HomeMy WebLinkAboutAGENDA REPORT 1994 1116 CC SPC ITEM 04AITEM
CITY OF MOORPARK
Agenda Report " � <(-
TO: Honorable City Council '- -TION: 44ddmwo�
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FROM: Richard Hare, Deputy City Manage �
DATE: November 15, 1994 (Special Meeting 11/16/94)
SUBJECT: Sale of Single Family Residential Mortgage
Revenue Bonds Residual Assets, Issue of 1985
In 1985, the City established a Single Family Residential Mortgage
Revenue Bond Program. Currently, there are only three outstanding
loans in the program. A review of the program assets reveals that
the sale of the residual assets could be accomplished. It is
estimated that the City will receive more than $100,000 from this
sale.
In order to move forward in a sale of this type, the City must
enter into an agreement with a special counsel to prepare all
necessary agreements, resolutions, notices and other documents
required. The special counsel will also provide an opinion as to
the tax status of the bonds. The firm of Mudge Rose Guthrie
Alexander and Ferdon has submitted a proposal to provide these
services for $20,000. Don Hunt a partner with the firm would work
on this sale.
It will also be necessary to have the services of a financial
advisor to schedule the sale, coordinate the activities of the
parties, make recommendation from among four to six purchasers,
transfer the mortgages, calculate interest and fees, and transfer
funds to the City. The proposed services are included in the
attached letter from PAR Marketing. They quote a fee for their
services of $15,000. PAR specializes to the sale of residual
assets and is currently working with Simi Valley and Port Hueneme
on similar efforts. Jerry Parham the President of PAR Marketing
would work directly on this sale.
The services of the financial advisor and the special counsel are
dependent upon the actual sale of the residual assets. Their fees
would be paid directly from the sale. In the event the assets can
not be sold, then they will not receive any compensation or
reimbursement for their expenses. Both will be engaged in the sale
of similar issues along with this 1985 series.
Other costs may be associated with the preparation of the sale. It
is estimated that the trustee, First Interstate Bank will have
$4,000 in charges which include the review of the transaction by
their legal staff. Urban Futures will also incur some expense in
the preparation of a release for the sale which could cost $2,000.
The City Attorney would also provide some review of the sale and it
is estimated that $5,000 would be required for the review.
It is estimated that all fees and expenses will not exceed $45,000.
There will remain an outstanding bond and escrow for call of the
bonds which will total $145,000. The sale of the residual assets
is estimated at $290,000. This would result in a transfer of
$100,000 to the City upon conclusion of the transaction. The
expense estimates are conservatively set high. Staff projects a
savings in staff time, because the sale of the residual assets will
end this program and there will no longer be quarterly review
requirements and annual reporting requirements for the issue.
Recommendation:
Approve Mudge Rose Guthrie Alexander and Ferdon as special counsel
and PAR Marketing as financial advisor for the sale of residual
assets from the Single Family Mortgage Revenue Bond Issue of 1985;
and, direct staff to proceed with payments of fees and expenses
from the sale or professional services accounts whichever is
appropriate, and authorize the City Manager or Deputy City Manager
to execute all necessary documents for this purpose.
Attachments: Letter from Par Marketing
Bond Payoff Analysis I
Letter from MRGA &F
CAWPDOCS\CC. RE %BOND 19&5.001
IH0 MAIDFN LANE.
NFW YOPK NEW YORK 100384996
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63F� F.F1H AVENJE
SUITf -650
NFW YORK, N Y '01 1 0.44
? 2 332 160:,
MORRIS CORPORATE (.ENTER 'W(;
ONE UPPER POND RCA0 BLDG D
PARSIPPANY. NEW JERSEY 07054 1075
20, 335 0004
DONALD L. HUNT
PARTNER
MUDGE RosE GUTHRIE ALEXANDER & FERDON
I LOOR
333 SOL ; -E, ( ,RAND AVENUE-
LOS ANGELES, (_At ! ORNIA 90071 IS25
21 E 3 111 c'
I AF M1 f
October 21, 1994
Mr. Richard T. Hare
Deputy City Manager
Finance Director
City of Moorpark
799 Moorpark Avenue
Moorpark, California 93021
Re: Proposal for Special Counsel
Services for the City of Moorpark
Sale of Residual Assets in
Connection With the City of Moorpark
Single Family Residential Mortgage
Revenue Bonds, Issue of 1985
Dear Mr. Hare:
�1 K _IGEf'.N W
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lU2 429 9355
.. 'L 9CG NOF-- BR:DGE LENTRE
v;)R• H I �.G, E R DP• E
NE-,- PA— HFACH FI 3340;'4334
4(-'7 650 6 OD
7 PJE DE f.A PRIX
500? PAR:S, TRANCE
4? 61 57 7.
NFINI AKASAKA
H 7 S AKASAKA. MINA�O KU
TOKYO 107, JAPAN
.03. 3423 3970
We are pleased to submit the following proposal for
special counsel services in connection with the sale by the City of
Moorpark (the "City ") of the residual assets (the "Residual
Assets ") held pursuant to Indenture dated as of April 1, 1985 by
and between the City and First Interstate Bank of California, as
Trustee, in connection with the City of Moorpark Single Family
Residential Mortgage Revenue Bonds, Issue of 1985. The firm of
Mudge Rose Guthrie Alexander & Ferdon, Los Angeles, California
would be pleased to serve as special counsel in connection with
this matter and proposes to perform the following services on the
basis set forth in this letter-.
We will confer and consult with the City's staff and
Financial Advisor and purchaser_; of the Residual Assets on all
matters relating to the above -- referenced matter.
Our services will include the preparation of all
agreements, resolutions, notices, and other documents required in
connection with the sale of the Residual Assets. We will also
review any documents prepared by the purchasers on behalf of the
City and, at your request, attend all meetings in which any action
Mr. Richard T. Hare
October 21, 1994
Page 2
in connection with the proceedings is to be taken.
Subject to the approval of the transaction by our tax
department and to the completion of the financing to our
satisfaction, Mudge Rose Guthrie Alexander & Ferdon will issue its
approving legal opinion to the purchasers of the Residual Assets to
the effect that all proceedings have been legally undertaken for
the authorization and sale of the Residual Assets, and that the
Sale of the Residual Assets will not adversely affect the exclusion
of the interest on the Bonds from gross income for Federal and
State income tax purposes. We will issue appropriate supplemental
opinions and certificates as may be necessary or appropriate.
The fee for the foregoing legal services with respect to
the sale of the Residual Assets will be $20,000, including out of
pocket expenses and disbursements. Such fees shall be payable from
moneys received by the City from the purchaser of the Residual
Assets. In the event that r-he Residual Assets are not sold, the
City shall not be liable for ani legal services provided or costs
incurred by the firm.
If this arrangement is satisfactory to you, please return
to us a copy of this letter - ?xecuted by an authorized officer of
the City.
Respectfully submitted,
MUDGE ROSE GUTHRIE ALEXANDER & FERDON
Hy: ;
Donald L. Hunt, Partner
TERMS OF SPECIAL COUNSEL
EMPLOYMENT
APP OVED THIS � DAY OF
Authorized Officer of the
City of Moorpark
Richard T. Hare
Deputy City Manager
LA01 \1288 \18119.1 60.860
Rf: City of Moorpark. CA Redevelopment Is�,ut- Series „i I(ms
If- this agreement is satisfactory to you. l lcasc return ter us a copy of' this letter executed h�
as authorized officer of the City
Sincerely,
R G. (Je y) PI arham, .ir.
President, PAR Marketing, Inc.
"PERMS OF ADVISER AGREED TO
THIS DA OF _�� �' -- 1994
Author 'zed Officer of the City of- Moorpark
Richard T. Hare
RGP/JP Deputy City Manager
Attachments (3)
October 21, 1994
MARKETING, INCORPORATED
Mr. Richard Clare, Finance Director
City Of Moorpark Finance Department
799 Moorpark Avenue
Moorpark, CA 93021
Secondary Marketing
RE: City of Moorpark. CA Redevelopment Issue Series of 1985
Dear Mr. Hare:
We are pleased to submit the following proposal as financial advisor for the sale of the
residual assets of the above- referenced issue. PAR Marketing, Inc. would be pleased to serve this
function in connection with this matter and propo.es to perform the following services on the basis
set forth in this letter.
PAR Marketing, Inc. will consult with the city", staff, with the Special Counsel, with the
tl'USIee hank and the purchaser on all matters relating to the shove- referenced matter.
PAR Marketing, Inc. will collect and distribute the pertinent documents to attract the
highest bid for the City of Moorpark. This endeavor wIII include copying loan files, the servicing
agreement, the official statement, the trust indenture, pay histories and other relevant data that the
potential purchaser would need in order to Not the OUlstanding mortgages to ultimately become the
owner and servicer of the issue.
Our services will include scheduling the sale. selecting the highest bid from the 6 (six)
principal hidders and scheduling the closing date iliac co- ordinates with the city's schedule.
PAR Marketing, Inc., will be responsible !,)r the trustee's efforts in calling the bonds and
randomly selecting one hoed to be held until it,' t,itcd maturity. We will assist the trustee in
acquiring the i!nited States Treasury Bond that �� ill collaterahM the outstanding bond. We �\ ill
also he responsible for that collaterats' indepcndc!r authentication.
Par Marketing, Inc., will schedule the c%cnt, that permit the signing of the resolution. the
actual sale of the assets, the selection of the purchaser, the closing, the transfer of mortgages to the
purchaser, the calculation of accrued interest and IL-C, to he paid, the transfer of the surplus to the
cite. the notification of the call and the actual redcv,)ption of the hond,, the escrow 1Or the
collatcralizcd out,tandin(_1 hand and the Llcli\L'' \ W th(• 1!()\ernruent, that secure that one hand.
The fec for the forcgoing services with ICII)Cct 01'111C sale of tfte residual assets will he
S 15,000. Such fees shall he payable from nlonc�,, received by the City from they purchasers of the
residual assets In the event that the residual a„et,, are not ,t)Id. the city ,hall not he liable for any
services provided or costs incurred by Par In,
TELEPHONE 310/545 -0048 • MOBILE 310/990 -3948 • FAX 310/545 -4849
232 281h Street • Manhattan Beach, CA 90266
RE: City of Moorpark, CA Redevelopment Issue, Series of 1985
BOND PAYOFF ANALYSIS I
SALE OF UNDERLYING LOAN PORTFOLIO:
Total loan Portfolio Principal Balance Outstanding (100/94)
$257,145
Market Price — Loan Portfolio
90.41%
Market Value of Portfolio
$232,485
Bond Fund ICA Master Market
51,188
Bond Fund ICA Master Market
$3,097
Bond Account ICA Master Market
$6,823
Bond Fund ICA Master Market
$621
Bond Fund First Chicago Corp.
$45,913
Subtotal 1
$57,642
No Accrued Interest Calculated or Added
Market Value of Portfolio $232,485
Reserves + value of Mortgages $290,127
Legal
$20,000
Advisor
$15,000
Trustee Fee
$1,500
Misc. Expense
$500
Less expenses $37,000
Subtotal 2 $253.127
Escrow for T Bond $6,000
Escrow for Call $138,504
Escrow for interest (1 6% $3,578
Subtotal Expenses $148,082
Total Surplus 5105,045
Remaining Mortgage Term 248 Months
20.7 Years
Projected Final Maturity 1- Apr -18 Maturity
Note Rate Compound Interest
BOND PAYOFF SCHEDULE:
Accrued
Amount Interested from
Maturity Date Outstanding Interest Rate 4/1/95
1- Apr -18 $145,000 Compound interest $138,504
x $4776 per &x)f
Total bond Payoff $138,504
3
RE: City of Moorpark, CA Redevelopment Issue, Series of 1985
SCHEDULE
CALENDAR
1994/95
1
2
9
16
23
30
M
3
10
17
24
31
October
T W T
4 5 6
11 12 13
18 19 20
25 26 27
7
7
14
21
28
1
1
8
15
22
29
1
6
13
20
27
M
7
14
21
28
November
T W T
1 2 5
8 9 10
15 16 1?
22 23 74
29 30
7
4
11
18
25
1
5
12
19
26
1
4
11
18
25
M
5
12
19
26
December
T W T
1
6 7 8
13 14 15
20 21 22
27 28 29
7
2
9
16
23
30
1
3
10
17
24
31
anuary
Febraary
March
S
M
T W T
7
f
S
M
T
W T
7
S
S
M
T
W
T
7
S
1
2
3 4 5
6
7
1
3
4
1
2
3
4
8
9
10 11 12
13
14
5
6
7
8 4
10
11
5
6
7
8
9
10
it
15
16
17 18 19
20
21
12
13
14
15 16
17
18
12
13
14
15
16
17
18
22
23
24 25 26
27
28
19
20
21
22 13
24
25
19
20
21
22
23
24
25
29
30
31
26
27
28
26
27
28
29
30
31
April
-
S
M
T W T
2
$
1
2
3
4 5 6
Z
8
9
10
11 12 13
14
15
16
17
18 19 20
21
22
23
24
25 26 27
28
29
30
RE: City of Moorpark, CA Redevelopment Issue, Series of 1 985 5
Date
Activity
Responsible Party
Nov. 16
City Approves the concept of Par Marketing
Agency
and hires Don Hunt as Special Counsel
Nov. 16
Proposals are accepted and resolution
Agency, BC, PAR
signed
Nov. 17
Bids accepted for Mortgages
WG
Nov. 22
Closing at Mudge Rose, Fees Paid
WG
Transfer of mortgages to purchaser
Agency, PAR, FI
Purchaser
Dec 1
Calculation of accrued interest, Trustee
FI, Purchaser,
forwards surplus funds to Cite
Agency, PAR, BC
Dec 1
Excess funds are invested, Purchase of U S
F1, PAR, Agency
Treasury's, Trustee will escrow money for
the call and interest
Dec. 15
Date for servicing transfer and interest
Purchaser, FI
settlement
March 21,
Trustee notifies all bond holders of the call
Agency, FI
1995
April 1,
Bonds are Called, Random Bond i;
FI, PAR
1995
Collateralized
PARTIES:
Agency City of Moorpark (Seller)
BC Mudge Rose i Bond Council)
F1 First Interstate (Trustee)
PAR Financial Ad\iser
Purchaser Purchaser
W G Working Group (All)
DISTRIBUTION LIST:
CITY
City of Moorpark
Moorpark Redevelopment Agency
Moorpark Finance Department
799 Moorpark Avenue
Moorpark, CA 93021
(805)539 -6864
Fax (805)529 -8270
Richard Hare, Finance Director
CITY COUNSEL
Burke, Williams and Sorenson
611 West Sixth Street, Ste. 2500
Los Angeles, Ca. 90071
(213) 236 -0600
Fax: (213) 236 -2700
SPECIAL COUNSEL
Mudge Rose Guthrie Alexander & Ferdon
333 S. Grand Avenue, 21 St Floor
Los Angeles, CA 90071
(213) 613 -1112
Fax: (213) 680 -1358
Don L. Hunt, Esq.
TRUSTEE
First Interstate Bank
Corporate Trust
707 Wilshire Blvd
W-1 1-1
Los Angeles, CA 90017
Norman Litts, Trust Officer
FINANCIAL ADVISER
PAR Marketing, Inc.
232 28th Street
Manhattan Beach, CA 90266
(310) 545 -0048
Fax: (310) 546 -1466
R. G. (Jerry) Parham, Jr.