HomeMy WebLinkAboutAGENDA REPORT 2010 0519 CC REG ITEM 10I ITEM 1_ 0_I.
MOORPARK CITY COUNCIL CITY OF MOORPARK,CALiFOr M.-
AGENDA REPORT City Council Meeting
Of 5 _ A41010
ACTION:
TO: Honorable City Council 4&&=L216A�A
FROM: Ron Ahlers, Finance Director
DATE: May 10, 2010 (CC Meeting of May 19, 2010)
SUBJECT: Consider Resolution Authorizing the Amendment and Restatement
of Its Existing Deferred Compensation Plan for Part-Time, Seasonal,
and Temporary Employees (457 PST Plan): Terminating the City's
Relationship with Nationwide Retirement Solutions, Inc. for
Administrative and Investment Services; Appointing Public Agency
Retirement Services (PARS) as Trust Administration and Union Bank
as Trustee of the Plan; and Rescinding Resolution No. 91-821
BACKGROUND
The Omnibus Budget Reconciliation Act of 1990 expanded the definition of employment
for local government workers to include part-time, seasonal and temporary workers by
which the City would be required to pay FICA taxes. The Act also allowed local
government to establish a retirement plan for those workers not covered by a retirement
plan {i.e. CalPERS). The City decided to not pay FICA taxes and establish a new
retirement plan. Therefore, on December 18, 1991, the City Council passed resolution
91-821 which established a retirement plan for part-time city employees.
The City of Moorpark offers its part-time employees a deferred compensation 457 plan
for retirement in the place of Social Security (i.e. FICA taxes). The City currently makes
the entire contribution to the plan on behalf of the part-time employees. This
contribution is 7.5% of wages. The City contracts with one plan provider: Nationwide
Retirement Solutions {NRS). NRS invests the contributions, communicates with the
employees and sends out annual statements of the employees account. The plan
assets are currently valued above $100,000; the assets are segregated within the trust
for the exclusive benefit of the individual employee. We are requesting the Council to
terminate the contract with NRS and to appoint PARS as the Trust Administrator and
Union Bank as the Trustee of this plan.
DISCUSSION
The City has experienced certain difficulties with NRS in the recent past and desires to
contract with another vendor to perform these services. NRS has been unresponsive to
the needs of the City. At times, it requires numerous attempts at communicating to
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Honorable City Council
May 19, 2010
Page 2
NRS to elicit a response from them. The time delay can be days to even weeks before
we receive a response from them that addresses our need.
Public Agency Retirement Services (PARS) offers a full spectrum of retirement
programs tailored to public agencies. PARS was founded in 1983. They currently
administer hundreds of retirement programs that cover hundreds of thousands of plan
participants in cities, counties, school districts, community college districts, county
offices of education, and special districts. PARS-ARS {Alternative Retirement System}
is an alternative to Social Security for part-time, seasonal and temporary employees
(PST). PARS-ARS has a total contribution of 7.5% of covered payroll (compared to
12.4% under Social Security). There are over 250,000 PST employees covered by
PARS ARS plans and ARS is offered by approximately 250 public agencies.
PARS is headquartered in Newport Beach, California and has a good reputation among
cities in California.
With this change, the staff is recommending that the City and the employee equally
share in the cost of this retirement program. The total contribution for the PST plan is
7.5% of the employee's wages; currently being paid entirely by the City. The proposed
change is that the City would contribute 3.75% and the employee would contribute
3.75% of the employee's wages toward this retirement program. This is the most
common practice among cities; to evenly split the cost of the retirement program with
the employee. For current part-time employees, those hired prior to May 22, 2010, it is
staffs recommendation that these employees be granted a salary increase of 2.5% to
partially offset the employee contribution of 3.75%.
A member of the City Council may participate in the City's 457 PST plan when not
eligible to receive a CalPERS retirement contribution from the City. Per Government
Code Section 36516.5, a change in compensation does not apply to a Councilmember
during his/her term of office. The PARS 457 PST plan will be revised to permit the one
Councilmember currently participating in the PST plan to retain the employer paid 7.5%
contribution through the November 2010 monthly payment. Staff will schedule a
separate agenda item to consider changing the alternative retirement plan for a member
of the City Council not eligible for CalPERS retirement. If an ordinance change is
appropriate, the second reading of the ordinance should occur no later than the second
regular meeting in October, to have the change in retirement compensation to be
effective for the new City Council beginning in December 2010.
FISCAL IMPACT
The current cost to the City of Moorpark is approximately $16,000 annually. We are
proposing to split this cost evenly with the part-time employees, effective the pay period
beginning May 22, 2010. This will save the City $8,000 annually.
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Honorable City Council
May 19, 2010
Page 3
STAFF RECOMMENDATION (Roll Call Vote)
1. Direct the City Manager to approve a 2.5% pay increase for current part-time
employees effective May 22, 2010 to offset the employee contribution of 3.75% to
the retirement plan.
2. Adopt Resolution No. 2010 - , subject to final language approval of the City
Manager.
3. Direct staff to schedule an agenda item to consider amending Section 2.04.055
of the Municipal Code pertaining to councilmember retirement benefit.
Attachments:
1. City of Moorpark: Alternate Retirement System Plan Information Sheet
2. Resolution No. 2010 -
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City of Moorpark a�< '
nFe�:ue•.- y r
Alternate Retirement System Plan
Plan Information Sheet
for Part-Time, Seasonal, and Temporary Employees
Introduction 3) If you are unmarried at the time of your death,your
A federal law,the Omnibus Budget Reconciliation Act of account balance will be paid to your estate unless
1990 (OBRA 90), requires that governmental employees you have designated another beneficiary.
who are not members of their employer's existing 4) You may obtain a Designation of Beneficiary Form
retirement system be covered by Social Security or an from your employer or from PARS.
alternate plan.
You are enrolled in an alternate plan called the Public Becoming Eligible for a Benefit
Agency Retirement Services Alternate Retirement System You (or your beneficiary in the event of your death)will be
Plan (PARS ARS). PARS ARS satisfies federal eligible to receive your PARS ARS account balance when one
requirements and provides cost savings to you and your of the following events occurs:
employer when compared to Social Security. The PARS
ARS plan only requires a minimum contribution of 7.5% a. Termination of Employment
to your retirement account.
b. Retirement
c. Permanent and Total Disability
This information is a general description of what you can d. Death
expect as a participant in PARS ARS. The Plan Document e. Changed employment status to a position
provides a detailed description and contains all of the covered by another retirement system*
specific legal requirements of the plan. A copy of the
plan document is available for review with your employer. *If there have been no contributions into your PARS ARS
Enrollment in the PARS ARS Plan is automatic for account for two(2)years, you may be eligible for a
eligible employees. distribution of your account.
Effective June 1, 2010 and thereafter:
Receiving Your Account Balance
1. Each pay period, 3.75%of your wages will be 1) When your employer notifies PARS that you are eligible
deducted from your pay and deposited into your for a distribution of your account, appropriate forms will
PARS ARS account. Your contributions are made be sent to you by mail. Within 90 days of PARS'receipt
on a pre-tax basis. of all correctly completed forms, the account will be
distributed.
2. Each pay period, your employer will also
contribute the equivalent of 3.75%of your 2) Your distribution options are:
wages to your PARS ARS account. Employer
contributions are also made on a pre-tax basis. a. You may elect to receive a one-time lump-
sum cash payment. If your account balance
3. Investment activity will be credited to your PARS is greater than $200, your distribution may be
ARS account based on your monthly account subject to federal and/or state income tax
activity and will accumulate tax-free until your withholding. If you are under age 591/2, your
termination from the plan and the distribution of distribution may also be subject to an excise tax
your account balance. withholding.
Designating a Beneficiary b. If your account balance is greater than $200,
you can defer tax withholding from your
1) In the event that you pass away while contributing to distribution by electing a direct rollover to a
the PARS ARS Plan,your account balance will be traditional IRA or to an eligible employer plan
distributed to your beneficiary. that accepts rollovers(e.g. 403(b), 457(b),
401(k),etc.).
2) If you are married at the time of your death, your
spouse/registered domestic partner is automatically For further information or for questions about your
your beneficiary. If you wish to designate someone account, please contact PARS.
other than your spouse/registered domestic partner,
you may do so by submitting a Designation of (800)540-6369
Beneficiary Form. Monday — Friday
9:OOAM — 5:OOPM Pacific Time
PARS P.O. Box 12919, Newport Beach, CA 92658 148
RESOLUTION NO. 2010-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA, AUTHORIZING THE AMENDMENT AND
RESTATEMENT OF ITS EXISTING DEFERRED COMPENSATION
PLAN FOR PART-TIME, SEASONAL, AND TEMPORARY
EMPLOYEES (457 PST PLAN); TERMINATING THE CITY'S
RELATIONSHIP WITH NATIONWIDE RETIREMENT SOLUTIONS,
INC. FOR ADMINISTRATIVE AND INVESTMENT SERVICES;
APPOINTING PUBLIC AGENCY RETIREMENT SERVICES (PARS)
AS TRUST ADMINISTRATOR OF THE PLAN AND UNION BANK AS
TRUSTEE OF THE PLAN AND; RESCINDING RESOLUTION NO. 91-
821
WHEREAS, the City Council of the City of Moorpark, established a Retirement
Plan for certain employees not covered by Public Employees Retirement System on
December 18, 1991 by Resolution No. 91-821; and
WHEREAS, the City Council has determined that Resolution No. 91-821 should
be rescinded; and
WHEREAS, it was determined to be in the City's best interest and its employees
to adopt the Nationwide Retirement Solutions, Inc. Deferred Compensation Plan for
Part-time, Seasonal and Temporary Employees ("457 PST Plan"), an Alternative to
Social Security Plan, for its employees not eligible for membership in the California
Public Employees' Retirement System ("CalPERS"); and
WHEREAS, the City desires to terminate its relationship with Nationwide
Retirement Solutions, Inc. for administrative and investment services related to the 457
PST Plan and Trust effective June 1, 2010, or as soon as administratively feasible; and
WHEREAS, Public Agency Retirement Services ("PARS") has made a 457 FICA
Alternative Retirement Plan available to the City and its employees and qualifies under
California Government Code Sections 53215-53224 and 20000, OBRA 90 Section
11332, IRC Sections 3121(b)(7)(F) and 457 and meets the meaning of the term
"retirement system" as given by Section 218(b)(4) of the Federal Social Security Act;
and
WHEREAS, the City desires to amend and restated its current 457 PST Plan and
desires to appoint PARS as Trust Administrator and Recordkeeper and Union Bank as
Trustee for the amended and restated City of Moorpark PARS 457 FICA Alternative
Retirement Plan effective May 22, 2010; and
WHEREAS, the City, in conjunction with amending and restating the 457 PST
Plan, desires to amend the current employer contribution to the Plan from 7.5% of
compensation to an equal employer/employee contribution split of 3.75% of
compensation effective May 22, 2010.
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Resolution No. 2010-
Page 2
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK
DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. The City Council of the City of Moorpark, pursuant to the City's
authority to amend the existing plan, does hereby adopt the City of Moorpark PARS 457
FICA Alternative Retirement Plan (the "Plan") and Trust as the City's alternate to Social
Security plan, replacing the existing 457 PST Plan in full, effective May 22, 2010.
SECTION 2. Effective June 1, 2010, the City Council hereby amends the current
City's contribution to the Plan of 7.5% of each eligible employee's compensation to an
equal split of 3.75% of compensation contributed by the City and 3.75% of
compensation contributed by the employee. The employee contributions required under
the Plan shall be made by the City in accordance with Section 414(h) of the Internal
Revenue Code of 1986, as amended.
SECTION 3. Resolution No. 91-821 is rescinded upon enactment of the new
resolution.
SECTION 4. The City Council hereby appoints PARS as Trust Administrator and
Recordkeeper and Union Bank as Trustee for the Plan effective May 22, 2010.
SECTION 5. The City Council hereby terminates Nationwide Retirement
Solutions as Trust Administrator and Recordkeeper effective May 22, 2010
SECTION 6. The City Council hereby authorizes the transfer of plan assets to
Union Bank as soon as administratively feasible
SECTION 7. The City Council hereby appoints the City Manager, or his/her
successor or his/her designee as the City's Plan Administrator for the Plan.
SECTION 8. The City's Plan Administrator is hereby authorized to implement the
Plan, execute the PARS legal documents on behalf of the City and to take whatever
additional actions are necessary to maintain the City's participation in PARS and to
maintain compliance of any relevant regulation issued or as may be issued, therefore,
authorizing him/her to take whatever additional actions are required to administer the
City's PARS Plan.
SECTION 9. The City Clerk shall certify to the adoption of this resolution and
shall cause a certified resolution to be filed in the book of original Resolutions.
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Resolution No. 2010-
Page 3
PASSED AND ADOPTED this 191h day of May 2010.
Janice S. Parvin, Mayor
ATTEST:
Deborah S. Traffenstedt, City Clerk
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