California and pass the same ratings criteria as outlined under the
above mentioned section "Negotiable Certificates of Deposit." Local institutions shall receive
preference for deposits up to $100,000 if competitive rates are offered. These investments are
non - negotiable. The maximum tern to maturity shall not exceed 375 days and shall be insured by
the FDIC.
Repurchase Agreements
The County may invest in repurchase agreements with banks and dealers of primary dealer status
recognized by the Federal Reserve . with which the County has entered into a repurchase contract
which specifies terms and conditions of repurchase agreements. The maturity, of repurchase
agreements shall not exceed 90 days. The market value of securities used as collateral for repurchase
agreements shall be monitored daily by the Chief Investment Officer and will not be allowed to fall
below 102% valued quarterly of the value of the repurchase agreement.
In order to conform with provisions of the Federal Bankruptcy Code which provide for the
liquidation of securities held as collateral for repurchase agreements, the only securities acceptable as
collateral shall be certificates of deposit, commercial paper, eligible bankers' acceptances, or
securities that are direct obligations of, or that are fully guaranteed as to principal and interest by the
United States or any agency of the United States. Furthermore, this collateral shall not exceed five
years to maturity.
There shall be a $75 million dollar limitation in repurchase agreements entered into with any one
institution.
000044
Securities Lending
Securities Lending is permissible as an agreement to lend securities to a borrower who provides
collateral to the local agency. The local agency retains ownership and continues to receive all
interest, dividends, and capital appreciation. Both securities and collateral are held by a third party.
At the conclusion of the agreement, the securities are transferred back to the local agency in return
for the collateral.
Local Agency Investment Fund
The County may invest in the Local Agency Investment Fund (LAIF) established by the State
Treasurer for the benefit of local agencies up to the maximum permitted by State law.
Local Agency Debt and State Warrants
The County may invest in bonds, notes, warrants, or other evidences of indebtedness of any local
agency within this state, including bonds payable solely out of revenues from a revenue - producing
property owned, controlled, or operated by the local agency, or by a department, board, agency, or
authority of the local agency.
The County may invest in registered state warrants or treasury notes or bonds of this state, including
bonds payable solely out of the revenues from a revenue - producing property owned, controlled, or
operated by the state, or by a department, board, agency, or authority of the state.
Asset - Backed Securities
The County may not invest in asset backed securities such as Collaterized Mortgage Obligations.
Authority of The Treasurer
The Treasurer has the authority to react to unstable market conditions in order to preserve the safety,
liquidity or yield of the portfolio. The Treasurer's reaction may temporarily change the investment
parameters or investment practices of the County until the market has stabilized or until the Board of
Supervisors has approved a revised Investment Policy.
The Treasurer shall immediately notify the Treasury Oversight Committee members and the Board of
Supervisors at their next scheduled meeting of any changes to the investment parameters or practices
that were precipitated by the unstable market conditions.
Authority To Execute Investment Transactions
The authority to execute investment transactions on a daily basis is limited to the Treasurer and the
Chief Investment Officer. This function may be delegated to the Assistant Treasurer and/or other
Treasury personnel at the discretion of the Treasurer.
0000 45
Competitive Bidding
All purchase /sales shall be made only after a process of competitive bidding, unless information
provided on electronic market quotation services, faxes, or email transmissions show current market
rates. A minimum of three offer/bids should be obtained before an investment is purchased or sold.
Exceptions to the above would involve transactions in U.S. Treasury or agency obligations,
repurchase agreements, securities possessing unique characteristics which would make competitive
bidding impractical, or market circumstances in which competitive bidding could be adverse to the
best interest of the Treasurer's investment program.
Place and Time for Conducting Business
Investment transactions shall not be conducted from any other place other than the office of the
Treasurer during normal business hours established for Treasury operations. Exceptions must have
the approval of the Treasurer.
Conflict of Interest
No agency employee nor Treasury Oversight Committee member may directly or indirectly accept or
solicit from any persons, corporations, or group having a business relationship with this Agency
anything of economic value as a gift, gratuity, or favor which would be in conflict with the County
Administrative Policy.
No agency employee nor Treasury Oversight Committee member shall, outside of regular working
hours, engage in any profession, trade, business, or occupation which is incompatible or involves a
conflict of interest with his duties as a county officer or employee, or which in any way may reflect
unfavorably on this Agency, the appointing authority, or his fellow employees.
Reporting
The Treasurer shall prepare a monthly Investment Report to be presented at a regularly scheduled
meeting of the Board of Supervisors, including a succinct management summary that provides a clear
picture of the status of the current investment portfolio, market conditions and strategy for the
coming months. The report will also include a listing of all investments by type, name of issuer, date
of maturity, par and dollars amount invested in each security, investment, and the money within the
Treasury. There will be a separate statement advising the Board of the longest maturity of a security
in the portfolio. The report will contain a statement assuring the Board that the anticipated cash flow
needs of the participants will be met. The report will also include a statement that the investment
practices and portfolio holdings are in compliance with the investment policy or an explanation as to
why there is a condition which exists outside of the investment policy. The Treasurer will also
provide a copy of the monthly Investment Report to the Treasury Oversight Committee members
each month.
s
000046
Extraordinary Withdrawals
The Treasurer will maintain a schedule of seasonal deposits into and withdrawals from the
investment pool by participating districts. Constant contact with the pool participants will be
maintained to ascertain any cash needs beyond the anticipated cash -flow patterns. Our investment
strategy is based upon the known cash -flow patterns, which allow the Treasurer to maximize interest
earnings for the pool participants.
Extraordinary withdrawals could create a liquidity problem and negatively impact the earnings of the
remaining pool participants if the Treasurer is forced to liquidate securities before their scheduled
maturity date. A pool participant who wishes to withdraw from the pool or make an extraordinary
withdrawal, will be encouraged to work with the Treasury to arrange a withdrawal schedule that
would prevent losses to the withdrawing district or the remaining pool participants. Losses
experienced by the county investment pool, which were precipitated by the unnoticed extraordinary
withdrawal of funds, will be born by the district who caused such losses to occur. The Treasurer
reserves the right to choose which securities to liquidate and could choose to sell the securities that
have the lowest earnings.
Apportionment of Interest and Costs:
Interest shall be apportioned to all pool participants quarterly, based upon the ratio of the average
daily balance of each individual fund to the average daily balance of all funds in the Investment Pool.
The amount of interest apportioned shall be determined using the accrual method of accounting,
whereby interest will be apportioned for the quarter in which it was actually earned. The Treasurer
may deduct from the gross interest earnings those administrative costs relating to the management of
the Treasury, including salaries and other compensation, banking costs, equipment costs, supplies,
the cost of information services, cashiering, accounting, reporting remittance processing, depositing
of public funds, audit, and any other costs as provided by Section 27013, 27133(f), and 27135.
Terms and Conditions that a Local Agency May Participate in the Pool
Local agencies may, by resolution of their governing bodies and the approval of the Treasurer -Tax
Collector, deposit excess funds in the County Treasury for the purpose of investment by the County
Treasurer. The procedures for this process are contained in the Treasury Procedural Manual.
LLM:st
f:users/childse/invpW2004
000047
INVESTMENT OF LOCAL AGENCIES EXCESS FUNDS
JUNE 2003
I. Subject: Local agencies; excess funds, investment by the County Treasurer.
Policy: Local agencies may, with the approval of their governing bodies and the
County Treasurer, deposit excess funds in the County Treasury for the
purpose of investment by the County Treasurer.
Purpose: To provide additional investment opportunities for local agencies.
Authority: Government Code Section 53684, adopted by the Ventura County Board
of Supervisors on July 21, 1987.
II. Procedures
A. Initiate Investment Program
Local agency contacts Treasurer for approval to deposit funds with the
County of Ventura Treasury.
2. Legislative or governing body of the local agency must adopt, and
submit to the Ventura County Treasurer, a resolution authorizing the
deposit of excess funds with the County Treasury for the purpose of
investment. The resolution shall include the following.
a. Name and address of local agency.
b. A statement that the local agency agrees to deposit or withdraw
money in the County Treasury in accordance with the provisions
of Government Code Section 53684.
C. The names and titles of the officials authorized to order the
deposit or withdrawal of money in the County Treasury.
d. Resolution number and the date passed by the governing body.
e. Signature of the person authorized to sign resolutions on behalf of
the local agency.
f. Seal of the local agency if one is usually affixed to resolutions.
3. Funds and Accounts. If the local agency does not have an established fund
with the County, then a request must be sent to the Ventura County
Auditor - Controller to establish a fund- account in the name of the local
agency, by transmitting a copy of the local agency resolution as in Section
A2.
000048
F:U \T\IIPOLICIES\LOCALAGC.DOC 1
Investment of Local Agencies Excess Funds
Page 2
B. Deposit of Funds
After Confirmation that a fund- account has been established on behalf
of the local agency, deposits may be received. The local agency must
notify the Treasurer's office no later than 10:00 a.m. the prior day, of
the intent to deposit funds. Deposits must be in multiples of $1,000.00
and the minimum transaction size is $25,000.00. Notice should also be
given to the Chief Investment Officer at (805) 654 -3733.
2. Funds may be wired to:
Wells Fargo Bank
ABA# 121000248
Account# 417- 4387100
Ventura County Treasurer
Or make deposits by check, payable to the Ventura County Treasurer.
3. Upon either receipt of the district's check, or, confirmation by the bank
that funds transferred have been credited to the Treasurer's bank account,
Treasury personnel will prepare a cash receipt to credit the local agency's
fund- account. A copy of the cash receipt will be mailed to the local
agency as a confirmation of funds received.
4. All deposits will be invested as part of the County's commingled
investment pool.
5. All investments shall be made in accordance with the Treasurers
Statement of Investment Policy.
F:U \T\N'OL[C[ES\LOCALAGC.DOC 2 000049
Investment of Local Agencies Excess Funds
Page 3
C. Interest Earnings
The County Treasurer shall, quarterly, determine investment earnings on
the accrual basis and apportion earnings from the investment of funds in
an amount proportionate to the average daily balance of the amounts
deposited by the local agency in the same manner as other participants.
2. Interest earnings shall be distributed in two separate apportionments.
3. Interest earnings shall be credited to the fund- account established for the
local agency.
4. Prior to the distribution of interest, the Treasurer shall deduct the actual
costs incurred by the County in accordance with Government Code
Section 27013.
D. Reports
The Treasurer shall, quarterly, submit to the local agency a statement of
interest earnings which shall include the average daily balance of funds
on deposit, the quarterly apportionment rate, total interest earned, and
the amount of each of the two apportionments.
2. Treasurer shall provide to the local agency a copy of the monthly
investment report in the same manner as to the Board of Supervisors.
E. Withdrawal of Funds
All requests for withdrawal require written notice. The notice may be
submitted by mail or FAX (805) 654 -3766 and must be signed by an
authorized official designated in the Board's resolution. Government
Code Section 53684 provides for the local agency to give the Treasurer
thirty days notice of intent to withdraw. This requirement is applicable
at the discretion of the Treasurer.
RUMTOLICIESTOCALAGC.DOC 3 000050
Investment of Local Agencies Excess Funds
Page 4
2. The Treasurer will settle withdrawals by wire transfer of same day funds when
wire transfer instructions are included with the request for withdrawal.
Requests for withdrawal, which are not accompanied by wire transfer
instructions, will be settled by check. Checks will be drawn by the County
Treasurer, made payable to the local agency, and will be mailed or picked up
by agency staff.
F. Any monies deposited in the County Treasury pursuant to this section are not
subject to impoundment or seizure by any county official or agency while the
funds are so deposited.
G. The County Treasurer reserves the right to discontinue investment on behalf of
any local agency at his or her discretion. The Treasurer shall give the local
agency a 90 -day notice of such decision.
00 () 05�.
F:U \T\I \POLICIES\LOCALAGC.DOC 4
ATTACHMENT 2
RESOLUTION NO. 2004-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA, AUTHORIZING INVESTMENT OF EXCESS
CITY FUNDS IN THE VENTURA COUNTY INVESTMENT POOL
WHEREAS, the Investment Policy of the City of Moorpark
states that excess City funds may be invested in accordance with
the principals of sound treasury management and the provisions
of California Government Code § 53600 et seq.; and
WHEREAS, the Investment Policy of the City of Moorpark
further states that the City Treasurer may invest in County
Pooled Investment Funds in accordance with the laws and
regulations governing those Funds and State law; and
WHEREAS, the Ventura County Treasurer -Tax Collector has
established an investment pool for local agencies, regulated by
Government Code Section 53684, and adopted by the Ventura County
Board of Supervisors on July 21, 1987.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK
DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. The City Council does hereby authorize the
deposit and withdrawal of City funds in the County Treasury in
accordance with the provisions of Government Code Section 53684;
and
SECTION 2. The following City officers or their
successors in office shall be authorized to order the deposit or
withdrawal of monies by either mail or facsimile in the County
Treasury:
Steven A. Kueny, City Manager
Cynthia L. Borchard, City Treasurer
Johnny Ea, Budget and Finance Manager
PASSED AND ADOPTED this 17th day of March, 2004.
Patrick Hunter, Mayor
ATTEST:
Deborah S. Traffenstedt, City Clerk
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