HomeMy WebLinkAboutRES CC 2011 3013 2011 0406RESOLUTION NO. 2011 -3013
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA, AUTHORIZING THE
ISSUANCE OF REFUNDING REVENUE BONDS FOR THE
PURPOSE OF REFINANCING OUTSTANDING CITY OF
MOORPARK MOBILE HOME PARK REVENUE BONDS
(VILLA DEL ARROYO), AUTHORIZING THE ISSUANCE
OF ADDITIONAL BONDS AND APPROVING CERTAIN
DOCUMENTS, AND AUTHORIZING THE EXECUTION
AND DELIVERY OF AN INDENTURE OF TRUST AND
LOAN AGREEMENT AND AUTHORIZING THE
EXECUTION AND DELIVERY OF AND APPROVING
OTHER RELATED DOCUMENTS AND APPROVING
OTHER RELATED ACTIONS IN CONNECTION
THEREWITH
WHEREAS, the City of Moorpark (the "City ") is authorized to issue bonds
pursuant to Section 52100 and following of the Health and Safety Code of the State of
California (the "Law ") to finance and refinance the acquisition of mobile home parks by
nonprofit organizations; and
WHEREAS, on or about May 25, 2000, the City issued its $12,740,000 original
amount of Mobile Home Park Revenue Bonds (Villa Del Arroyo) Series 2000A and
$2,635,000 original amount of Mobile Home Park Subordinate Revenue Bonds (Villa
Del Arroyo) Series 20008 (collectively, the "Prior Bonds ") for the purpose of providing
for the refinancing of the acquisition of a 241 -space mobile home park located at 15750
East Los Angeles Street in the City and known as Villa Del Arroyo Mobile Home Park
(the "Project "); and
WHEREAS, Augusta Homes, a California nonprofit public benefit corporation (the
"Corporation ") qualified as an exempt organization under Section 501(c)(3) of the
Internal Revenue Code of 1986, as amended (the "Code ") and was the borrower under
the loan agreement executed in connection with the Prior Bonds; Augusta Homes
intends to, simultaneously with the issuance of the refunding bonds, transfer the Project
to Villa Del Arroyo Moorpark LLC, a California limited liability company (the "Borrower "),
whose sole member is Augusta Homes; such Borrower has requested that the City
issue and sell refunding revenue bonds for the purpose of providing for the refinancing
of the Prior Bonds; and
WHEREAS, the City proposes to issue its not to exceed $15,000,000 aggregate
principal amount City of Moorpark Mobile Home Park Refunding Revenue Bonds (Villa
Del Arroyo) Series 2011A (the "Series A Bonds ") and not to exceed $500,000 aggregate
principal amount City of Moorpark Taxable Subordinate Mobile Home Park Refunding
Revenue Bonds (Villa Del Arroyo) Series 2011 B -T (the "Series B Bonds," the interest on
which is taxable under federal tax law) (together, the 'Bonds ") pursuant to the Law to
refund the Prior Bonds; and
Resolution No. 2011 -3013
Page 2
WHEREAS, the Borrower has additionally requested that the City at this time
approve the holding of a "TEFRA" public hearing to consider approval of (i) the
possibility that the Bonds may have an average maturity date later than the average
maturity date of the Prior Bonds being refunded; and (ii) to issue additional tax - exempt
obligations in the aggregate principal amount of approximately $500,000, which, if
issued, will provide proceeds to be applied to finance minor rehabilitation of the Project,
and to authorize issuance of the Bonds on such terms and to authorize such additional
bonds; and
WHEREAS, there has been presented to the City Council at this meeting
proposed forms of an Indenture of Trust, a Loan Agreement, an Amended and Restated
Regulatory Agreement and Declaration of Restrictive Covenants, and an Administration
and Oversight Agreement, as well as Preliminary Official Statements relating to the
Bonds and a Contract of Purchase with respect to the Bonds by Kinsell, Newcomb & De
Dios, Inc. (the "Underwriter "); and
WHEREAS, the original financing of the Project lessened the governmental
burden of the City by preserving affordable housing within the City and the refinancing
of the Prior Bonds will additionally facilitate that purpose; and
WHEREAS, all acts, conditions and things required by the laws of the State of
California to exist, to have happened and to have been performed precedent to and in
connection with the issuance of the Bonds exist, have happened and have been
performed in due time, form and manner as required by law, and the City is now duly
authorized and empowered, pursuant to each and every requirement of law, to issue the
Bonds for the purposes, in the manner and upon the terms herein provided.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK DOES
RESOLVE AS FOLLOWS:
SECTION 1. Recitals. The above recitals, and each of them, are true and
correct.
SECTION 2. Appointment of Trustee. U.S. Bank National Association is hereby
appointed as the initial trustee (the "Trustee ") under the Indenture of Trust (the
"Indenture ") relating to the Bonds, with the duties and powers of such Trustee as are set
forth in the Indenture.
SECTION 3. Indenture. The Indenture authorizing the issuance of the Bonds,
between the City and the Trustee, in the form presented at this meeting, is hereby
approved and the City Manager or the Assistant City Manager, each acting alone, are
hereby authorized and directed, for and in the name and on behalf of the City, to
execute and deliver the Indenture in the form hereby approved together with such
additions or changes as the officer executing the same, upon consultation with the City's
Financial Advisor and Bond Counsel, may approve (including but not limited to those
changes described in Section 11 below), such approval to be conclusively evidenced by
the execution and delivery thereof by the City.
Resolution No. 2011 -3013
Page 3
SECTION 4. Form of Bonds. The forms of the Bonds, each as set forth in the
Indenture, are hereby approved and the City Manager, Assistant City Manager, or
Mayor and the City Clerk are hereby authorized and directed to execute by manual or
facsimile signature, for and in the name and on behalf of the City, the Bonds in either
temporary and /or definitive form in the aggregate principal amounts and all in
accordance with the terms and provisions of the Indenture.
SECTION 5. Loan Agreement. The Loan Agreement (the "Loan Agreement ") by
and among the City, the Trustee and the Borrower, whereby the proceeds of the Bonds
are to be loaned to the Borrower for the purpose of providing permanent financing for
the acquisition of the Project, in the form presented at this meeting, is hereby approved
and the City Manager or the Assistant City Manager, each acting alone, are hereby
authorized and directed, for and in the name and on behalf of the City, to execute and
deliver the Loan Agreement in the form hereby approved together with such additions or
changes as the officer executing the same, upon consultation with the City's Financial
Advisor and Bond Counsel, may approve (including but not limited to those changes
described in Section 11 below), such approval to be conclusively evidenced by the
execution and delivery thereof by the City.
SECTION 6. Regulatory Agreement. The Amended and Restated Regulatory
Agreement and Declaration of Restrictive Covenants by and among the City, the
Trustee and the Borrower (the "Regulatory Agreement ") in the form presented at this
meeting, is hereby approved and the City Manager or the Assistant City Manager, each
acting alone, are hereby authorized and directed, for and in the name and on behalf of
the City, to execute and deliver the Regulatory Agreement in the form hereby approved
together with such additions or changes therein as the officer executing the same, upon
consultation with the City's Financial Advisor, the City Attorney and Bond Counsel, may
approve (including but not limited to those changes described in Section 11 below),
such approval to be conclusively evidenced by the execution and delivery thereof by the
City.
SECTION 7. Official Statement. The two Preliminary Official Statements relating
to the Bonds (collectively, the "Preliminary Official Statements ") in the forms presented
at this meeting, are hereby approved. The City Manager and the Assistant City Manager
are hereby authorized and directed to make changes to the forms of the Preliminary
Official Statements hereby approved, upon consultation with the City's Financial Advisor
and Bond Counsel (including but not limited to those changes described in Section 11
below), as necessary or desirable to reflect the terms of the financing and the
documents with respect thereto.
The Preliminary Official Statements may be brought into the form of final Official
Statements which shall contain such changes or modifications thereto as may be
deemed necessary or desirable by the City Manager or the Assistant City Manager,
upon consultation with the City's Financial Advisor and Bond Counsel. The City
Manager or the Assistant City Manager, each acting alone, are hereby authorized and
Resolution No. 2011 -3013
Page 4
directed, for and in the name and on behalf of the City, to execute and deliver the final
Official Statements. The City Manager or the Assistant City Manager, each acting alone,
are authorized and directed, on behalf of the City, to certify the Preliminary Official
Statements as "near final" for purposes of Rule 15c2 -12 under the Securities and
Exchange Act of 1934, as amended ( "Rule 15c2 -12 "), and to certify the Official
Statements as "final" pursuant to Rule 15c2 -12.
SECTION 8. Contract of Purchase. The Contract of Purchase among the City,
the Borrower and the underwriters in the form presented at this meeting, is hereby
approved. The City Manager or the Assistant City Manager, each acting alone, are
hereby authorized to execute the Contract of Purchase in said form together with such
additions or changes as the officer executing the same, upon consultation with the City's
Financial Advisor and Bond Counsel, may approve (including but not limited to those
changes described in Section 11 below), such approval to be conclusively evidenced by
the execution and delivery of the Contract of Purchase by the City; provided that the
aggregate principal amount of the Series A Bonds to be sold pursuant to the Contract of
Purchase shall not exceed $15,000,000 and the aggregate principal amount of the
Series B Bonds to be sold pursuant to the Contract of Purchase shall not exceed
$500,000; and the interest rate on the Series A Bonds is not more than 9 %, and the
interest rate on the Series B Bonds is not more than 12 %.
SECTION 9. Administration and Oversight Agreement. The Administration and
Oversight Agreement (the "Administration Agreement ") in the form presented at this
meeting, by and among the City, the Borrower and Urban Futures, Incorporated (or
such other entity as the City Manager shall select) as Program Administrator and
Oversight Agent, is hereby approved and the City Manager or the Assistant City
Manager, each acting alone, are hereby authorized and directed, for and in the name
and on behalf of the City, to execute the Administration Agreement in the form hereby
approved, together with such additions or changes as the officer executing the same,
upon consultation with the City's Financial Advisor and Bond Counsel, may approve,
such approval to be conclusively evidenced by the execution and delivery thereof.
SECTION 10. Approval of TEFRA Publication. The Council acknowledges that
staff has caused to be prepared and published a notice of public hearing as required by
Section 147(f) of the Internal Revenue Code and in connection therewith the Council will
conduct a public hearing on April 6, 2011 with respect to the possibility of the proposed
issuance of the Bonds at an average maturity later than the average maturity of the
Prior Bonds, and with respect to the possibility of issuing additional bonds for the
Project, as described in the notice.
SECTION 11. Additional Series of Bonds. Subject to the provisions of Section
8 above, the City Manager or the Assistant City Manager are hereby expressly
authorized to approve revisions to the documents referenced in this Resolution to add a
series of Bonds, the interest on which is tax - exempt or taxable under federal tax law,
upon the recommendation of the Underwriter and concurrence by the City's Financial
Advisor that such additional series is in the best interests of the City in the
Resolution No. 2011 -3013
Page 5
circumstances, said recommendation and concurrence to be conclusively evidenced by
the execution and delivery by the City of such documents which included provisions for
such additional series of the Bonds.
SECTION 12. Designation of Professionals. The law firm of Jones Hall, a
Professional Law Borrower is hereby designated as Bond Counsel and Disclosure
Counsel to the City with respect to the Bonds; Kinsell, Newcomb & DeDios, Inc. is
hereby designated as underwriter for the Bonds and Urban Futures is hereby
designated as financial advisor for the Bonds.
SECTION 13. Other Acts. The Mayor, members of the City Council, City
Manager, Assistant City Manager, Finance Director, City Clerk, City Attorney and all
other officers of the City are hereby authorized and directed, for and in the name and on
behalf of the City, to do any and all things and take any and all actions, including without
limitation, obtaining bond insurance and a rating for the Bonds, and including execution
and delivery of any and all assignments, certificates, requisitions, agreements, notices,
consents, instruments of conveyance, warrants and other documents which they, or any
of them, may deem necessary or advisable in order to consummate the transactions as
described herein in connection with the issuance and sale of the Bonds or to otherwise
effectuate the purposes of this Resolution.
SECTION 14
adoption.
Effective Date. This Resolution shall take effect immediately upon
SECTION 15. The City Clerk shall certify to the adoption of this resolution and
shall cause a certified resolution to be tiled in the book of original Resolutions.
PASSED AND ADOPTED this 6th day of April, 2011
ATTEST:
Maureen Benson, City Clerk
Qance S. Parvin, Mayor
Resolution No. 2011 -3013
Page 6
STATE OF CALIFORNIA )
COUNTY OF VENTURA ) ss.
CITY OF MOORPARK )
I, Maureen Benson, City Clerk of the City of Moorpark, California, do hereby
certify under penalty of perjury that the foregoing Resolution No. 2011 -3013 was
adopted by the City Council of the City of Moorpark at a regular meeting held on the 6th
day of April, 2011, and that the same was adopted by the following vote:
AYES: Councilmembers Mikos, Millhouse, Pollock, Van Dam, and Mayor Parvin
NOES: None
ABSENT: None
ABSTAIN: None
WITNESS my hand and the official seal of said City this 20th day of April, 2011.
Maureen Benson, City Clerk
(seal)