HomeMy WebLinkAboutAGENDA REPORT 1985 0419 CC ADJ ITEM 05AALBERT PRIETO
Mayor
JAMES D. WEAK
Mayor Pro Tern
THOMAS C. FERGUSON
Councilmember
DANNY A. WOOLARD
Councilmember
LETA YANCY - SUTTON
Councilmember
DORIS D. BANKUS
City Clerk
JOHN C. GEDNEY
City Treasurer
MOORPARK
M E M O R A N D U M
TO: The Honorable City Council
FROM: Steven Kueny, City Manager
DATE: April 24, 1985
SUBJECT: Single Family Residential 1-4ortgage Revenue Bonds
STEVEN KUENY
City Manager
CHERYL J. KANE
City Attorney
NIALL FRITZ
Director of
Community
Development
R. DENNIS DELZEIT
City Engineer
JOHN V. GILLESPIE
Chief of Police
Enclosed are the cover letter explaining the subject process and
accompanying resolution and ordinance prepared by the Bond Counsel.
The interest rate amounts will be reviewed at the meeting. It
appears that the interest rate for mortgages may be 100 or less.
The referenced Trust Indenture, Mortgage Sale and Service Agreement,
and Compliance and Administration Agreement for the proposed Issue
are on the Council's desk adjacent to your mail boxes, if you
desire to review these documents. The City Attorney's office has
reviewed them on our behalf. In addition to the City Attorney, the
Bond Counsel, Dave McEwen, and Underwriter, Pamela Wiget, will be
in attendance at the April 29 meeting to review the documents and
the remaining steps for issuance of the bonds.
SK: ddb
enclosures
799 Moorpark Avenue Moorpark, California 93021 (805) 529 -6864
FRITZ R. STRADLING
NICK E. YOCCA
C. CRAIG CARLSON
WILLIAM R. RAUTH 111
K. C. SCHAAF
RICHARD C. GOODMAN
JOHN J. MURPHY
THOMAS P. CLARK, JR.
BEN A. FRYDMAN
DAVID R. MCEWEN
PAUL L. GALE
RUDOLPH C. SHEPARD
ROBERT J. KANE
M. D. TALBOT
BRUCE C. STUART
DOUGLAS F. HIGHAM
E. KURT YEAGER
ROBERT J. WHALEN
ROBERT E. RICH
PETER J. TENNYSON
THOMAS A. PISTONE
STRADLING, YOCCA, CARLSON & RAUTH
A PROFESSIONAL CORPORATION
SCOTT E. MCCONNELL
RENA C. STONE
RANDALL J. SHERMAN
BRUCE FEUCHTER
MARK J. HUEBSCH
KIRK F. MALDONADO
PEGI A. GROUNDWATER
DONALD J. HAMMAN
JOHN J. SWIGART, JR.
NEILA R. BERNSTEIN
TONY L. LOWE
CHRISTOPHER J. KILPATRICK
NANCY RADER WHITEHEAD
LEWIS G. FELDMAN
SYLVIA D. LAUTSCH
CLARK H. LIBEN50N
ERNEST W. KLATTE III
LAWRENCE B. COHN
ANN D. CATRON
ATTORNEYS AT LAW
660 NEWPORT CENTER DRIVE, SUITE 1600
POST OFFICE BOX 7680
NEWPORT BEACH, CALIFORNIA 92660-6401
TELEPHONE (714) 640.7035
Steven Kueny
City Manager
City of Moorpark
799 Moorpark Avenue
Moorpark, CA 93021
April 23, 1985
JOHN E. BRECKENRIDGE
DARYL H. CARLSON
OF COUNSEL
Re: $20,000,000 City of Moorpark Single Family
Residential Mortgage Revenue Bonds, Issue of 1985
Dear Mr. Kueny:
TELECOPIER
(714) 640-7332
Enclosed herewith are the latest drafts of the Trust
Indenture, Mortgage Sale and Service Agreement, Developer
Agreement and Compliance and Administration Agreement for the
proposed $20,000,000 City of Moorpark Single Family Residential
Mortgage Revenue Bonds, Issue of 1985. I have included one set
marked to show changes from the last draft which you received
as well as an unmarked set for distribution to the council for
their consideration. Also enclosed is an Ordinance which is
required by statute for the purpose of adopting a home mortgage
financing program for the City. This Ordinance enables the
City to originate loans anywhere within the City boundaries.
The program is set forth in two sets of rules and regulations
which are attached; one governing the eligibility criteria for
lending institutions and one governing the eligibility criteria
for mortagors. These two sets of rules and regulations follow
the terms set forth in the basic Bond documents.
The Resolution which is included in this package
approves each of the Bond documents as well as authorizes the
issuance of the Bonds. As you will note in the Resolution,
there are blanks in which we will insert the proposed purchase
price for the Bonds to be paid by the underwriters as well as
the maximum interest rate on any maturity of the Bonds and the
Steven Kueny
April 23, 1985
Page Two
maximum interest rate for the mortgage loans. The final
interest rates which will be inserted in the Bond documents
will be determined upon pricing of the Bonds by Stone &
Youngberg. The Resolution contemplates that these interest
rates may not be known by the time of the Council's meeting on
Monday, April 29, 1985, and therefore provides that the
authority for inserting the correct interest rate and
determining whether or not the Bonds are to be sold subject
only to a rating or whether they are to be sold subject to
insurance provided by FGIC is delegated to the City Manager
subject of course to the maximum interest rate limitations set
forth in the Resolution. This delegation of authority will
enable the Bonds to be sold in an expeditious manner so as to
obtain the lowest possible interest rate.
I will be present at the meeting on the 29th should
there be any additional questions that need to be addressed.
In the meantime, if you have any questions concerning any of
the documents or the Ordinance or Resolution, please give me a
call.
Very truly yours,
STRAD NG, CCA, CARLSON & RAUTH
David R. McEwen
DRM : pmm
Enclosures
cc: Neil Yeager
ORDINANCE NO.
AN ORDINANCE OF THE CITY OF MOORPARK ADOPTING
A HOME MORTGAGE FINANCE PROGRAM AND AUTHORIZ-
ING AGENCY OFFICERS TO IMPLEMENT THE PROGRAM
WHEREAS, there is in the City of Moorpark (the "City ") a
shortage of affordable housing and a consequent need to
encourage the construction of affordable homes and otherwise to
increase such housing supply in the City of Moorpark; and
WHEREAS, the City Council of the City intend to issue
bonds, pursuant to Part 5 of Division 31 of the Health and
Safey Code of the State of California (the "Act "), to provide
financing for the acquisition and construction of housing in
the City of Moorpark;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK
DOES HEREBY ORDAIN AS FOLLOWS:
Section 1. The City hereby establishes a home mortgage
finance program (the "Program ") pursuant to the Act, approves
the Rules and Regulations Establishing Eligibility Criteria for
Lending Institutions and the Rules and Regulations Establishing
Eligibility Criteria for Mortgagors, copies of which are on
file with the City Clerk and hereby determines to issue revenue
bonds pursuant to said Act to provide funds for the Program.
Section 2. The City hereby finds and declares that the
Program will serve the Public purposes of increasing the
housing supply and of providing financing for decent, safe and
sanitary housing which is affordable by people on the lower -end
of the purchasing spectrum.
Section 3. The proper officers of the City are hereby
authorized and directed to take all actions necessary or
appropriate to implement the Program in accordance with the Act.
Section 4. The provisions of this ordinance, being
necessary for the welfare of the City and the inhabitants of
the City of Moorpark shall be liberally construed to effect its
purpose.
Section 5. The City Clerk shall cause this ordinance to
be published or posted in the manner provided for other
ordinances of the City of Moorpark, within fifteen (15) days
after its passage, in accordance with Section 36933 of the
Government Code; shall certify to the adoption of this
ordinance and shall cause the ordinance and this certification,
together with proof of publication or posting, to be filed in
the office of the City Clerk.
Section 6. This ordinance shall become effective
immediately after passage pursuant to Health & Safety Code
Section 52031, this day of April, 1985.
AYES:
NOES:
ABSENT:
ATTEST:
By
City Clerk
Mayor
04 -24 -85
4696p/2441/01 -2-
RESOLUTION NO.
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF MOORPARK AUTHORIZING THE ISSUANCE OF
$20,000,000 PRINCIPAL AMOUNT OF SINGLE FAMILY
RESIDENTIAL MORTGAGE REVENUE BONDS, ISSUE OF
1985, SUCH BONDS TO BE ISSUED PURSUANT TO A
TRUST INDENTURE DATED AS OF THE DATE OF THE
BONDS, AUTHORIZING THE SALE OF SUCH BONDS,
SUBJECT TO CERTAIN TERMS AND CONDITIONS, AND
AUTHORIZING THE EXECUTION OF AND APPROVING
IMPLEMENTING AGREEMENTS, DOCUMENTS AND ACTIONS
WHEREAS, Chapter 1 -5 of Part 5 of Division 31 of the Health
and Safety Code of the State of California (herein called the
"Act ") authorizes cities to issue revenue bonds for the purpose
of financing home mortgages authorized by the Act, and the Act
provides a complete, additional and alternative method for
doing the things authorized thereby;
WHEREAS, pursuant to the Act and an Ordinance adopted by
the City, the City is authorized to carry out the public
purposes described therein by issuing its revenue bonds to
acquire home mortgages and by pledging such home mortgages as
security for payment of the principal of and interest on such
revenue bonds, and by entering into any agreements in
connection therewith;
WHEREAS, to alleviate the shortage of affordable
residential housing facilities, and to provide capital for
investment in such facilities for low and moderate income
families and persons within the City, the City Council has
developed and determined to implement a program (the "Program ")
with respect to (i) the issuance by the City of its Single
Family Residential Mortgage Revenue Bonds, Issue of 1985 (the
"Bonds "), and (ii) the use of the Bond proceeds by the City to
purchase without recourse from lending institutions (the
"Lenders ") certain home mortgages (the "Loans "), made to
finance residential facilities intended for use as the
permanent place of residence by persons of low and moderate
income (the "Residences "), which Loans are to be originated and
serviced by the Lenders pursuant to Mortgage Sale and Service
Agreements (the "Agreement ");
WHEREAS, the City and the respective developers of the
Residences, have entered into agreements (the "Developer
Agreements ") for the purpose of setting forth, among other
things, the terms and conditions pursuant to which the
developers and the cities will deliver Loans for purchase by
the trustee for the Bonds on behalf of the City and the City
will reserve proceeds of the Bonds to provide funds for such
purpose;
WHEREAS, the City has now determined to issue the Bonds,
and to enter into a Trust Indenture to secure the Bonds by a
pledge and assignment of the Loans, the proceeds of the Bonds,
certain insurance proceeds, certain reserve funds, certain
investment earnings on the proceeds of the Bonds and the
revenues received from the Loans and its rights under the
Developer Agreements and the Agreements;
WHEREAS, Stone & Youngberg, the Underwriter for the Program
and the Bonds, has caused a Preliminary Official Statement,
dated April , 1985, relating to the Bonds, to be submitted to
the City for its review and approval for distribution to
prospective purchasers of the Bonds;
WHEREAS, Stone & Youngberg (the "Underwriters ") have
submitted a form of agreement for the purchase of such Bonds
(the "Purchase Agreement ") and it is desirable that the Bonds
be sold at this time on the terms and conditions hereinafter
provided; and
WHEREAS, preliminary forms of the Trust Indenture, the
Agreements, the Developer Agreements and the other necessary
implementing documents have been presented to and reviewed by
the City Council, with the aid of its staff, and such documents
may now be conformed to the terms and requirements of the
Purchase Contract and the Official Statement and be approved
for execution.
NOW, THEREFORE, IT IS ORDERED BY THE CITY COUNCIL OF THE
CITY OF MOORPARK, as follows:
1. The City of Moorpark, Single Family Residential
Mortgage Revenue Bonds, Issue of 1985, in a principal amount of
$20,000,000, are hereby authorized to be issued pursuant to a
Trust Indenture dated as of the date of the Bonds, in form
substantially as submitted to the City Council at this meeting
which Trust Indenture is hereby approved and authorized and
directed to be executed by the Mayor and his signature thereto
to be attested by the City Clerk who shall affix thereto the
official seal of the City.
04 -22 -85
4693p/2441/01 -2-
2. The Mayor shall cause the execution of a Final
Official Statement relating to the Bonds, setting forth such
amendments and supplements to the Preliminary Official
Statement as shall be necessary or convenient to accurately
describe the Bonds in accordance with this Resolution, the
Trust Indenture, the Purchase Agreement and the other related
agreements, and documents.
3. The Purchase Agreement for purchase of $20,000,000
principal amount of City of Moorpark Single Family Residential
Mortgage Revenue Bonds, Issue of 1985, substantially in the
form submitted to the City at this meeting is hereby approved
and the City Manager is authorized and directed to execute the
Purchase Agreement on behalf of the City, provided that all of
the following conditions are met:
(a)
than
The purchase price of the Bonds shall not be less
percent ( %) of the principal
amount of the Bonds;
(b) The Residential Mortgage Revenue Bonds interest
rate for any maturity shall not exceed %;
(c) The Residential Mortgage interest rate shall not
exceed %;
provided that the Underwriters may make provisions for
adjustment of maturing amounts of principal and the maturity
dates thereof in a manner which does not increase the effective
interest rate of all Bonds above the annual interest rate
limitation for the % annual Mortgage Loan Interest Rate
limitation above set forth. The City Manager shall approve the
final interest rate and the final purchase price and such other
matters as may be necessary to insure prompt delivery of the
Bonds prior to delivery of the Bonds.
4. The Developer Agreements with developers proposing to
participate in the City's Program, the Mortgage Sale and
Service Agreements, to be entered into by and between the City
and Lenders proposing to participate in the City's Program and
the Compliance and Administration Agreement to be entered into
with Urban Futures, Incorporated are hereby approved in
substantially the forms presented at the meeting and the Mayor
is authorized and directed to execute the foregoing on behalf
of the City with such amendments and supplements thereto as
shall cause the foregoing to conform to the requirements of the
City's Program.
5. All actions heretofore taken by the officers and
agents of the City with respect to the sale and issuance of the
Bonds are hereby approved, confirmed and ratified, and upon
04 -22 -85
4693p/2441/01 -3-
execution of the Purchase Contract, the Mayor, the City Manager
and /or the City Clerk are hereby authorized and directed, for
and in the name and on behalf of the City, to do any and all
things and take any and all actions and to execute and deliver
any and all certificates, requisitions, agreements, including
an agreement for investment of the proceeds of the Bonds and of
the Loans, and other documents, including, but not limited to,
those described in the Purchase Agreement and Section 211 of
the Trust Indenture, which they, or any of them, may deem
necessary or advisable in order to consummate the lawful
issuance and delivery of the Bonds in accordance with the
Purchase Agreement, the Trust Indenture, this Resolution and
all related documents.
6. This resolution shall take effect from and after its
adoption.
I hereby certify that the foregoing is a full, true
and correct copy of a resolution duly passed and adopted at a
regular meeting of the City Council of the City of Moorpark
held on the day of April, 1985, by the following vote:
AYES:
NOES:
ABSENT:
CITY OF MOORPARK
Mayor
ATTEST:
City Cler
(SEAL)
04 -22 -85
4693p/2441/01 -4-