HomeMy WebLinkAboutAGENDA REPORT 2013 0320 CCSA REG ITEM 10I ITEM 10.1.
MOORPARK CITY COUNCIL
AGENDA REPORT
TO: Honorable City Council
FROM: Hugh R. Riley, Assistant City Mana
DATE: March 8, 2013 (CC Meeting of 3/20/13)
SUBJECT: Consider Resolution Authorizing the Issuance of
Refunding Special Tax Bonds and Approving and Authorizing
Related Documents and Actions for Community Facilities District
No. 2004-1 (Moorpark Highlands)
BACKGROUND:
At its meeting on March 6, 2013, the City Council authorized the refunding bonds
(the "2013 Bonds") and preparation of related documents. The issuance of the
proposed 2013 Bonds will result in an estimated reduction of the average special
tax payment for homeowners in Moorpark Highlands by approximately $332 per
year.
DISCUSSION:
Interest rates for tax-exempt bonds are currently at all-time lows. The City can
refund the Special Tax Bonds issued in 2006 (the"2006 Bonds")for CFD 2004-1 by
issuing the proposed 2013 Bonds and generate a debt service savings which will
reduce the annual debt service payments on the bonds by approximately 13.4%, or
$213,492 per year. The estimated Net Present Value savings is approximately
$1,059,000, which represents approximately 4.73% of the principal amount of the
2006 Bonds being refunded.
The proposed 2013 Bonds will have a term of 25.5 years, to match the original final
term date of the 2006 Bonds. The 2013 Bonds are anticipated to be issued in two
series, Series A and Series B. The Series A bonds will correspond to the special tax
payments currently being paid by individual homeowners, and the Series B bonds
will correspond to the special tax payments currently being paid by Pardee Homes
and Toll Brothers. Based on this proposed structure, it is anticipated that the Series
A bonds will receive an investment grade rating from Standard & Poor's Corp., and
that the Series B bonds will be unrated.
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Honorable City Council
Regular Meeting of March 20, 2013
Page 2
The blended interest rate for the two refunding bond series is estimated to be
approximately 4.50%, as compared to the average interest rate of approximately
5.25% on the existing 2006 Bonds. The final bond structure and interest rates for
the 2013 Bonds will be determined when the bonds are priced,which is expected to
occur by the end of April, with bond closing anticipated in May. The estimated
reduction of the annual special tax payments for property owners could then be
reflected on the tax bill sent out in October of this year, for the 2013-14 fiscal year.
The forms of the Fiscal Agent Agreements (Senior Lien and Junior Lien), Bond
Purchase Agreement, and Preliminary Official Statement are on file with the City
Clerk.
FISCAL IMPACT:
The proposed 2013 Bonds would not be a debt of the City, and the City's general
fund would not be liable for repayment of the 2013 Bonds. Debt service payments
on the proposed 2013 Bonds would be secured by the Special Tax revenues
generated from CFD 2004-1. All costs of issuance for the proposed 2013 Bonds will
be funded from bond proceeds.
STAFF RECOMMENDATION:
Adopt Resolution No. 2013- authorizing the issuance of Refunding Special
Tax Bonds and approving and authorizing related documents and actions for
Community Facilities District No. 2004-1(Moorpark Highlands).
Attachment 1 — Resolution No. 2013-
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RESOLUTION NO. 2013-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA AUTHORIZING THE
ISSUANCE OF REFUNDING SPECIAL TAX BONDS AND
APPROVING AND AUTHORIZING RELATED
DOCUMENTS AND ACTIONS FOR COMMUNITY
FACILITIES DISTRICT NO. 2004-1 (MOORPARK
HIGHLANDS)
WHEREAS, this Council has conducted proceedings under and pursuant to
Chapter 2.5 of Part 1 of Division 2 of Title 5, commencing at Section 53311 of the
California Government Code (the "Act"), to form Community Facilities District No. 2004-
1 (Moorpark Highlands) (the "CFD"), and, for the CFD authorized the levy of special
taxes upon the land within the CFD, and to issue bonds secured by such special taxes
the proceeds of which were used to finance certain public facilities (the "Facilities"), all
as described in those proceedings; and
WHEREAS, this Council heretofore in 2006 authorized, issued, sold and
delivered its $38,030,000 City of Moorpark, Community Facilities District No. 2004-1
(Moorpark Highlands) Special Tax Bonds (the "Prior Bonds") to finance facilities
necessary for development of property within the CFD; and
WHEREAS, this Council now wishes to provide for the issuance of special tax
refunding bonds (the "Refunding Bonds") in two series for the CFD to refund, in
advance of their stated maturities, the Prior Bonds, and which refunding will result in a
savings on the interest costs levied on properties in the CFD as part of the special
taxes, and there have been submitted to this Council certain documents described
below providing for the issuance of the Refunding Bonds and the use of the proceeds
of those bonds, and this Council with the aid of its staff, has reviewed the documents
and found them to be in proper order; and
WHEREAS, all conditions, things and acts required to exist, to have happened
and to have been performed precedent to and in the issuance of the Refunding Bonds
and the levy of the special taxes as contemplated by this resolution and the documents
referred to herein exist, have happened and have been performed in due time, form
and manner as required by the laws of the State of California, including the Act.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK
DOES RESOLVE AS FOLLOWS:
SECTION 1. Finding. This Council finds and determines that it would be prudent
in the management of its fiscal affairs to issue the Refunding Bonds to refund the Prior
Bonds and that such refunding will result in a lower overall interest cost to payers of
special taxes of the CFD and reductions in scheduled annual special taxes.
SECTION 2. Law Applicable. For the purposes of these proceedings in and for
the CFD, the Act shall be the authority for the issuance of the Refunding Bonds.
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Resolution No. _-
Page 2
SECTION 3. Bonds Authorized. Pursuant to the Act, this Resolution and the
Fiscal Agent Agreements, (as hereafter defined) two series of the bonds of the City for
the CFD designated "City of Moorpark, Community Facilities District No. 2004-1
(Moorpark Highlands), Special Tax Refunding Bonds, Senior Series A" and "Junior
Series B" (together, the "Refunding Bonds") in an aggregate principal amount not to
exceed $22,600,000 are hereby authorized to be issued on the earliest date from the
date hereof as the City Manager, Assistant City Manager or Finance Director of the City
determines appropriate. The Refunding Bonds shall be dated and executed in the
forms, be in the denominations, mature, be payable at the place and in the priorities
and bear interest at the rates as set forth in and otherwise as provided in the Fiscal
Agent Agreement (defined below) and the designated costs of issuing the Refunding
Bonds (as defined in Section 53363.8 of the Act) shall not exceed the amount
authorized therein. The Council hereby finds that the Refunding Bonds constitute
"refunding bonds" within the meaning of the Act because the proceeds thereof will be
used to refund the Prior Bonds. For the purposes of these proceedings for the issuance
of the Refunding Bonds, the Council hereby preliminarily determines that the projected
total net interest cost to maturity on such Refunding Bonds plus the principal portion
thereof will be less than the total net interest cost to maturity of the Prior Bonds plus the
principal amount thereof; the Refunding Bonds shall not be issued unless an interest
rate minimum is obtained such that the parameter projected herein can actually be met
upon issuance of the Refunding Bonds and the maturity dates of the Refunding Bonds
shall not exceed the latest maturity date of the Prior Bonds.
SECTION 4. Authorities Granted. The City Manager, Assistant City Manager,
Finance Director or such other official of the City as may be designated by any such
official (each an "Authorized Officer") are hereby separately authorized and directed to
execute and deliver the documents and instruments herein specified in substantially the
forms on file with the City Clerk, with such additions thereto or changes therein as are
approved by the Authorized Officer upon consultation with City's bond counsel,
including such additions or changes as are necessary or advisable to permit the timely
issuance, sale and delivery of the Refunding Bonds, provided, however, that no
additions or changes shall: (a) authorize an aggregate principal amount of Refunding
Bonds in excess of $22,600,000; (b) result in a total interest cost not to exceed 4.95%
per annum or such greater amount permitted by applicable law at the time of the sale of
the Refunding Bonds; or (c) result in an underwriter's discount in excess of 1.25% of
the aggregate principal amount of the Refunding Bonds; or (d) result in a maturity of the
Refunding Bonds in excess of the remaining term of the Prior Bonds. The approval of
such additions or changes shall be conclusively evidenced by the execution and
delivery of the documents and instruments herein specified by the Authorized Officer.
SECTION 5. Fiscal Agent Agreements. The proposed forms of the Fiscal Agent
Agreement between the City and The Bank of New York Mellon Trust Company, N.A.,
as fiscal agent, (the "Agreements") with respect to each series of the Refunding Bonds,
in the form on file with the City Clerk is hereby approved. The date, manner of payment,
interest rate or rates, interest payment dates, denominations, form, registration
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Resolution No. _-
Page 3
privileges, manner of execution, place of payment, terms of redemption and other terms
of the Refunding Bonds shall be as provided in the Agreements as finally executed. The
terms and provisions of the Agreements, as finally executed, are incorporated herein by
this reference as if fully set forth herein. The Authorized Officer is hereby authorized
and directed to execute the Agreements on behalf of the City, subject to the savings
parameter described in Section 3 hereof and subject to terms of Section 4 hereof.
SECTION 6. Sale of Bonds. The form of agreement for the purchase of the
Refunding Bonds (the "Bond Purchase Agreement") between the City and Piper Jaffray
& Co. (the "Underwriter") substantially in the form currently on file with the City is hereby
approved. The Authorized Officer is hereby authorized and directed to execute the
Bond Purchase Agreement for the City, subject to the provisions of Section 3 hereof,
with such additions thereto and changes therein as may be approved by such
Authorized Officer upon consultation with the City's bond counsel. Approval of such
additions and changes shall be conclusively evidenced by the execution and delivery of
the Bond Purchase Agreement. The Council hereby finds and determines that the sale
of the Refunding Bonds at negotiated sale as contemplated by the Bond Purchase
Agreement will result in a lower overall cost to the City than would a competitively bid
sale.
SECTION 7. Bond Preparation and Delivery. Upon completion of the sale
thereof, the Refunding Bonds shall be prepared, executed and delivered to the Fiscal
Agent for authentication, all in accordance with the terms of the executed Bond
Purchase Agreement. The Fiscal Agent, the Authorized Officers and other responsible
officers of the City are hereby authorized and directed to take such actions as are
required under the executed Bond Purchase Agreement and the Agreement to cause
the delivery of the Refunding Bonds upon receipt of the purchase price thereof from the
Underwriter.
SECTION 8. Official Statement. The Council hereby approves the Official
Statement describing the financing for the Refunding Bonds, in substantially the form
on file with the City Clerk together with any changes therein or additions thereto
deemed advisable by the Authorized Officer. The Council approves and authorizes the
distribution by the Underwriter of the Official Statement to prospective purchasers of the
Refunding Bonds, and authorizes and directs an Authorized Officer on behalf of the City
to deem "final," pursuant to Rule 15c2-12 under the Securities Exchange Act of 1934
(the "Rule"), the Official Statement prior to its distribution to prospective purchasers of
the Refunding Bonds (the Official Statement, as so deemed final, being referred to as
the "Preliminary Official Statement"). The execution of the final Official Statement,
which shall include such changes and additions to the Preliminary Official Statement as
may be permitted by the Rule and deemed advisable by the Authorized Officer and
such information permitted to be excluded from the Preliminary Official Statement
pursuant to the Rule (the "Official Statement"), shall be conclusive evidence of the
approval of the Official Statement by the City.
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Resolution No. -
Page 4
SECTION 9. Continuing Disclosure. The Council hereby approves the form of
the City's Continuing Disclosure Agreement with respect to the Refunding Bonds in
substantially the form thereof attached to the Preliminary Official Statement. The
Authorized Officer is hereby authorized and directed to complete and execute the
Agreement on behalf of the City with such changes, additions, deletions as may be
approved by an Authorized Officer in consultation with the City's bond counsel.
SECTION 10. Actions Authorized. All actions heretofore taken by the officers,
employees and agents of the City with respect to the establishment of the CFD and the
sale and issuance of the Refunding Bonds are hereby approved, confirmed and ratified,
and the Authorized Officers of the City are hereby authorized and directed to do any
and all things and take any and all actions and execute any and all certificates,
agreements and other documents, which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance and delivery of the Refunding
Bonds in accordance with this resolution, and any certificate, agreement, and other
document described in the documents herein approved. All actions to be taken by a
specified Authorized Officer as specified herein, may be taken by the Authorized Officer
or any designee, with the same force and effect as if taken by such Authorized Officer.
This Council hereby determines and directs to be made any reductions in the annual
levy of special taxes for the CFD in a manner consistent with that prescribed in the Act
as a result of the savings achieved through the issuance of the Refunding Bonds.
SECTION 11. Effectiveness. This resolution shall take effect from and after its
adoption. Any previous resolutions in any way inconsistent with the provisions hereof in
and for the issuance of the Refunding Bonds as herein described are hereby repealed.
SECTION 12. Certification. The City Clerk shall certify to the adoption of this
resolution and shall cause a certified resolution to be tiled in the book of original
Resolutions.
PASSED AND ADOPTED this 20th day of March, 2013
Janice S. Parvin, Mayor
ATTEST:
Maureen Benson, City Clerk
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