HomeMy WebLinkAboutAGENDA REPORT 1985 1021 CC REG ITEM 10I &,-
o�
AGR EEMENT
THIS AGREEMENT is made and entered into this 21st day of
October, 1985, by and between SABO & GONDEK, a Professional Corporation,
hereinafter referred to as "BOND COUNSEL", and the CITY OF MOORPARK, a
Municipal Corporation, and the INDUSTRIAL DEVELOPMENT AUTHORITY OF
THE CITY OF MOORPARK, hereinafter collectively referred to as "CITY",--
- WITNESSETH -
THE PARTIES HERETO HEREBY AGREE AS FOLLOWS:
1. SERVICES
City retains Bond Bounsel to provide, and Bond Counsel will
provide, legal services in connection with the City's issuance of industrial
development bonds (hereinafter referred to as "BONDS) . Such services shall
include but not be limited to the rendering of a legal opinion (hereinafter
referred to as "the opinion") pertaining to the issing of the Bonds to the
effect, that:
a. the Bonds have been properly authorized and issued and
are valid and binding obligations;
b. the essential sources of security for the Bonds have
been legally provided; and
C. all interest on the Bonds is exempt from federal and
California income taxation.
Bond Counsel's services will also include compiling a sufficient record justifying
the opinion by:
i. researching applicable laws and ordinances related to
the proposed issue;
ii. attending conferences and consulting with City staff and
counsel regarding such laws, and need for amendments
thereto, or additional legislation;
iii. participating with any financial advisors, underwriters
or other experts retained by the City in structuring the
issuance of the Bonds;
iv. supervising and preparing documentation of all steps
to be taken through the issuance of the Bonds, including
by not limited to:
-1-
a. drafting all resolutions, rules and regulations of
City and all other basic documents relating to the
--
recur-_t_y_of_thP nndsr_in consultation-
its counsel and financial advisors, underwriters
and other experts;
b. preparing the record of proceedings for the
authorization, sale and issuance of the Bonds,
and conducting the closing thereof;
C. preparing documents relating to the financing,
including the loan agreements, the regulatory
agreements, and the indenture;
d. assisting in the preparation of the official statement
or placement memorandum and supporting documenta-
tion relating to the offering for sale of the Bonds;
e. reviewing the Bond purchase contracts or the bidding
documents and participating in the related negotiations;
f. attending information meetings and other conferences
scheduled by the City, the financial advisors or the
underwriter;
g. consulting with prospective purchasers, their legal
counsel and rating agencies;
h. consulting with counsel to City concerning any
legislation or litigation during the course of the
financing;
i. consulting with the trustee and counsel to the
trustee;
j. preparing the form of the Bonds, and supervising
their production or printing, signing, authentication
and delivery;
k. rendering the final approving opinion as to the
validity, legality and tax exemption of the Bonds
for use and distribution upon their issuance; and
} rendering any necessary collateral legal opinions as
�1 to the inapplicability of the registration requirements
of federal securities laws and other matters related
to the issuance of the Bonds.
Q eCrvices INDIVIDUALS RESPONSIBLE FOR PROVIDING SERVICES
ity agrees to accept and Bond Counsel agrees to provide the afore-
vi, primarily through
-2-
Should @
A X the above attorney( be unable to provide such services
due to death, disability, or similar event, Bond Counsel reserves the right to
substitute unilaterally another Qf_its atto nears to provide- such_seruices,_-and such -----
substitution shall not alter or affect in any way Bond Counsel's or City's other
obligations under this agreement.
3. FEE
a. Basic Fee
City agrees to pay Bond Counsel a fee in accordance with the
schedules attached hereto, provided that payment of such fee is entirely contingent
upon the successful sale of the Bonds.
b. Out-of-Pocket Expenses
City also agrees to reimburse Bond Counsel for out-of-pocket expenses
incurred in connection with the provision of the aforementioned services, including:
i. long distance telephone, telex, and telegram charges,
ii. messenger and delivery charges;
iii. traveling expenses outside of Southern California,
at City's request,
iv. document production charges, and
V. similar out-of-pocket expenses
The payment of such expenses is entirely contingent upon the
successful sale and delivery of the Bonds, except that if the City should collect
a deposit from Kavlico Corporation (the developer), City will reimburse Bond
Counsel for the aforementioned out-of-pocket expenses even if the Bonds are not
sold, but such reimbursement shall be made only to the extent that the funds
collected from Kavlico Corporation are adequate to pay Bond Counsel's out-of-pocket
expenses after the City has been reimbursed for all of its costs incurred in
connection with the issuance of the Bonds, including printing costs, rating agency
fees, fees for any feasibility study, City staff, City Attorney and financial
consultant costs, and other similar costs.
4. Follow-Up Services
Bond counsel agrees to provide, without additional cost, normal
follow-up consultation and related services following sale of the Bonds. Should
City require Bond Counsel to provide extraordinary services after sale of the
Bonds, such services shall be provided at an additional fee to be agreed upon
at a later date.
5. Time
Time is of the essence.
-3-
6. Interpretation of Agreement
Should interpretation of this agreement, or any portion thereof,
be necessary, it is deemed that this agreement was prepared by each of the
parties hereto jointly and equally, and shall not be interpreted against any
party on the ground that the party prepared the agreement or caused it to be
prepared.
7. Entire Agreement of the Parties
This agreement supersedes any and all agreements, either oral or
written, between the parties hereto with respect to the rendering of services
by Bond Counsel to the City, and contains all of the covenants and agreements
between the parties with respect to the rendering of such services in any
manner whatsoever. Each party to this agreement acknowledges that no
representations, inducements, promises, or agreements, oral or otherwise, have
been made by any party or anyone acting on behalf of any party, which are not
embodied herein, and that no other agreement, statement, or promise not
contained in this agreement shall be valid or binding. Any modification of this
agreement will be effective only if it is in writing, signed by the party to be
charged.
IN WITNESS WHEREOF, the parties hereto have executed this
agreement on this 21st day of October, 1985.
SABO & GONDEK,
a Professional Corporation
By
(.Notarial Certificate Attached) Title
And by
Title
DEVELOPER
CITY OF MOORPARK,
a Municipal Corporation
and
INDUSTRIAL DEVELOPMENT AUTHORITY
OF THE CITY OF MOORPARK
By
Mayor
ATTEST:
City Clerk
(SEAL)
CITY
-4-
EXHIBIT I
Basic Fee: The fee for the services described in the
Agreement upon the issuance and delivery of the Bonds for the
project shall be TWENTY-FIVE THOUSAND DOLLARS ($25,000.00)
paid only from the Bonds proceeds.
Out-of-Pocket Expenses: In addition to the Basic Fee,
Bond Counsel shall be reimbursed for out-of-pocket expenses
incurred pursuant to Section 3b of the Agreement in an amount
not to exceed 4` 'r4 d Q, D d
-5-