HomeMy WebLinkAboutRES CC 2013 3169 2013 0320 RESOLUTION NO. 2013-3169
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA AUTHORIZING THE
ISSUANCE OF REFUNDING SPECIAL TAX BONDS AND
APPROVING AND AUTHORIZING RELATED
DOCUMENTS AND ACTIONS FOR COMMUNITY
FACILITIES DISTRICT NO. 2004-1 (MOORPARK
HIGHLANDS)
WHEREAS, this Council has conducted proceedings under and pursuant to
Chapter 2.5 of Part 1 of Division 2 of Title 5, commencing at Section 53311 of the
California Government Code (the "Act"), to form Community Facilities District No. 2004-
1 (Moorpark Highlands) (the "CFD"), and, for the CFD authorized the levy of special
taxes upon the land within the CFD, and to issue bonds secured by such special taxes
the proceeds of which were used to finance certain public facilities (the "Facilities"), all
as described in those proceedings; and
WHEREAS, this Council heretofore in 2006 authorized, issued, sold and
delivered its $38,030,000 City of Moorpark, Community Facilities District No. 2004-1
(Moorpark Highlands) Special Tax Bonds (the "Prior Bonds") to finance facilities
necessary for development of property within the CFD; and
WHEREAS, this Council now wishes to provide for the issuance of special tax
refunding bonds (the "Refunding Bonds") in two series for the CFD to refund, in
advance of their stated maturities, the Prior Bonds, and which refunding will result in a
savings on the interest costs levied on properties in the CFD as part of the special
taxes, and there have been submitted to this Council certain documents described
below providing for the issuance of the Refunding Bonds and the use of the proceeds of
those bonds, and this Council with the aid of its staff, has reviewed the documents and
found them to be in proper order; and
WHEREAS, all conditions, things and acts required to exist, to have happened
and to have been performed precedent to and in the issuance of the Refunding Bonds
and the levy of the special taxes as contemplated by this resolution and the documents
referred to herein exist, have happened and have been performed in due time, form and
manner as required by the laws of the State of California, including the Act.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK DOES
HEREBY RESOLVE AS FOLLOWS:
SECTION 1. Finding. This Council finds and determines that it would be
prudent in the management of its fiscal affairs to issue the Refunding Bonds to refund
the Prior Bonds and that such refunding will result in a lower overall interest cost to
payers of special taxes of the CFD and reductions in scheduled annual special taxes.
Resolution No. 2013-3169
Page 2
SECTION 2. Law Applicable. For the purposes of these proceedings in and for
the CFD, the Act shall be the authority for the issuance of the Refunding Bonds.
SECTION 3. Bonds Authorized. Pursuant to the Act, this Resolution and the
Fiscal Agent Agreements, (as hereafter defined) two series of the bonds of the City for
the CFD designated "City of Moorpark, Community Facilities District No. 2004-1
(Moorpark Highlands), Special Tax Refunding Bonds, Senior Series A" and "Junior
Series B" (together, the "Refunding Bonds") in an aggregate principal amount not to
exceed $22,600,000 are hereby authorized to be issued on the earliest date from the
date hereof as the City Manager, Assistant City Manager or Finance Director of the City
determines appropriate. The Refunding Bonds shall be dated and executed in the
forms, be in the denominations, mature, be payable at the place and in the priorities and
bear interest at the rates as set forth in and otherwise as provided in the Fiscal Agent
Agreement (defined below) and the designated costs of issuing the Refunding Bonds
(as defined in Section 53363.8 of the Act) shall not exceed the amount authorized
therein. The Council hereby finds that the Refunding Bonds constitute "refunding bonds"
within the meaning of the Act because the proceeds thereof will be used to refund the
Prior Bonds. For the purposes of these proceedings for the issuance of the Refunding
Bonds, the Council hereby preliminarily determines that the projected total net interest
cost to maturity on such Refunding Bonds plus the principal portion thereof will be less
than the total net interest cost to maturity of the Prior Bonds plus the principal amount
thereof; the Refunding Bonds shall not be issued unless an interest rate minimum is
obtained such that the parameter projected herein can actually be met upon issuance of
the Refunding Bonds and the maturity dates of the Refunding Bonds shall not exceed
the latest maturity date of the Prior Bonds.
SECTION 4. Authorities Granted. The City Manager, Assistant City Manager,
Finance Director or such other official of the City as may be designated by any such
official (each an "Authorized Officer") are hereby separately authorized and directed to
execute and deliver the documents and instruments herein specified in substantially the
forms on file with the City Clerk, with such additions thereto or changes therein as are
approved by the Authorized Officer upon consultation with City's bond counsel,
including such additions or changes as are necessary or advisable to permit the timely
issuance, sale and delivery of the Refunding Bonds, provided, however, that no
additions or changes shall: (a) authorize an aggregate principal amount of Refunding
Bonds in excess of $22,600,000; (b) result in a total interest cost not to exceed 4.95%
per annum or such greater amount permitted by applicable law at the time of the sale of
the Refunding Bonds; or (c) result in an underwriter's discount in excess of 1.25% of the
aggregate principal amount of the Refunding Bonds; or (d) result in a maturity of the
Refunding Bonds in excess of the remaining term of the Prior Bonds. The approval of
such additions or changes shall be conclusively evidenced by the execution and
delivery of the documents and instruments herein specified by the Authorized Officer.
SECTION 5. Fiscal Agent Agreements. The proposed forms of the Fiscal Agent
Agreement between the City and The Bank of New York Mellon Trust Company, N.A.,
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Page 3
as fiscal agent, (the "Agreements") with respect to each series of the Refunding Bonds,
in the form on file with the City Clerk is hereby approved. The date, manner of payment,
interest rate or rates, interest payment dates, denominations, form, registration
privileges, manner of execution, place of payment, terms of redemption and other terms
of the Refunding Bonds shall be as provided in the Agreements as finally executed. The
terms and provisions of the Agreements, as finally executed, are incorporated herein by
this reference as if fully set forth herein. The Authorized Officer is hereby authorized and
directed to execute the Agreements on behalf of the City, subject to the savings
parameter described in Section 3 hereof and subject to terms of Section 4 hereof.
SECTION 6. Sale of Bonds. The form of agreement for the purchase of the
Refunding Bonds (the "Bond Purchase Agreement") between the City and Piper Jaffray
& Co. (the "Underwriter") substantially in the form currently on file with the City is hereby
approved. The Authorized Officer is hereby authorized and directed to execute the Bond
Purchase Agreement for the City, subject to the provisions of Section 3 hereof, with
such additions thereto and changes therein as may be approved by such Authorized
Officer upon consultation with the City's bond counsel. Approval of such additions and
changes shall be conclusively evidenced by the execution and delivery of the Bond
Purchase Agreement. The Council hereby finds and determines that the sale of the
Refunding Bonds at negotiated sale as contemplated by the Bond Purchase Agreement
will result in a lower overall cost to the City than would a competitively bid sale.
SECTION 7. Bond Preparation and Delivery. Upon completion of the sale
thereof, the Refunding Bonds shall be prepared, executed and delivered to the Fiscal
Agent for authentication, all in accordance with the terms of the executed Bond
Purchase Agreement. The Fiscal Agent, the Authorized Officers and other responsible
officers of the City are hereby authorized and directed to take such actions as are
required under the executed Bond Purchase Agreement and the Agreement to cause
the delivery of the Refunding Bonds upon receipt of the purchase price thereof from the
Underwriter.
SECTION 8. Official Statement. The Council hereby approves the Official
Statement describing the financing for the Refunding Bonds, in substantially the form on
file with the City Clerk together with any changes therein or additions thereto deemed
advisable by the Authorized Officer. The Council approves and authorizes the
distribution by the Underwriter of the Official Statement to prospective purchasers of the
Refunding Bonds, and authorizes and directs an Authorized Officer on behalf of the City
to deem "final," pursuant to Rule 15c2-12 under the Securities Exchange Act of 1934
(the "Rule"), the Official Statement prior to its distribution to prospective purchasers of
the Refunding Bonds (the Official Statement, as so deemed final, being referred to as
the "Preliminary Official Statement"). The execution of the final Official Statement, which
shall include such changes and additions to the Preliminary Official Statement as may
be permitted by the Rule and deemed advisable by the Authorized Officer and such
information permitted to be excluded from the Preliminary Official Statement pursuant to
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Page 4
the Rule (the "Official Statement"), shall be conclusive evidence of the approval of the
Official Statement by the City.
SECTION 9. Continuing Disclosure. The Council hereby approves the form of
the City's Continuing Disclosure Agreement with respect to the Refunding Bonds in
substantially the form thereof attached to the Preliminary Official Statement. The
Authorized Officer is hereby authorized and directed to complete and execute the
Agreement on behalf of the City with such changes, additions, deletions as may be
approved by an Authorized Officer in consultation with the City's bond counsel.
SECTION 10. Actions Authorized. All actions heretofore taken by the officers,
employees and agents of the City with respect to the establishment of the CFD and the
sale and issuance of the Refunding Bonds are hereby approved, confirmed and ratified,
and the Authorized Officers of the City are hereby authorized and directed to do any
and all things and take any and all actions and execute any and all certificates,
agreements and other documents, which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance and delivery of the Refunding
Bonds in accordance with this resolution, and any certificate, agreement, and other
document described in the documents herein approved. All actions to be taken by a
specified Authorized Officer as specified herein, may be taken by the Authorized Officer
or any designee, with the same force and effect as if taken by such Authorized Officer.
This Council hereby determines and directs to be made any reductions in the annual
levy of special taxes for the CFD in a manner consistent with that prescribed in the Act
as a result of the savings achieved through the issuance of the Refunding Bonds.
SECTION 11. Effectiveness. This resolution shall take effect from and after its
adoption. Any previous resolutions in any way inconsistent with the provisions hereof in
and for the issuance of the Refunding Bonds as herein described are hereby repealed.
SECTION 12. Certification. The City Clerk shall certify to the adoption of this
resolution and shall cause a certified resolution to be tiled in the book of original
resolutions.
PASSED AND ADOPTED this 20th day of March, 2013.
Jii;c�e Srvin, Mayor
ATTEST:
Maureen Benson, City Clerk i� o
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Resolution No. 2013-3169
Page 5
STATE OF CALIFORNIA )
COUNTY OF VENTURA ) ss.
CITY OF MOORPARK )
I, Maureen Benson, City Clerk of the City of Moorpark, California, do hereby
certify under penalty of perjury that the foregoing Resolution No. 2013-3169 was
adopted by the City Council of the City of Moorpark at a regular meeting held on the
20th day of March, 2013, and that the same was adopted by the following vote:
AYES: Councilmembers Mikos, Millhouse, Pollock, Van Dam, and Mayor Parvin
NOES: None
ABSENT: None
ABSTAIN: None
WITNESS my hand and the official seal of said City this 3rd day of April, 2013.
Maureen Benson, City Clerk
(seal)
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