HomeMy WebLinkAboutRES RDA 2010 234 2010 1020RESOLUTION NO. 2010 -234
A RESOLUTION OF THE REDEVELOPMENT AGENCY OF
THE CITY OF MOORPARK, CALIFORNIA, AUTHORIZING
THE ISSUANCE AND SALE OF 2010 TAX ALLOCATION
REFUNDING BONDS AND APPROVING RELATED
DOCUMENTS AND ACTIONS
WHEREAS, the Redevelopment Agency of the City of Moorpark (the "Agency ") is
authorized pursuant to the Community Redevelopment Law, being Part 1 of Division 24
(commencing with Section 33000) of the Health and Safety Code of the State of
California (the "Law ") to issue its tax allocation bonds for the purpose of financing and
refinancing redevelopment activities with respect to its Moorpark Redevelopment
Project (the "Redevelopment Project "); and
WHEREAS, for the purpose of providing funds to finance redevelopment
activities with respect to the Redevelopment Project, the Agency has previously issued
its Redevelopment Agency of the City of Moorpark (Moorpark Redevelopment Project)
1999 Tax Allocation Refunding Bonds, in the aggregate principal amount of $9,860,000
(the "1999 Bonds ") pursuant to an Indenture of Trust, dated as of May 1, 1999 (the
"Original Indenture "), by and between the Agency and BNY Western Trust Company, as
trustee (the "Trustee "); and
WHEREAS, in order to finance redevelopment activities with respect to the
Redevelopment Project, the Agency has heretofore issued its (i) $11,625,000 aggregate
principal amount of Moorpark Redevelopment Project 2001 Tax Allocation Bonds (the
"2001 Bonds ") pursuant to a First Supplemental Indenture of Trust dated as of
December 1, 2001 (the "2001 Supplemental Indenture ") and (ii) $11,695,000 aggregate
principal amount of Moorpark Redevelopment Project 2006 Tax Allocation Bonds (the
"2006 Bonds" and together with the 2001 Bonds, the "Prior Bonds ") pursuant to a
Second Supplemental Indenture of Trust dated as of December 1, 2006 (the "2006
Supplemental Indenture" and together with the Original Indenture and the 2001
Supplemental Indenture, the "Indenture "); and
WHEREAS, the 1999 Bonds and the Prior Bonds are payable from Tax
Revenues (as defined in the Original Indenture); and
WHEREAS, the Agency now desires to issue bonds payable from Tax Revenues
(as defined in the Indenture) on parity with the Prior Bonds in order to refinance the
1999 Bonds, which refinancing will result in an interest savings for the Agency, and to
that end has determined to issue its not to exceed $5,125,000 aggregate principal
amount of Redevelopment Agency of the City of Moorpark, Moorpark Redevelopment
Project 2010 Tax Allocation Refunding Bonds (the "Bonds ") pursuant to the Indenture
and a Third Supplemental Indenture of Trust expected to dated as of November 1, 2010
(the "Third Supplemental Indenture ") between the Agency and the Trustee; and
Resolution No. 2010 -234
Page 2
WHEREAS, the Agency proposes to sell the Bonds to the Moorpark Public
Financing Authority (the "Authority ") which will concurrently sell the Bonds to Piper
Jaffray & Co., Inc., as purchaser of the Bonds (the "Underwriter "), all on the terms and
conditions herein set forth and as provided in the form of a Purchase Contract relating
to the Bonds (the "Purchase Contract ") on file with the Secretary; and
WHEREAS, the Agency has caused to be prepared an Official Statement
describing the Bonds, the preliminary form of which is on file with the Secretary (the
"Official Statement "); and
WHEREAS, the Agency has reviewed the Third Supplemental Indenture, the
Purchase Contract and the Official Statement, and the Agency wishes at this time to
approve the foregoing in the public interests of the Agency; and
WHEREAS, all conditions, things and acts required to exist, to have happened
and to have been performed precedent to and in the issuance of the Bonds as
contemplated by this Resolution and the documents referred to herein exist, have
happened and have been performed in due time, form and manner as required by the
laws of the State of California, including the Law, and the Agency now desires to
authorize the issuance of the Bonds, as provided herein.
NOW, THEREFORE, THE REDEVELOPMENT AGENCY OF THE CITY OF
MOORPARK DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. Issuance of the Bonds; Approval of the Third Supplement. The
Agency hereby authorizes the issuance of the Bonds in the initial principal amount of
not to exceed $5,125,000 pursuant to the Indenture and the Third Supplemental
Indenture. The Agency hereby approves the Third Supplemental Indenture in form on
file with the Secretary, together with such additions thereto and changes therein as the
Chair, the Executive Director or the Treasurer shall deem necessary, desirable or
appropriate, and the execution thereof by the Executive Director shall be conclusive
evidence of the approval of any such additions and changes. The Chair, the Executive
Director or the Treasurer is each hereby authorized and directed to execute, and the
Secretary is hereby authorized and directed to attest the final form of the Third
Supplemental Indenture for and in the name and on behalf of the Agency. The Agency
hereby authorizes the delivery and performance of the Third Supplemental Indenture as
so executed, and hereby ratifies and confirms the provisions of the Original Indenture
and supplements thereto.
SECTION 2. Sale of the Bonds. The Agency hereby approves the Purchase
Contract by and among the Authority, Piper Jaffray & Co., Inc., as underwriter, and the
Agency, in the form on file with the Secretary, together with such additions thereto and
changes therein as the Executive Director shall deem necessary, desirable or
appropriate, and the execution thereof by the Chair, the Executive Director or the
Treasurer shall be conclusive evidence of the approval of any such additions and
changes. The Chair, the Executive Director or the Treasurer is each hereby authorized
and directed to execute and deliver the final form of the Purchase Contract for and in
the name and on behalf of the Agency. The Agency hereby approves the sale of the
Bonds to the Authority, and the resale by the Authority of the Bonds to the Underwriter,
Resolution No. 2010 -234
Page 3
pursuant to the Purchase Contract, so long as the Underwriter's discount, excluding
original issue discount which does not constitute compensation to the Underwriter, with
respect to the Bonds does not exceed 1.00 %, the net interest cost of the Bonds does
not exceed 4.15 %, and the principal amount of the Bonds is not in excess of the amount
approved above.
SECTION 3. Official Statement. The Agency hereby authorizes the Chair, the
Executive Director or the Treasurer to approve and deem final within the meaning of
Rule 15c2 -12 of the Securities Exchange Act of 1934, except for permitted omissions, a
form of Official Statement describing the Bonds in the preliminary form on file with the
Secretary, together with such changes thereto as the Executive Director may approve,
including changes necessary to reflect the proper terms of the Bonds. Distribution of
such preliminary Official Statement by the Underwriter to prospective purchasers of the
Bonds is hereby approved. The Chair, the Executive Director or the Treasurer are each
hereby authorized to deem the Preliminary Official Statement final for purposes of the
federal securities laws, and to so deem final and to execute the final form of the Official
Statement, including as it may be modified by such additions thereto and changes
therein as the Chair, the Executive Director or the Treasurer shall deem necessary,
desirable or appropriate, and the execution of the final Official Statement by the Chair,
the Executive Director or the Treasurer shall be conclusive evidence of the approval of
any such additions and changes. The Agency hereby authorizes the distribution of the
final Official Statement by the Underwriter. The final Official Statement shall be
executed in the name of and on behalf of the Agency by the Chair, the Executive
Director or the Treasurer.
SECTION 4. Delivery of the Bonds. The Bonds, when executed, shall be
delivered to the Trustee for authentication. The Trustee is hereby requested and
directed to authenticate the Bonds in accordance with the provisions of the Indenture by
executing the Trustee's certificate of authentication and registration appearing thereon,
and to deliver the Bonds, when duly executed and authenticated, to the purchaser
thereof upon the instruction of the Authority in accordance with written instructions
executed on behalf of the Agency by the Chair, the Executive Director or the Treasurer,
which instructions such officer is hereby authorized and directed, for and in the name
and on behalf of the Agency, to execute and deliver to the Trustee. Such instructions
shall provide for the delivery of the Bonds to the Authority or as otherwise directed by
the Authority in accordance with the Purchase Contract upon payment of the purchase
price therefor.
SECTION 5. Continuing Disclosure Certificate. The Continuing Disclosure
Certificate, in the form shown as an appendix to the Official Statement, is hereby
approved. The Chair, the Executive Director or the Treasurer are each hereby
authorized and directed, for and in the name of and on behalf of the Agency, to execute
and deliver the Continuing Disclosure Certificate in said form, with such additions
thereto or changes therein as are deemed necessary, desirable or appropriate by the
Executive Director, the approval of such changes to be conclusively evidenced by the
execution and delivery by the Chair, the Executive Director or the Treasurer of the
Continuing Disclosure Certificate.
Resolution No. 2010 -234
Page 4
SECTION 6. Financial Advisor. The firm of Urban Futures Incorporated is
hereby designated as Financial Advisor to the Agency with respect to the Bonds, and,
as to continuing disclosure obligations, as the initial dissemination agent and disclosure
agent with respect to the Bonds. The Executive Director or Treasurer is hereby
authorized to execute an agreement with such firm as the Executive Director or
Treasurer deems appropriate with said firm for its services related to the Bonds.
SECTION 7. Bond Counsel and Disclosure Counsel. The firm of Jones Hall, a
Professional Law Corporation is hereby designated as Bond Counsel and as Disclosure
Counsel to the Agency with respect to the Bonds. The Executive Director or Treasurer
is hereby authorized to execute an agreement with such firm as the Executive Director
or Treasurer deems appropriate with said firm for its services related to the Bonds.
SECTION 8. Official Actions. All actions heretofore taken by the officers and
agents of the Agency with respect to the issuance of the Bonds are hereby approved,
confirmed and ratified. The Chair, the Executive Director, the Treasurer and the
Secretary of the Agency, and any and all other officers of the Agency, are hereby
authorized and directed, for and in the name and on behalf of the Agency, to do any and
all things and take any and all actions, including execution and delivery of any and all
assignments, certificates, requisitions, agreements, notices, consents, instruments of
conveyance, warrants and other documents which they, or any of them, may deem
necessary or advisable in order to consummate the refinancing of the 1999 Bonds and
the lawful issuance and sale of the Bonds. Whenever in this resolution any officer of the
Agency is authorized to execute or countersign any document or take any action, such
execution, countersigning or action may be taken on behalf of such officer by any
person designated by such officer to act on his or her behalf in the case such officer
shall be absent or unavailable.
SECTION 9. The Agency Secretary shall certify to the adoption of this
resolution, which shall take effect immediately upon its adoption, and shall cause a
certified resolution to be filed in the book of original resolutions.
PASSED AND ADOPTED this 20th day of October, 2010.
Janie S. Parvin, Chair
ATTEST:
Maureen Benson, Assistant Secretary .{; ESTABUSHED
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Resolution No. 2010 -234
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STATE OF CALIFORNIA )
COUNTY OF VENTURA ) ss.
CITY OF MOORPARK )
I, Maureen Benson, Assistant Secretary of the Redevelopment Agency of the
City of Moorpark, California, do hereby certify under penalty of perjury that the foregoing
Resolution No. 2010 -234 was adopted by the Redevelopment Agency of the City of
Moorpark at a special meeting held on the 20th day of October, 2010, and that the
same was adopted by the following vote:
AYES: Agency Members Mikos, Millhouse, Pollock, Van Dam, and Chair
Parvin
NOES: None
ABSENT: None
ABSTAIN: None
WITNESS my hand and the official seal of said City this 3rd day of November, 2010.
Maureen Benson, Assistant Secretary
(seal)
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