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HomeMy WebLinkAboutAGENDA REPORT 1995 0524 CC SPC ITEM 03B. L aLbM/ R WA ?10!/ F°W�O�GJ1L uW Aw = atww4r � Aoisn f B: A 1M41H -� V L& Paw.Wqr wwsw. RICHARDS, WATSON & GERSHON ATTORNEY'S AT LAW A PROPZS@K)N,AL C0#WK>pkA ,0N, May 2, 1995 California City Attorney RECEMID — MAY 3 1995 City of MaorpaO RK;htMO MCHARDY (tits -tNS� rew"'w tTH K.00A a" 41ouni HOFM sTNMT Ws ^Hamm C t4L ,4^ 400s1.1�N Tst31 444.4+" F^pwaE Ctt81 42a -007'4 alp COUNeft vVlttwM K 1PM4EA 1912788 OUR F4& NUAA8m 99904 -00191 wPvr ms owEcr ot^L wuumm (213) 2 53 -0207 Re: Harris v County of Madera, Fifth District Court of Appeal, Case Non F020495 -- Request for Amicus Support Fellow City Attorney: With the support of the Legal Advocacy Committee of the League of California Cities, I write to urge you to lend your City's name to a letter brief I am preparing on behalf of interested cities in support of the County of Madera in this housing element case. The appeal is to be arcfued June 13 1gg5 so please fax or mail the enclosed form as soon as possible Affordable housing advocates represented by the Housing Element Enforcement Project of the Legal Aid Society of Alameda County sued Madera County to compel it to update the housing element of its general plan. The County contended that it had no duty to update its housing element because the Legislature had suspended the mandate by failing to budget the sum necessary to reimburse local government for the cost of complying with this mandated state program. The trial court rejected this argument, thus concluding that, despite Article XIII B, S 6 of the California Constitution, the Legislature can impose a new program on local governments without reimbursing the costs of implementing that program. This case raises important questions regarding housing element law, the power afforded to the Department of Housing and Community Development (HCD) , the existence of any duty to update housing elements despite the mandate suspension, and the broader issue of the Legislature's power to impose new programs on local government without adequately funding the implementation of those programs. ,cam 00050 RICHARDS, WATSON & GERSHON California City Attorney May 2, 1995 Page 2 The County of Santa Cruz has filed an amicus beef -on behalf of 9 counties- and the County Supervisors Association o California. I will prepare a very short letter brief f the Santa Cruz brief o_n behalf of all the California- c i ` -a towns which authori=ze me to do so. The Santa C joining in the following ruz brief -A d g points: • Cities and counties have no present duty their housing.. elements because the Legislature-7b-4-s- to revss. expressly - -declined to fund compliance with that mandate and Government Code S 17581(x) "suspends an which the Legislature declines to fund. M y mandate • Any waiver of reimbursement by the County as a condition for receiving state monies for indigent health care did not reinstate the suspended housing element mandate. • The trial court's ruling that the Count s I� effectively re- instated the mandate violated B, S 6. Article • A blanket waiver of all rights under Article XIII B, S 6 would violate public policy. • The trial court erred in ruling that the City's updated housing element would not be deemed'sufficient unless certified by the State Department of Housing and Community Development despite the provisions of the Housing Element Statute which provide that HCD's role is purely advisory.. Further information regarding the significance of the case appears in a paper I housing element law at the Octoberrmeeting of the City Attorne y 's Department. If you have other questions, please feel free to call me at the number above. course I urge you to lend your cityls name to this case. Of it , will incur no expense in doing so. MGC:mgc 19127M cc: JoAnne Speers, Esq. very truly yours, ;Mi ael G. o antuono 'ty Attorney ity of Cudahy 00051 Ms. Lillian Hare City Clerk City of Moorpark 799 Moorpark Avenue Moorpark, California 93021 RICHARD RICHARDS (1918 -1988) THIRTY - EIGHTH FLOOR 333 SOUTH HOPE STREET LOS ANGELES. CALIFORNIA 90071 -1469 (213) 626 -8484 FACSIMILE (213) 626 -0078 OF COUNSEL WILLIAM K. KRAMER 1912815 OUR FILE NUMBER 99904 -01003 WRITER'S DIRECT DIAL NUMBER (213) 253 -0207 Re: Harris v. County of Madera, 5th Appellate District Case No. F020495 Dear Ms. Hare: I have received your May 19, 1995 fax in which you request information regarding the position taken in this case by California Rural Legal Assistance and the Housing Element Enforcement Project of the Legal Aid Society of Alameda County. Enclosed are the Respondents' Brief of these agencies in this case and the amicus brief in support of Madera County filed by Santa Cruz County on behalf of itself and 9 other counties. It is the Santa Cruz brief that Cities are asked to join. If I can provide any other information or assistance, please do not hesitate to call. Very truly yours, Michael G. Cola tyti6nno -- - -- MGC:mgc 1912815 Enclosures (2) RICHARDS, WATSON & GERSHON ATTORNEYS AT LAW A PROFESSIONAL. C '11APORA TION GLENN R. WATSON AMANDA F. SUSSKIND ROBERT G. BEVERLY ROBERT C. CECCON HARRY L. GERSHON SAYRE WEAVER DOUGLAS W. ARGUE STEVEN H. KAUFMANN MARK L. LAMKEN GARY E. GANG ARNOLD SIMON JOHN J. HARRIS ERWIN E. ADLER KEVIN G. ENNIS DAROLD D. PIEPER ROBIN D. HARRIS ALLEN E.RENNETr MICHAEL ESTRADA May 2 3, 1995 STEVEN L DORSEY LAURENCE S. WIENER " WILLIAM L!.STRAUSZ STEVEN R. ORR ROBERT M. GOLDFRIED DEBORAH R. HAKMAN ANTHONY B. DREWRY SCOTT K. SHINTANI MITCHELL E. ABBOTT MICHAEL G. COLANTUONO TIMOTHY L. NEUFELD TERRY P. KAUFMANN MACIAS ROBERT F. METER B. KIM GREGORY W. BTEPANIGICH W. SIN D. ROBIN D. WEINER ._ RECEIVED RECEIVED ROCHELLE BROWNE SASKIA T. ABA URA DONALD STERN KAYSER O. SUME MICHAEL J S. RUDENKINB WILLIAM DAVID L. COHEN CRAIG A. STEELE T. PETER STEELE MAY 2 1995 QUINN M. BARROW ALISON E. MAKER BENJAMIN SARNOUW CAROL W. LYNCH TERENCE R. BOLA COLEMAN JR_ DOUGLAS A. CAREEN JEFFREY A. ROBIN A. ABIN DANIEL L. PINES City of Moorpark GREGORY GREGORY M. KUNERT USA M. BOND THOMAS M. JIMBO WINNIE TSIEN MICHELE BEAL SAGNERIS Ms. Lillian Hare City Clerk City of Moorpark 799 Moorpark Avenue Moorpark, California 93021 RICHARD RICHARDS (1918 -1988) THIRTY - EIGHTH FLOOR 333 SOUTH HOPE STREET LOS ANGELES. CALIFORNIA 90071 -1469 (213) 626 -8484 FACSIMILE (213) 626 -0078 OF COUNSEL WILLIAM K. KRAMER 1912815 OUR FILE NUMBER 99904 -01003 WRITER'S DIRECT DIAL NUMBER (213) 253 -0207 Re: Harris v. County of Madera, 5th Appellate District Case No. F020495 Dear Ms. Hare: I have received your May 19, 1995 fax in which you request information regarding the position taken in this case by California Rural Legal Assistance and the Housing Element Enforcement Project of the Legal Aid Society of Alameda County. Enclosed are the Respondents' Brief of these agencies in this case and the amicus brief in support of Madera County filed by Santa Cruz County on behalf of itself and 9 other counties. It is the Santa Cruz brief that Cities are asked to join. If I can provide any other information or assistance, please do not hesitate to call. Very truly yours, Michael G. Cola tyti6nno -- - -- MGC:mgc 1912815 Enclosures (2) C r' IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIFTH APPELLATE DISTRICT TANYA HARRIS, et al., V. Plaintiffs, i COUNTY OF MADERA, C r Defendant. 5 Civil No. F020495 (Madera County Superior Court, No. 49063) AMICUS BRIEF OF SANTA CRUZ COUNTY AND NEVADA COUNTY AND THE COUNTIES OF ALAMEDA, KERN, LAKE, PLACER, PLUMAS, SAN DIEGO, THE CITY AND COUNTY OF SAN FRANCISCO, AND THE COUNTY SUPERVISORS ASSOCIATION OF CALIFORNIA IN SUPPORT OF DEFENDANT/APPELLANT COUNTY OF MADERA Appeal from the Superior Court of Madera County Honorable Mark Thomas, Judge Assigned DWIGHT L. HERR, State Bar No. 39157 County Counsel, County of Santa Cruz 701 Ocean Street, Room 505 Santa Cruz, CA 95060 -4068 Telephone: (408) 454 -2040 JAMES A. CURTIS, State Bar No. 70538 County Counsel, County of Nevada Post Office Box 6100 Nevada City, CA 95959 -6100 Telephone: (916) 265 -1319 ATTORNEYS FOR AMICI CURIAE i c t 7 r I C 1 2 3 4 5 6 7 8 91 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIFTH APPELLATE DISTRICT TANYA HARRIS, et al., Plaintiffs, v. COUNTY OF MADERA, Defendant. 5 Civil No. F020495 (Madera County Superior Court No. 49063) AMICUS BRIEF OF SANTA CRUZ COUNTY AND NEVADA COUNTY AND THE COUNTIES OF ALAMEDA, KERN, LAKE, PLACER, PLUMAS, SAN DIEGO, THE CITY AND COUNTY OF SAN FRANCISCO, AND THE COUNTY SUPERVISORS ASSOCIATION OF CALIFORNIA IN SUPPORT OF DEFENDANT /APPELLANT COUNTY OF MADERA Appeal from the Superior Court of Madera County Honorable Mark Thomas, Judge Assigned DWIGHT L. HERR, State Bar No. 39157 County Counsel, County of Santa Cruz 701 Ocean Street, Room 505 Santa Cruz, CA 95060 -4068 Telephone: (408) 454 -2040 JAMES A. CURTIS, State Bar No. 70538 County Counsel, County of Nevada Post Office Box 6100 Nevada City, CA 95959 -6100 Telephone: (916) 265 -1319 ATTORNEYS FOR AMICI CURIAE C f C C C [i 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 TABLE OF CONTENTS TABLE OF AUTHORITIES INTRODUCTION AND SUMMARY OF ARGUMENT ARGUMENT I. THE 0A=111W WkDERA NAZ E THE RESP TRIAL COURT O EIR ACTION IN THE THE REQUIREMENT FOR CITIES AND CO RIODICALLY REVISE THEIR HOUSING ELEMENTS AND TO COMPLY WITH DETAILED HOUSING ELEMENT SPECIFICATIONS SUBJECT OVISIONS PR R_lp B. C. 3'I3E Respondents Concede That Some of the Detailed Specifications for Housing Elements Were Suspended as Unfunded Mandates; However, the Trial Court Did Not Recognize the Suspension of Any of the Housing Element Mandates. Although the Requirement to Adopt a Housing Element Predated the January 1, 1975 Operative Date of Article XIIIB, Section 6 of the California Constitution, t to Periodically �MTIw�+Wt�li�t in Government Code Section 65588 and the Detailed Specifications for Housing Elements in Ikea 65503 Were Not Mandated Until Adopted by Chapter 1143 of the 1980 Statutes. D. The Amendment of Government Code Section 65588 and the Enactment of Government Code Section 65588.1 by Chapter 695 of the 1993 Statutes Did Not Reinstate the Unfunded and Suspended Mandates to Periodically Revise Housing Elements and to Comply with the Detailed Specifications PAGES ii 1 4 4 4 6 9 C C E r C C 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 TABLE OF CONTENTS (Continued) for Housing Elements in Government Code Section 65583. II. ANY WAIVER OF REIMBURSEMENT BY THE COUNTY OF MADERA FOR STATE MANDATES TO REtrIVING COUNTY MEDICAL S PROGRAM OWNS" DID NOT RESULT IN A REINSTATEMENT OF THE SUSPENDED HOUSING ELEMENT REQUIREMENTS OF CHAPTER 1143 OF THE 1980 STATUTES OR OF ANY OF THE OTHER UNFUNDED, SUSPENDED MANDATES. III. THE BROAD INTERPRETATION BY THE TRIAL COURT THAT THE COUNTY WAIVER OF REIMBURSEMENT REQUIRED TO RECEIVE STATE FUNDING FOR THE COUNTY MEDICAL SERVICES PROGRAM HAD THE EFFECT OF REINSTATING ALL UNFUNDED, SUSPENDED MANDATES, INCLUDING THE HOUSING ELEMENTS MANDATES OF CHAPTER 1143 OF THE 1980 STATUTES, WOULD VIOLATE THE PROVISIONS;.,, OF SECTION 6 OF ARTICLE XIIIB OF THE CALIFORNIA CONSTITUTION. IV. A BLANKET WAIVER OF THE SUSPENDED STATUS OF UNFUNDED STATE MANDATES SUBJECT TO ARTICLE XIIIB, SECTION 6 (INCLUDING THE HOUSING ELEMENT REQUIREMENTS OF CHAPTER 1143 OF THE 1980 STATUTES) WOULD VIOLATE PUBLIC POLICY. V. THE TRIAL COURT ERRONEOUSLY DEFERRED TO THE OPINION OF THE DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT AS TO THE ADEQUACY OF THE HOUSING ELEMENT OF THE COUNTY OF MADERA. VI. CONCLUSION —1.d- PAGES 11 17 20 23 25 26 f 21 3 t 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 TABLE OF AUTHORITIES CASES PAGES Bownds v. City of Glendale (1980) 113 Cal-App-3d 875, 885 -886. . . . . . . . . . . . 7 Buena Vista Gardens Apartments Association v. City of San Diego Planning Department (1985) 175 Cal.App.3d 289, 386 . . . . . . . . . . . . 25 City of Merced v State of California (1984) 153 Cal.App.3d 777 . . . . . . . . . . . . . . . .17 County of Fresno v.--State of California (1991) 53 Cal-App-3d 482, 487 . . . . . . . . . . . . . . . 21 County of Los Angeles v Sasaki (1994) 23 Cal.App.4th 1442, 1452 . . . . . . . . . . . . . . .23 County of Los Angeles v State of California ( 1987 ) 43 Cal-3d 46, 61 . . . . . . . . . . . . . . . . . 21 Covino v. Governing Board (1977) 76 Cal.App.3d 314, 322 . . . . . . . . . . . . . . . 24 Hernandez v. City of Encinitas (1994) 28 Cal.App.4th 1048, 1056 -1057 . . . . . . . . . . . 26 Kinlaw v. State of California ( 1991) 54 Cal.3d 326, 328 . . . . . . . . . . . . . . 22 Long Beach Unified School District v. State of California (1990) 225 Cal.App.3d 155, 174 -175 . . . . . . . . . . . . 21 Morehart v. County of Santa Barbara ( 1994 ) 7 Cal-4th 725 . . . . . . . . . . . . 16 _Strong v. County of Santa Cruz (1975) 15 Cal.3d 720, 727 . . . . . . . . . . . . . . . 24 CONSTITUTION Article XIIIA . . . . . . . . . . . . . . . . . . . . . 21, 22 Article XIIIB . . . . . . . . . . . . . . . . . . 21, 22 Article XIIIB, Section 6. 1, 2, 3, 4, 6, 7, 10, 12, 17, 18, 20, 21, 22, 23, 24, 25 C t C c C t 1 TABLE OF AUTHORITIES 2I STATUTES 3 PAGES Statutes of 1967, Chapter 1657 5 Statutes of 1980, Chapter 1143 • • • 5 10, 12, 13, 14,15,16,17, 18,196 20, 23 6 Statutes of 1987, Chapter 1334 7 Statutes of 1991, Chapter 949 . , 8 Statutes of 1992, Chapter 719 ° 3, 18, 19 9 Statutes of 1993, Chapter 55 . , 15 10 Statutes of 1993, Chapter 59 . 11 Statutes of 1993, Chapter 695 • 11, 12, 15, 17 12 CALIFORNIA CODES 13 Civil Code, Section 3513 15 Government Code, Article 10.6 1, 2, 4, 5, 6, 7, 8, 9, 11, 16, 17 Government Code, Sections 17500, et sec. Government Code, Section 17561 18 Government Code, Section 1.7581 1, 9, 10, 11, 18 Government Code, Section 17581(a) . Government Code, Section 65302 21 Government Code, Section 65583 2, 5, 6, 7, 11, 26 Government Code, Section 6558!0 Government Code, Section 65585(a) . Government Code, Section 65588 24 6, 7, 11 Government Code, Section 65588(bi 25 . 12 Government Code, Section 65588(e. Government Code, Section 65588.1 27 11, 15, 17 Government Code, Section 65588.1(b) 28 . 11 - Lr- C t f c 3 C L 1 2 3 4 5' 6 MISCELLANEOUS 7 Assembly Floor Report dated September 10, 1993 . . . . . . . Legislative Analysis "Fiscal Effect" Statement on Proposition 172 in the California Voters Pamphlet . . . Legislative reports of the Assembly Committee on Local Government dated April 14, 1993 and April 21, 1993 . Report of the Assembly Committee on Ways and Means dated May 26, 1993 . TABLE OF AUTHORITIES CALIFORNIA CODES (CONTINUED) PAGES Government Code, Section 65588.1(c) . . . . . . . . . . . . . 12 Government Code, Sections 77000, et seq. . . . . . . . . . . 22 Health and Safety Code, Section 50459 . . . . . . . . . . 6, 8, 9 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 v -. 14 23 12 13 { 1 2 3 4 5 { 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 INTRODUCTION AND SUMMARY OF ARGUMENT This case presents an issue of importance to counties and other local government entities as to whether they can be legally compelled to carry out a State mandate during a fiscal year even if the State Legislature has eliminated all funding for reimbursement of the mandate and suspended the mandate under Government Code Section 17581. Santa Cruz County and Nevada County received approval to file an amicus brief, in which the counties of Alameda, Kern, Lake, Placer, Plumas, and San Diego, the City and County of San Francisco, and the County Supervisors Association of California ( "CSAC ") have joined. The provisions of Section 6 of Article XIIIB of the California Constitution adopted by the voters of the State of California on November 6, 1979, and the implementing statutory provisions contained in Sections 17500, et sea, of the California Government Code require that the State ;.reimburse local government for new State mandates or mandates of higher levels of service enacted on or after January 1, 1975. The statutory provisions of Government Code Section 17581 provide that a particular mandate is in fact suspended during a fiscal year when the Legislature does not appropriate funds for the mandate and the Legislature identifies such an unfunded mandate for suspension. The trial court below determined that, even though the Legislature in the 1992 -93 Budget Act had specifically suspended the housing element [regional housing needs] requirements added by Article 10. 6 of the Government Code ( commencing with Section 65580 ) as an unfunded mandate, the COUNTY OF MADERA was still required to implement those provisions on the basis of the following: an [! t C C A 1 1. Because the mandate to adopt a revised housing element 2 pursuant to the requirements of Article 10.6 came into existence 3 prior to the adoption of the 1992 -93 Budget Act which suspended the 4 mandate, the COUNTY OF MADERA was required to implement those 5 provisions during the 1992 -93 fiscal. year and thereafter; and 6 2. The mandate to revise the Housing Element of the COUNTY OF 7 MADERA remained in effect as to MADERA COUNTY since it had waived 8 claims for reimbursement of all State mandates as a condition of 9 receiving funds for the County Medical Services Program pursuant to 10 Chapter 949 of the 1991 Statutes. 11 This amicus brief addresses the following points in regard to 12 these holdings of the trial court: 13 1. The requirement for cities and counties to revise their 14 housing elements at five -year intervals and to comply with the 15 detailed housing element specifications of Government Code Section 16 65583 was first mandated by the adoption of Article 10.6 of the 17 Government Code by Chapter 114:3 of the 1980 Statutes. Accordingly, 18 these statutory mandates are subject to the provisions of Article 19 XIIIB, Section 6 and its implementing legislation which provide for 20 the suspension of unfunded state mandates. Since Chapter 1143 of 21 the 1980 Statutes was one of the statutes specifically unfunded and 22 suspended by the 1992 -93 State Budget Act, MADERA COUNTY had no 23 obligation to revise its existing Housing Element pursuant to 24 Government Code Section 65583 at the time Respondents filed their 25 action on January 5, 1993: and this statute has continued to be 26 unfunded and suspended during subsequent fiscal years, including 27 the current 1994 -95 fiscal year. 28 2. A mandate imposed on or after January 1, 1975W, is C { c C t 1 suspended "during any fiscal. year " whenever the State does not 2 provide funding for the mandate and the Legislature expressly 3 identifies it as being unfunded and suspended, regardless of 4 whether the mandate first applied to a county during a prior fiscal 5 year. The act of "suspending" a mandate assumes the pre- existence 6 of an otherwise enforceable mandate. There is no indication of any 7 legislative intent to suspend unfunded statutory mandates only in 8 selected counties depending on when the mandate first applied to a 9 particular county. 10 3. A waiver of reimbursement for expenditures on State 11 mandates is not an agreement vo reinstate the suspended status of 12 unfunded mandates. There is nothing in either the statutory 13 provisions of the Government Code, or in the terms of the waiver 14 itself, or in the provisions of Chapter 719 of the 1992 Statutes 15 (requiring waivers of claims for reimbursement as a condition of 16 receiving the County Medical Services Program funds) to indicate 17 that the participating countries were in any way agreeing to 18 reinstate the various State mandates which had been specifically 19 suspended by the Legislature. There is also no intent expressed in 20 the State Budget Acts or in the State mandate statutory provisions 21 indicating that suspended State statutes should be in effect in 22 certain counties depending on whether they participated in a 23 particular program, but not a.n effect in other counties in the 24 State which did not participate in those programs. 25 4. The broad interpretation by the trial court that the 26 waiver of reimbursement required for participation in the County 27 Medical Services Program had the effect of reinstating all unfunded 28 mandates would violate the provisions of Section 6 of Article XIIIB C 1 2 3 4 5i ( c 14 C 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 of the California Constitution. Any such interpretation of statutory provisions which would result in the statute being unconstitutional is to be avoided. A reinstatement of unfunded State mandates based on a general waiver of all claims for reimbursement for any and all State mandates as a condition to receiving funds for a limited program such as the County Medical Services Program would, if allowed, be a complete eradication of the constitutional protections from unfunded State mandates granted by Article XIIIB, Section 6. A wa;va- r - --- -* I.„ ..cr__-__ any law, particularly a constitutional provision enacted by the people such as Section 6 of Article XIIIB, which has a broad public Purpose and is not intended solely for the benefit of the party making a waiver. ARGUMENT I THE COUNTY OF MADERA WAS NOT UNDER ANY LEGAL MANDATE TO REVISE ITS HOUSING ELEMENT AT THE TIME THE RESPONDENTS FILED THEIR ACTION IN THE TRIAL COURT SINCE CHAPTER 1143 OF THE 1980 STATUTES IMPOSING THE REQUIREMENT FOR CITIES AND COUNTIES TO PERIODICALLY REVISE THEIR HOUSING ELEMENTS AND TO COMPLY WITH DETAILED HOUSING ELEMENT SPECIFICATIONS CREATED REIMBURSABLE MANDATES SUBJECT TO THE PROVISIONS OF ARTICLE XIIIB, SECTION 6, AND THE LEGISLATURE SPECIFICALLY IDENTIFIED THIS STATUTE AS AN UNFUNDED MANDATE WHICH WAS SUSPENDED FOR THE 1992 -93 FISCAL YEAR. A. Respondents Concede That Some of the Detailed Soec f atio s for Housing Elements Were Suspended as Unfunded Mandates, However, the Trial Court Did Not Recognize the Suspension of Any of the Housing Element Mandates Petitioners filed a Petition for Writ of Mandate in the trial court on January 5, 1993 seeking judicial relief based on the alleged legal duty of the COUNTY OF MADERA to revise its Housing Element in conformance with Article 10.6 of Title 7, Division 1, -4- C4 CI r 1 C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 II Chapter 3 of the Government Code (commencing with Section 65580). Article 10.6, as adopted by Chapter 1143 of the 1980 Statutes, required cities and counties to revise their housing elements at five -year intervals and mandated detailed specifications for the contents of housing elements in Government Code Section 65583. Respondents' Brief concedes that Chapter 1143 was determined by the Board of Control (predecessor agency to the Commission on State Mandates) on August 29, 1981 to contain requirements for a higher level of service by cities and counties which were reimbursable mandates under Section 17561 of the Government Code. (Mandated Costs Manual for Counties, Chapter 1143/80, page 1).1 Additionally, Respondents do not dispute that the 1992 -93 Budget Act specifically identified Article 10.6 as an unfunded statute whose mandates were suspended for the 1992 -93 fiscal year. However, Respondents assert that since only some of the housing element specifications of Government Code Section 65583 were subsequently found to be reimbursable by the Commission on State Mandates, Madera County was still subject to the other requirements in Article 10.6 to revise its Housing Element. Even if this position of Respondents were accepted for the sake of argument, the trial court decision should still be vacated, because the trial court did not recognize that aM of the specifications of Article 10.6 for housing elements had been suspended.Z 'Respondents' Brief, page 12, lines 3 -9. 2Since Madera County received certification of its Housing Element by the State Department of Housing and Community Development ( "HCD ") after entry of the trial court judgment and the adequacy of that revised Housing Element was not disputed by Respondents, it would be appropriate to dismiss this case as moot rather than remanding to the trial court for further proceedings c f C A C 1 2 3 4 51 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 ` 21 22 23 24 25 26 27 28 B. Although the Rea uirement to Adopt a Housing Element Predated the January 1--,--1975 One ative Date of Article XIIIB Section 6 of the California Constitution the Regui ement to Periodi ally Revise Ho 1 nt in Gover ent Code Section 65588 and the Detailed Specifications for Housing Elements in Government Code Section 65583 Were Not Mandated Until Adopted by Chapter 1143 of the 1980 Statutes. The requirement for cities and counties to adopt housing elements predated the January 1, 1975, operative date of Article XIIIB, Section 6 of the California Constitution. However, that requirement was only a general one. Government Code Section 65302, in effect as of January 1, 1975, (as amended by the 1967 Statutes, Chapter 1657) simply stated that a general plan was required to include: "(c) A housing element consisting of standards and plans for the improvement of housing and for provision of adequate sites for housing. This element of the plan shall endeavor to make adequate provision for the housing needs for all economic segments of the community.,, It was not until the adoption of Article 10.6 by Chapter 1143 of the 1980 Statutes that the housing element specifications of Government Code Section 65583 were mandated. The trial court utilized these specifications in judging the adequacy of the Housing Element of the COUNTY OF MADERA. ResnondAntc AA--* *u- Position of the State Department of Housing and Community Development ( "HCD "), and contend that most of the specifications in Section 65583 were previously contained in HCD's guidelines for adoption of housing elements; that these guidelines were binding on cities and counties pursuant to former Health and Safety Code Section 50459 (formerly Government Code Section 65302, as amended consistent with the suspended status of Article 10.6. ( A C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 in 1971) and therefore that most of the detailed specifications of (Section 65583 for housing elements predated the January 1, 1975 operative date of Article XIIIB, Section 6. Respondents assert that this interpretation of HCD should be given great weight as art agency responsible for developing and implementing California's housing policy "unless it is clearly erroneous or unauthorized ". However, as indicated above, the issue in this case is the proper interpretation of Article XIIIB, Section 6 of the Constitution and of the provisions of Government Code Sections 17500, et seq. regarding the suspension of unfunded mandates and the effect of the State Budget Acts. The Department of Housing and Community Development's interpretation of these State mandate provisions and of the Budget Acts is not entitled to judicial deference since HCD is not the agency with the i responsibility for interpreting or administering those provisions. Moreover, the position c-f HCD is clearly erroneous for the following reasons: (1) There were no State requirements to revise city and county housing elements at five -year intervals or at any other interval prior to the adoption of Article 10.6 in 1980. The mandatory provisions in Government Code Section 65588 for the revision of housing elements were new in their entirety. (2) The guidelines of HCD for the adoption of housing elements have always been advisory and not mandatory. The relationship of Article 10.6 to the prior HCD guidelines was specifically addressed in Bownds v. City of Glendale (1980) 10. 3Respondents' Brief, page 1.3, line 17 through page 14, line C C C J c C C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 113 Cal-App-3d 875, 885-886, as follows: "Health and Safety Code section 50459, which provides for the authority of the Department to promulgate guidelines concerning the housing element in local planning, does not, however, specifically declare such guidelines to be advisory only. The statute does, however, authorize that department to review local housing elements for conformity with Government Code section 65302 and report its findings. The clear implication is that the Department has no authority on its own to compel compliance according to its own notion of what constitutes compliance. The term 'guidelines' itself suggests an absence of compulsion. (Emphasis in. original). "Guidelines promulgated by the Department are not self - executing and do not have the binding effect of law. "Our conclusion is borne out by the fact that since the commencement of this action, the Legislature has enacted Assem. Bill No. 2853, which amends Government Code section 65302 and adds article 10.6 to chapter 3 of division 1 of title 7 of the Government Code. The effect of this legislation is to codify many of the provisions of the Department's former guidelines, and to require compliance by October 1, 1981. The new enactment specifically provides that any guidelines or findings adopted by the Department are advisory only, and that judicial review of a local plan be limited to a determination of whether there is 'reasonable compliance' with the statutes. This indicates to us a recognition by the Legislature that the Department's guidelines have always been advisory only, that any such drastic impairment of the legislative prerogative of local government should be undertaken only by specific legislative action and judicial review for compliance be limited in scope." Government Code Section 65585, as adopted by Chapter 1143 of the 1980 Statutes, expressly stated that the guidelines of HCD 1 2 C 3 4 C 5 6 7 8 9 10 11 t 12 13 14 � 15 16 17 18 19 20 21 22 23 24 25 26 27 28 adopted pursuant to Health and Safety Code Section 50459 were advisory, and the Legislature in subsequent amendments of Section 65585 has retained that advisory status of the guidelines. C. A City or County Has No Enforceable Duty to Revise Its Housing Element or to Comply with the Detailed Specifications for Housing Elements During Anv Fiscal Year in Which Those Mandates Have Been Suspended for Lack of Funding Regardless of Whether the Mandates Were in Force During the Prior Fiscal Year. Respondents make the novel argument that since the mandate of Article 10.6 to revise city and county housing elements predated the 1992 -93 Budget Act, this mandate continues in effect notwithstanding the suspension of that statute in the 1992 -93 budget. This is also the position of the State Department of Housing and Community Development. Such a position is inconsistent with the plain wording of the 1992 -93 Budget Act and of Government Code Section 17581. The 1992 -93 Budget Act listed the mandates of Chapter 1143 of the 1980 Statutes (regional housing needs) as among those mandates subject to the following provision: "Pursuant to Section 17581 of the Government Code, mandates listed in the appropriation schedule of this item with an appropriation of $0 and included in the language of this provision are specifically identified by the Legislature for suspension during the 1992 -93 fiscal year.i4 Government Code Section 17581(a) provides, in relevant part: "No local agency shall be required to implement or give effect to any statute or executive order, or portion thereof, during any fiscal year if all of the following apply: 4Provision 4. of Item 8885 - 101 -001 of the 1992 -93 Budget Act adopted as Chapter 587 of the 1992 Statutes. (See Exhibit 1, page 4, attached to this brief.) { 1 2 3 4 5 t 6 7 8 C 9 10 11 C 12 13 14 15 16 17 C 18 19 20 21 22 23 24 25 26 27 28 (1) The statute or executive order, or Portion thereof, has been determined by the Legislature, the commission, or any court to mandate a new program or higher level of service requiring reimbursement of local agencies pursuant to Section 6 of Article XIIIB of the California Constitution. (2) The statute or executive order, or portion thereof, has been specifically identified by the Legislature in the Budget Act for the fiscal year as being one for which reimbursement is not provided for that fiscal year. For purposes of this paragraph, a mandate shall be considered to have been specifically identified by the Legislature only if it has been included within the schedule of reimbursable mandates shown in the Budget Act and it is specifically identified in the language of a provision of the item providing the appropriation for mandate reimbursements." As discussed herein, both of the criteria set forth in Government Code Section 17581 for the suspension of a mandate have been met in this case. The housing element requirements of Chapter 1143 of the 1980 Statutes have been determined to be mandates subject to Article XIIIB, Section 6, and the State Legislature has identified Chapter 1143 of the 1980 Statutes in each of the State Budget Acts adopted beginning in 1992 -93 as one of the unfunded State mandates suspended during the respective fiscal years.5 By definition, all of the mandates which were suspended predate the adoption of the Budget Act for that year. "Suspension" assumes the pre- existence of ar otherwise enforceable mandate. For example, one of the other State mandates which was specifically suspended was the requirement of Chapter 1334 of the 1987 Statutes 5See Exhibit 1 attached to this brief. [1992 -93 State Budget, Chapter 587 of the 1992 Statutes (pages 443 -446); 1993 -94 Budget Act, Chapter 55 of the 1993 Statutes (pages 403 -406); and the 1994- 95 Budget Act, Chapter 139 of the 1994 Statutes (pages 1047 - 1051).] _1�_ C 1 ( 2 3 4 5 ( 6 7 8 9 10 11 C 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 for every law enforcement agency to provide each of its peace officers with a CPR pocket mask. Obviously this requirement was in effect prior to the 1992 -93 Budget Act. Under the Respondents' interpretation, any local law enforcement agency which had not provided CPR masks to all its peace officers employed as of June 30, 1992, would continue to be subject to the mandate during the 1992 -93 fiscal year even though no funds would be available to reimburse the agency for this mandated cost. However, any such interpretation is inconsistent with the provisions of Government ,Code Section 17581 that no local agency is required to "implement or give effect to any statute ,.�.during any fiscal year where the mandate has been suspended in the budget act for that fiscal year." D. The Amendment of Government Code Section 65588 and the Enactment of Government Code Section 65588 1 by Chapter 695 of the 1993 Statutes Did Not Reinstate the Unfunded and Suspended Mandates to Per odicallv Revise Housing Elements and to Com 1 with the Detailed Specifications for Housing Elements in Government Code Section 65583. Respondents contend that the provisions of Section 65588 as amended by Chapter 695 of the 1993 Statutes indicate that the mandate for completing the first and second revisions to city and county housing elements was riot affected by the suspension of Article 10.6 in the 1992 -93 Budget Act and subsequent Budget Acts. Chapter 695 of the 1993 Statutes extended the dates for the third and fourth revisions of city and county housing elements. Section 65588.1 does not address the first: and second revisions of housing elements. Respondents rely on subsection (b) of Section 65588.1 added to the Government Code by Chapter 695 which states that "the extension provided in this section shall not limit the existing C t t E 1 2 3 4 5 6 7 8 9 10 11 C 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 responsibility under subsection (b) of Section 65588 of any jurisdiction to adopt a housing element in conformance with this article ". (Emphasis added) However, this case does not involve the duty of a city or county to adopt a housing element, which duty pre- existed the adoption of Article XIIIB, Section 6; instead it involves the subsequent legislative mandate for five -year revisions of an already adopted housing element. Moreover, subsection (c) of Section 65588.1 expressly states the following: "It is the intent of the Legislature that nothing in this section shall be construed to reinstate any mandates pursuant to Chapter 1143 of the Statutes of 1980 suspended by the Budget Act of 1993 - -94," The only interpretation of the 1992 -93 Budget Act and the subsequent Budget Acts with regard to the suspension of Chapter 1143 which is consistent with Article XIIIB, Section 6 is that, commencing July 1, 1992 through the 1994 -95 fiscal year, cities and counties are not subject to she mandate to revise their housing elements every five years or to comply with the detailed statutory specifications for housing elements. The legislative history of Chapter 695 of the 1993 Statutes (AB 2172) is instructive. AB 2172, as originally introduced in the Legislature, would have extended for one year the time for local governments in several regions to revise their housing elements in the event that insufficient funds were appropriated for reimbursement of such costs during the 1993 -94 fiscal year.' The legislative reports of the Assembly Committee on Local Government dated April 14, 1993 and Apri. 21, 1993 state the following: 'Exhibit 2, pages 1 -2, attached to this brief. -12- 11 12 13 14 15 16 j 17 18 19 20 21 22 23 24 25 26 27 28 Existing Law "Under the Budget Act of 1992, it identifies numerous mandate items for suspension during the 1992 -93 fiscal year, including numerous provisions relating to general plan housing elements contained in AB 2853 (Roos) Chapter 1143, Statutes of 1980." Fiscal Effect "No known local fiscal effect if sufficient funds are included in the 1993 -94 budget for all jurisdictions (e.g. cities, counties, and councils of governments)." Comments "While this bill provides that these provisions cannot be construed to extend the deadline for other jurisdictions or exempt other jurisdictions from any requirement of law, it should be recognized that the suspended mandate in the Budget Act of 1992 su.Dended a number of housing element requirements." (Emphasis added) Outstanding Issues "This bill should be clarified to ensure that sufficient funds are contained in the budget for local governments to comply with the State - mandated requirements of Chapter 1143, not only the SCAG and ABAG State - mandated costs. For example, Chapter 1143 required every city and county to revise its housing element at least every five years. (Therefore, references to costs associated with 'regional housing needs' as identified in the budget should be stricken.) Local government compliance with the Chapter 1143 mandate, even with extended deadlines, should also be contingent on no further suspended mandates of Chapter 1143. Then, the report of the Assembly Committee on Ways and Means dated May 26, 1993 stated the effect of AB 2172 if adopted as amended April 28, 1993: "Summary 7Exhibit 3, pages 1 -3, attached to this brief. 13- 11 2! t 3 4 5 6 7 8 E 9 10 11 12 13 14 15 16 j 17 18 19 20 21 22 23 24 25 26 27 28 Existing Law "Under the Budget Act of 1992, it identifies numerous mandate items for suspension during the 1992 -93 fiscal year, including numerous provisions relating to general plan housing elements contained in AB 2853 (Roos) Chapter 1143, Statutes of 1980." Fiscal Effect "No known local fiscal effect if sufficient funds are included in the 1993 -94 budget for all jurisdictions (e.g. cities, counties, and councils of governments)." Comments "While this bill provides that these provisions cannot be construed to extend the deadline for other jurisdictions or exempt other jurisdictions from any requirement of law, it should be recognized that the suspended mandate in the Budget Act of 1992 su.Dended a number of housing element requirements." (Emphasis added) Outstanding Issues "This bill should be clarified to ensure that sufficient funds are contained in the budget for local governments to comply with the State - mandated requirements of Chapter 1143, not only the SCAG and ABAG State - mandated costs. For example, Chapter 1143 required every city and county to revise its housing element at least every five years. (Therefore, references to costs associated with 'regional housing needs' as identified in the budget should be stricken.) Local government compliance with the Chapter 1143 mandate, even with extended deadlines, should also be contingent on no further suspended mandates of Chapter 1143. Then, the report of the Assembly Committee on Ways and Means dated May 26, 1993 stated the effect of AB 2172 if adopted as amended April 28, 1993: "Summary 7Exhibit 3, pages 1 -3, attached to this brief. 13- C C C C C1 I 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 This bill: • Restores the regional housing needs mandate (Chapter 1143, Statutes of 1980) which was made optional in the 1992 -93 Budget Act; and • Revises the schedule for preparing housing elements in certain local jurisdictions Fiscal State costs of about $600,000 to fund restoration of the regional housing needs mandate. Comments: Pursuant to the regional housing needs mandate, the State reimburses local entities for the development of information that is used in the preparation and update of general plan housing elements.... 118 The April 28, 1993, version of AB 2172 would have amended the 1992 State Budget Act to delete Chapter 1143 of the 1980 Statutes as a suspended unfunded mandate for the 1992 -93 fiscal year.9 (This change in the suspended status of Chapter 1143 of the 1980 Statutes was eliminated from AB 2172 in all its subsequent amendments. ) 10 The Assembly Floor Report dated September 10, 1993 stated the following with regard to the various amendments of AB 2172: "As passed by the Assembly, this bill extended the housing element deadlines one year. The Senate amendments: (1) Extend the housing element deadlines two years rather than one year... OExhibit 3, page 4, attached to this brief. 9Exhibit 2, pages 6 -18, attached to this brief. loExhibit 2, pages 19 -39, attached to this brief. -14- C I C 1 2 3j 4 5 6 7 8 9 10 11 12 13 14 15 16 17 t 18 19 20 21 22 23 24 25 26 27 28 (2) Require local governments to continue implementing existing housing programs and the annual housing review. (3) Prohibit the extension from limiting the existing responsibility to adopt a housing element. (4) Prohibit numbers 2 and 3 above from being construed to reinstate any mandates pursuant to Chapter 1143 of the Statutes of 1980 suspended by the 1993- -94 Budget Act... Comments: (1) The Legislature suspended 44 mandates for 1992 -93 including AB 2853 (Roos), Chapter 1143, Statutes of 1980, relating to numerous general plan housing element requirements, including the requirement to revise the housing element at five -year intervals. SB 80 (Alquist), Chapter 55, Statutes of 1993, similarly suspended 44 mandates, including the AB 2853 requirements. In an attempt to avoid confusion (until the September 8 amendments), this bill extends the housing element deadlines two years. (2) When a mandate is suspended in the Budget Act, a chapter is shown so that one could identify the particular requirements that are suspended. Repealing a suspended mandate, therefore, repeals those provisions contained in a particular chapter. The September 8 amendments to this bill attempt to extend some responsibilities contained in AB 2853, and also prohibit this provision from being "construed to reinstate any mandates pursuant to Chapter 1143...•. Therefore, although these provisions add confusion their effects are to conti ue suspension of the AB 2853 mandate."" (Emphasis added) Accordingly, the addition, of subsection (e) to Section 65588 and the addition of Section 65588.1 by AB 2172 (Chapter 695 of the 1993 Statutes) did indeed add confusion to the status of the 11Exhibit 3, pages 13 -14, attached to this brief. -15- C 1 2 C 3 4 5 C C I 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 ` 21 22 23 24 25 26 27 28 housing element requirements of Article 10.6 of the Government Code, but it is apparent as indicated by the Assembly Floor Report that their effect is to 1. continue suspension of the AB 2853 mandate" including suspension of the requirement to revise housing elements at five -year intervals. 12 In Morehart v. County of Santa Barbara (1994) 7 Cal.4th 725, the California Supreme Court addressed an issue as to whether the Legislature's identification in State Budget Acts of the real property subdivision merger statute as a suspended mandate thereby nullified any preemptive effect of certain provisions of the statute on local merger ordinances. The Court held that only the mandatory provisions deleted by Chapter 59 of the 1993 Statutes had been suspended by the State Budget Acts; however, the other provisions of the merger statute remained in effect which prescribed the conditions under which a local agency could seek to merge parcels. The real property subdivision merger statute is, however, distinguishable from the housing element requirements adopted by Chapter 1143 of the 1980 Statutes for the following reasons: 1. The Legislature, by adopting Chapter 59 of the 1993 Statutes, identified and eliminated the unfunded State mandatory 12 Even if the provisions of Chapter 695 were interpreted to have reinstated the requirements for local agencies to adopt revisions to their housing elements, that action would not in any way assist the Respondents since Chapter 695 adopted October 4, 1993 did not go into effect until January 1, 1994. Accordingly, it was not in effect when the Respondents filed their action and was not in effect until after MADERA COUNTY received certification from the State Department of Housing and Community Development of the adequacy of its revised Housing Element which determination the Respondents accepted. Thus, any alleged application of Section 65588(e) to MADERA COUNTY is moot. -16- l C t C CI C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 provisions regarding parcei mergers and left the remaining provisions in effect; whereas, Government Code Section 65588.1 adopted by Chapter 695 of the 1.993 Statutes expressly stated the Legislature's intent not to reinstate any housing element mandates of Chapter 1143 of the 1980 Statutes suspended by its prior budgetary actions. 2. State statutory provisions, such as the merger statute, can preempt local legislative action without imposing a reimbursable State mandate. In other words, the State Legislature can, without imposing a reimbursable State mandate, prescribe the conditions by which parcels can be merged if a local agency seeks to merge parcels. See City of Merced v State of California (1984) 153 Cal.App.3d 777 (Statute prescribing compensation payable for business goodwill if local agency opts to use eminent domain does not constitute a mandate under Article XIIIB, Section 6). In contrast, the position of the Respondents is necessarily that cities and counties have a mandatory duty rather than an option to adopt revisions to their housing elements. The statutory provision requiring cities and counties to revise their housing elements every five years and to comply with the detailed specifications for the contents of housing elements in Article 10.6 are clearly State mandates, and the Legislature has suspended these statutory mandates. II ANY WAIVER OF REIMBURSEMENT BY THE COUNTY OF MADERA FOR STATE MANDATES AS A CONDITION TO RECEIVING COUNTY MEDICAL SERVICES PROGRAM FUNDING DID NOT RESULT IN A REINSTATEMENT OF THE SUSPENDED HOUSING ELEMENT REQUIREMENTS OF CHAPTER 1143 OF THE 1980 STATUTES OR OF ANY OF THE OTHER UNFUNDED, SUSPENDED MANDATES. - 17- { r 1 2 3 4 5 6 7 8 t 9 10 11 12 13 14 { 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Respondents have argued, and the trial court accepted the argument, that because the COUNTY OF MADERA was required as a condition of receipt of the County Medical Services Program funds to waive claims for reimbursement of all State mandates, that Chapter 1143 of the 1980 Statutes (and all the other unfunded, suspended mandates) were reinstated as to the COUNTY OF MADERA. There is nothing in either the provisions regarding State mandates in the Government Code, or in the terms of the waiver itself, or in the provisions of Chapter 719 of the 1992 Statutes (which required waivers of claims for reimbursement of State mandates as a condition of receiving the County Medical Services Program funding) to indicate that the participating counties were agreeing to reinstate various unfunded mandates. The trial court added a limitation on suspension to Government Code Section 17581 which is not contained in the statute, to the effect that a mandate is not suspended when a local government agency has waived its right to reimbursement for State mandates. However, Government Code Section 17581 clearly sets forth two and only two requirements for the suspension of a mandate; i.e., that the statute imposes a mandate subject to the requirements of Section 6 of Article XIIIB of the California Constitution, and that the statute has been specifica ""ly identified by the Legislature in the Budget Act as being one for which reimbursement is not provided. Both of these requirements are clearly met in regard to the housing element mandates of Chapter 1143. The provisions for waiving claims for reimbursement are independent of any provisions for reinstating or suspending State mandates. This is apparent. from the provisions of Chapter 949 of -is- f C { C CI t 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 the 1991 Statutes which required a waiver of claims for reimbursement for the 1991 -92 fiscal year when the various mandates, including the mandates of Chapter 1143 of the 1980 Statutes, were still in effect `'- It was not until the 1992 -93 Budget Act that the Legislature suspended a large number of State mandates for lack of funding, including Chapter 1143. Neither in the Budget. Acts nor in the Government Code sections dealing with State mandates is there is any proviso that a suspended mandate is reinstated in a county which has waived claims for reimbursement of mandates. There is also no intent in the State Budget Acts or in the statutory provisions indicating that suspended State statutes should be in effect in certain counties depending on whether they have participated in a particular program which required a waiver of reimbursement as a condition of State funding, but that they remain suspended in other counties in the State which have not participated in those programs. Such a patchwork with regard to the status of State mandates throughout the State would be inconsistent with the general objective that State laws be uniformly applied. Moreover, Chapter 719 of the 1992 Statutes provided that the waiver of reimbursement for mandates for counties participating in the County Medical Services Program was only to be for the duration of time until the total amount of waived claims reached $12.4 million statewide, at which time the right to reimbursement would be reinstated for all the mandates. It would be incongruous for mandates to be temporarily in effect in certain counties which waived reimbursement until such time as the 13 Exhibit 4 attached to this brief. -19 C C C t C C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 maximum amount of reimbursable claims were reached pursuant to Chapter 949 of the 1991 Statutes and at that point in time all the mandates thereupon immediately be suspended aqain in those �Icounties. Such a convoluted and nonsensical interpretation of Istatutes is to be avoided. Instead of the waiver of the right to reimbursement having the effect of reinstating a suspended mandate, the suspension of a State mandate has the effect of eliminating the right to reimbursement by making the mandate optional.la III THE BROAD INTERPRETATION BY THE TRIAL COURT THAT THE COUNTY WAIVER OF REIMBURSEMENT REQUIRED TO RECEIVE STATE FUNDING FOR THE COUNTY MEDICAL SERVICES PROGRAM HAD THE EFFECT OF REINSTATING ALL UNFUNDED, SUSPENDED MANDATES, INCLUDING THE HOUSING ELEMENTS MANDATES OF CHAPTER 1143 OF THE 1980 STATUTES, WOULD VIOLATE THE PROVISIONS OF SECTION 6 OF ARTICLE XIIIB OF THE CALIFORNIA CONSTITUTION. Pursuant to Chapter 949 of the 1991 Statutes, the State Controller identified a list of State mandates for which counties participating in the County Medical Services Program were required to waive rights to reimbursement. 15 A total of 32 counties were listed as having participated in the program, and 41 State mandates were listed as subject to these waiver provisions. If the trial court's decision were upheld that such a waiver reinstates all of the unfunded mandates, Article XIIIB, Section 6 would be completely eviscerated. 14 The claiming instructions of the State Controller for State mandates lists Chapter 1143/80 - "Regional Housing Needs Determinations" as a State - mandated program for which a claim could be filed for the 1991 -92 fiscal year, but not for the 1992 -93 fiscal year. (See Exhibit 6, page 2, attached to this brief.) 15Exhibit 6' attached to this brief. -20- C 5 C t C C C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 The goals of the Article XIIIB, as stated by the California Supreme Court in County of Los Angeles v State of California (1987) 43 Cal.3d 46, 61, are as follows: "The goals of Article XIIIB of which Section 6 is a part were to protect residents from excessive taxation and government spending (citation). Section 6 had the additional purpose of precluding a shift of financial responsibility for carrying out governmental functions from the State to local agencies which had their taxing powers restricted by the enactment of Article XIIIA in the preceding year and were ill equipped to take responsibility for any new programs." In Long Beach Unified School District v State of California (1990) 225 Cal.App.3d 155, 1.74 -175, the Court further stated that: "'The concern which prompted the inclusion of Section 6 in Article XIIIB was the perceived attempt by the State to enact legislation or adopt administrative orders creating programs to be administered by local agencies, thereby transferring to those agencies the fiscal responsibility for providing services which the State believes should be extended to the public' (citing County of Los Angeles v State of California). It is clear that the primary concern of the voters was the increased financial burdens being shifted to local government, not the form in which those burdens appeared.' In County of Fresno v State of California Cal.App.3d 482, 487, the Court stated the following: "Section 6 was included in Article XIIIB in recognition that Article XIIIA of the Constitution severely restricted taxing powers of local governments. (Citation). The provision was intended to preclude the State from shifting financial responsibility for carrying out governmental functions onto local entities that were ill equipped to handle the task. (Citation).. Specifically, it was designed to protect the tax revenues of local governments from State mandates that would require expenditures of such revenues." -21-- (1991) 53 I 1 C 2 3 4 ( 5 6 7 8 9 10 11 12 13 14 ( 15 16 17 18 19 20 c, 21 22 23 24 25 26 27 28 In Kinlaw v. State of California (1991) 54 Cal.3d 326, 328, Ilindividual medically indigent adults and taxpayers sought to I enforce Section 6 of Article XIIIB of the California Constitution through an action for declaratory and injunctive relief regarding Ithe costs of providing health care services to medically indigent I adults. The California Supreme Court dismissed the case on the basis of lack of standing. However, Justice Broussard in his dissent, in which Justice Mosk concurred, makes the following cogent observations: "For nine years the Legislature has defied the mandate of Article XIIIB of the California Constitution (hereafter Article XIIIB) ... one obvious reason is that in the never - ending attempts of State and local government to obtain a larger proportion and share of available tax revenues, the State has the power to coerce local governments into foregoing their rights to enforce Article XIIIB. An example is the Brown - Presleigh Trial Court Funding Act (Government Code Sections 77000, et sea.) which provides that the counties' acceptance of funds for court financing may, in the discretion of the Governor, be deemed a waiver of the counties' rights to proceed before the commission on all claims of reimbursement for State - mandated local programs which existed and were not filed prior to passage of the trial funding legislation. The ability of State government by financial threat or inducement to persuade counties to waive their right of action before the commission renders the counties' right of action inadequate to protect the public interest in the enforcement of Article XIIIB." (Supra at 344 -345), "The counties, however, labor under a disability not imposed on the State, for Article XIIIA of the Constitution severely restricts their ability to raise additional revenue. It is, therefore, particularly important to enforce the provisions of Article XIIIB which prevent the State from imposing additional obligations upon the counties without providing the means to comply with these obligations." (Supra at page 355). _22- 1 2 C 3 4 5 6 7 8 9 10 11 ( 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 The ability of local government such as counties to choose or not to choose to take State funds is indeed illusory in light of the actions of the State Legislature to remove substantial sources of funds previously available to counties. In 1992 -4A tIno Legislature redirected $1.3 billion in property tax revenues from cities, counties, special districts, and redevelopment agencies to schools; and for the 1993 -94 t:iscal year an additional $2.6 billion of property tax revenues was redirected from local governments and special districts to schools.. (See County of Los Angeles v Sasaki (1994) 23 Cal.App.4th 1442, 1452). In November of 1993, the voters adopted Proposition 172, imposing a one -half percent State sales tax for county and city public safety programs; however, as disclosed by the Legislative Analysis "Fiscal Effect" Statement on Proposition 172 in the California Voters Pamphlet, the sales tax revenues authorized by that proposition offset only "about 65% of the property tax loss to counties and cities resulting from the 1993 State Budget actions ".` These reductions in the funding of counties and cities make it even more imperative that the public interest embodied in Article XIIIB, Section 6 be enforced. The trial court's holding that unfunded, suspended mandates are reinstated by virtue of the County Medical Services Program waiver conflicts with the provisions of Article XIIIB, Section 6, and should be overturned. A BLANKET WAIVER OF THE SUSPENDED STATUS OF UNFUNDED STATE MANDATES SUBJECT TO ARTICLE XIIIB, SECTION 6 (INCLUDING THE HOUSING ELEMENT REQUIREMENTS OF CHAPTER 1143 OF THE 1980 STATUTES) WOULD VIOLATE PUBLIC POLICY. 16Exhibit 7 attached to this brief. c 3 C C C 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 j 28 It would seem to be beyond dispute that the initiative provision of Article XIIIB, Section 6 adopted by the people cannot be set aside by a waiver by a local government entity, particularly where the waiver is extracted as a condition to the local government's receipt of State funding which it needs for its operations. i As stated in Covino v. Governing Board (1977) 76 Cal.App.3d 1314, 322: ..while as a general rule anyone may waive the advantage of law intended solely for his benefit, a law established for a public reason cannot be waived or circumvented by a private act or agreement (citing Civ. Code, Section 3513, etc.)." In regard to whether a teacher could waive rights to probationary status in order to be employed as a temporary teacher, the Court stated that: "'Legislation ... which is calculated to confer direct or indirect benefits upon the people as a whole must be presumed to have been enacted for a public reason and as an expression of public policy in the field to which the legislation relates'," Id. at 322. Similarly, in Strong v. County of Santa Cruz (1975) 15 Cal.3d 720, 727, the California Supreme Court held that: "...a governmental body may not waive the requirements of an ordinance enacted for the public benefit." (Citing Civ. Code, Section 3513, etc.)." Civil Code Section 3513 states: "Any one may waive the advantage of a law intended solely for his benefit. But a law established for a public reason cannot be contravened by a private agreement." -24- C 1 2 i 3 4 5 { 6 7 8 C 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 The broad public policies underlying the adoption of Section 6 of Article XIIIB by the voters have been clearly delineated by I the California courts. (See discussion, infra). The Legislature has no ability to modify, or to compel a blanket waiver by cities and counties of, the initiative provisions of Section 6 of Article XIIIB of the Constitution since only the people can change or set aside those important public policy provisions of the Constitution. V THE TRIAL COURT ERRONEOUSLY DEFERRED TO THE OPINION OF THE DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT AS TO THE ADEQUACY OF THE HOUSING ELEMENT OF THE COUNTY OF MADERA. It is clear from the decision below that the trial court also erred by deferring to the opinion of the Department of Housing and Community Development as to the adequacy of the Housing Element of the COUNTY OF MADERA. This is evident from the order of the trial court that its injunction would remain in effect until Madera County's housing element was determined by HCD to substantially comply with State housing law ( rather than until the Court make that determination) (C.T. 1423) In addition, the trial court stated its decision was based on two negative findings of HCD, and the court adopted the determinations of HCD. (C.T. 1417) The trial court's deferral to the opinion of HCD is contrary to case law. In Buena Vista Gardens Apartments Association v City of San Dieao Planning Department (1985) 175 Cal.App.3d 289, 386, the Court stated the following: "The Department's review of City's housing element differs from our judicial review. The Department reviews not only to ensure the requirements of 65583 are met, but also to make suggestions for improvements. In that -25- r 1 2 f 3 4 5 C 6 7 8 f 9 10 11' 12 13 14 � 15 16 17 18 19 20 t_ 21 22 23 24 25 26 27 28 context, the lack of quantification makes Department's job more difficult. However, a court looks only to ensure the requirements of 65583 are met and not whether, in the court's judgment, the programs adopted are adequate to meet their objectives or are the programs which the court thinks ought to be there. While this court may be of the opinion cities should adopt Department's recommendations, the Legislature has stated its recommendations are advisory (Sec. 65585, subdivision (a))." (Emphasis in original). Accordingly, the Court found, with one exception, that the City's Housing Element was in substantial compliance with Section 65583, notwithstanding the negative findings of the Department of Housing and Community Development. In the recent case of Hernandez v. City -of Encinitas (1994) 28 Ca1.App.4th 1048, 1056 -1057, the Court similarly upheld a housing element of a city, notwithstanding the determination of the Department of Housing and Community Development that the housing element was still not in compliance with State housing law after the City had made several revisions in response to the comments of HCD. Therefore, the trial court's deferral to HCD's advisory opinions regarding the adequacy of the revised housing element of Madera County also constitutes reversible error. VI CONCLUSION For all the foregoing reasons, it is respectfully submitted that the judgment of the trial court should be reversed. -26- C C C c C r 1 Dated: M{a 1994 Respectfully submitted, 2' DWIGHT L. HERR, COUNTY COUNSEL 3 COUNTY OF SANTA CRUZ 4 JK, A 5 JAMES A. CURTIS, COUNTY COUNSEL 6 COUNTY OF NEVADA 7 ATTORNEYS FOR AMICI CURIAE harrambr.2hp 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 _27_ IN THE COURT OF M3PEAL OF THE STATE OF CIALIFORNIA FIFTH APPELLATE DISTRICT Madera County Superior Court Number 49063 TANYA HARRIS, et al., Plaintiffs/Respondents V All . COUNTY OF MADERA, et al., Defendants; Appellants. RESPONDENTS' BRIEF Appeal from the Superior Court of Madera County Honorable Mark. Thomas, Judge Assigned BALDWIN S. MOY AMY R. LEVINE CALIFORNIA RURAL LEGAL ASSISTANCE 512 East Yosemite Avenue, P. O. Box 1207 Madera, California 93639 -1207 (209) 674-5671 NUCHAEL RAWSON SUSAN SAYLOR HOUSING ELENIENT ENFORCEMENT PROJECT OF THE LEGAL AID SOCIETY OF ALANIEDA COUNTY 510 Sixteenth Street, Suite 400 Oakland, California 93638 (209)674---;671 Attorn( ° +s for Pkii tit iffs /Respondents f 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 7A5! E C F' C( VTENTS TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . iv INTRODUCTION . . . . . . 2 ISSUES ON APPEAL . . . . . . . . . . , . 3 STATEMENT OF CASE . . . . . , , , , , , , , , , , , , 4 PROCEDURAL HISTORY . . . , . . . . . . . . . . . . . . . 5 ARGUMENT . . . . . . . . . .. . . . . . . . . . . . . . . . . 6 I. CALIFORNIA'S HOUSING ELEMENT OBLIGATION . . . . . 7 II. SCOPE OF APPELLATE REVIEW . . . . . . . . . . . . . . . 10 III• THE BUDGET ACT OF 1992 DID NOT SUSPEND MADERA COUNTY'S OBLIGATION TO ADOPT A LEGALLY ADEQUATE HOUSING ELEMENT BY JULY 1, 1992. . . . , . , , . , . , . . , , , . A. The Budget Act of 1992 Did Not Affect Madera County's Housing Element Obligations, Which Pre -dated Fiscal Year 1992 -93 . . . . . . , . . . . . . , , . B. Even If The Court Finds That The Lack Of Funding For Fiscal Year 1992 -93 Has Some Impact On The Pre - Existing Housing Element Obligation, The Lack Of Funding Only Suspends Certain Reimbursable Activities . . . . . . . . . . C. Madera County Was Not Entitled To Reimbursement From The Commission On State Mandates In Any Event . . . . . . . . . . IV. THERE WERE NO TRIABLE ISSUES OF MATERIAL FACTS PRESENTED. . . . . , .. . , . . . . . . . . . . . . . A. The Issues Framed By The Pleadings Were Narrow. . . . . . . . . . . . . . . . . . . . . . . B. The Court Did Not Need To Look Beyond The Housing Element And HCD's Findings To Determine Whether The Housing Element Was Legally Adequate. . . . . . . . . . . . C. A Material Fact Must Relate To A Claim Or Defense In the Pleadings And Is Essential To the Judgment. . . . . . . . . . D. The County's Proffered "Disputed" Material Facts Were Questions of Law or Were Immater,al , , , , , , , , , , , 11 12 15 I 16 17 18 18 19 20 j 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 ' 22 23 24 25 26 27 28 V. THERE BEING NO TRIABLE ISSUES OF FACT, SUMMARY JUDGMENT WAS APPROPRIATE BECAUSE RESPONDENTS WERE ENTITLED TO JUDGMENT AS A MATTER OF LAW. . . 1. . . . . . . . . . . . . . . . A. Government Code § 65580 Et Seq. Should Be Liberally Construed To Achieve Its Low Income Housing Purpose. . . . . . . B. The County Had A Clear Duty To Adopt A Housing Element That Substantially Complies With State Housing Laws . . . . . . . . . . . . . . . . . C. HCD Twice Found that the County's Housing Element Does Not Substantially Comply with State Law. . . . . . . . . . . . . . . D. HCD's Administrative Findings Of Noncompliance Are Entitled To Great Weight. . . . . E. The County's Housing Element Did Not Substantially Comply With Gov. Code § 65580 Et. Seq. As A Matter Of Law. . . . . . . . 1. The Housing Element Failed to Adequately Identify Suitable Sites and to Set Forth a Sufficient Program of Actions for Housing Development. . . i) Insufficient Number of Suitable Sites Were Identified. . . . . . . . . . . ii) Housing Element on Its Face Showed that There Were Insufficient Suitable Sites . . . . . . . . . . . . . . . iii.Proposed Program of Actions to Identify Suitable Sites Was Inadequate. . . 2. The Needs Assessment for Assisted Housing at Risk of Conversion Was Legally Inadequate, and No Program of Action Was Proposed . . . . . . . . . . . . . 3. The Housing Element Violates § 65583(c) in That the Housing Element Fails to Set Forth a Sufficient Equal Housing Opportunities Program. . . . . . VI. PETITIONERS WERE ENTITLED 'PO INJUNCTIVE RELIEF ONCE THE COURT DETERMINED THAT THE HOUSING ELEMENT WAS LEGALLY INADEQUATE . . . . . . . . A. Injunctive Relief Must be Ordered Once a Housing Element is Found Inadequate . . . . 22 22 22 23 24 26 26 27 28 30 31 gp4, 34 34 B. Injunctive Relief Was Necessary and Appropriate in This Case . . . . . . . . . . . . 35 2 CONCLUSION . . . . . . . . . . . . . . . . . . . . . . 37 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 6 I G 27 � G 1 1 TABLE OF AUTHORITIES 2 Case Anderson v. San Francisco Rent Stabilization 4 _ and Arbitration Board (1987) 192 Cal.App.3d 133(,, 1343, 237 Cal.Rptr. 894, 898.... 23 5 Banning Teachers Assoc., CTArN.EA_v.Public Employment Relation Bd 6 (1988) 46 Cal.3d 1262, 12F-9... ............................ 24 7 Bownds v. City of Glendale (1980) 113 Cal.App.3d 875 890 . ............................. 7 8 Bruce v.. Gregory 9 (1967) 65 Cal.2d 666, 670, 56 Cal.Rptr. 265, 268............ 34 10 13uena Vista Gardens Apartments Assn. v. City of San Diego Planning Dept 11 (1985) 175 Cal.App.3d 289: 295, 220 Cal.Rptr. 732, 734.... 8,17 12 Burton v. Security Pacific National Bank (1988) 197 Cal.App.3d 972 976, 243 Cal.Rptr. 277, 279...... 19 13 Camp v. Mendocino County Boatd of Supervisors 14 (1981) 123 Cal.app.3d 334 357, 362, 176 Cal.Rptr. 620, 635, 638... .. .. . .................... 17,18,21 15 Chevron U.S.A. v. Superior Court 16 (1992) 4 Cal.App. 45h 544 547, 5 Cal.Rptr.2d 674, 677...... 17 17 Committee For Responsible Planning v. City of Indian Wells (1989) 209 Cal.App.3d 1001, 101"3. ........................ 7,32 18 Concerned Citizens of Calaveras County v. Board of 19 Supervisors (1985) 166 Cal.App.3d 90, 96, 212 Cal.Rptr. 273, 277........ 18 20 deBottari v. City Council 21 (1985) 17 Cal.App.3d 1204, 1213, 217 Cal.Rptr. 790,795....... 7 22 City of Carmel by the Sea v. Board of Supervisors (1982 -) 137 Cal.App.3d 964 187 Cal.Rptr. 379 ................ 33 23 DiGiorgio Fruit Corp. v. Dept, .. of Employment 24 (1961) 56 Cal.2d 54, 61 -6�, 13 Cal.Rptr. 663, 362 P. 2d 487 ............... .. . ....................... 13,23 25 DeYoung v. City of San Diego 26 (1983) 147 Cal.App.3d 17., 18 194 Cal.Rptr. 722, 726..... 23,33 27 Fitch v. Pacific Fidelity Lile ins. Co. (1975) 54 Cal.App.3d 140, 14t`3 Cal.Rptr. 445, 454........ 21 28 Garat v. City of Riverside (1991) 2 Cal.App. 259, :! Rptr.2d 504,524......... .. %,9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 I Gay Law Students Assn. v. Pacific Tel. & Tel. Co. (1979) 24 Cal.3d 458, 491, 156 Cal.Rptr. 14, 34 ............. 23 Guardians of Turlock's Integrity v Turlock City Council (1983) 149 Cal.App.3d 584, 593 197 Cal.Rptr. 303, 308....... 34 Horn v. Swoap (1974) 41 Cal.App.3d 375, 382, 116 Cal.Rptr. 113, 117....... 24 Joseph E. DiLoreto Inc v O'Neill (1991) 1 Cal.App.4th 1.49, 156, 1 Cal.Rptr.2d 636, 640....... 19 Kaslabaae v. West kern County Water District (1978) 84 Cal.App.3d 529, 538, 148 Cal.Rptr. 729, 734.....,. 21 Kinas County Farm Bureau v City of Hanford (1990) 221 Cal.App.3d 692 270 Cal.Rptr. 650, 676........ 17,33 Lesher Communications Inc v City of Walnut Creek (1990) 52 Cal.3d 531, 542, 277 Cal.Rptr. 1,6 ................. 7 Lute v. Governing Board (1988) 202 Cal.App.3d 1171, 1.183 „ 249 Cal.Rptr. 161, 164... 23 Mission Community Hospital v Kizer (1993) 13 Cal.App.4th 1682, 1691, 17 Cal.Rptr.2d 303,309.... 24 Morales v. Fansher (1989) 209 Cal.App.3d 1589, 1584, 258 Cal.Rptr. 96, 97...... 9 Nakashima (1991) 231 Cal.App.3d 367; 382, -'al.Rptr. 508, 516.......... 19 Napa Valley Educator's Assn_ v. Napa Valley Unified School Dist. (1987) 194 Cal.App.3d 243: 2`52, 239 Cal.Rptr. 395, 400...... 24 O'Loane v. O'Rourke (1965) 231 Ca1.App.2d 774, 782 -783, 42 Cal Rptr. 283,288.. 6,33 Petus v. Standard Cabinet Works 1987) 249 Cal.App.2d 64, 66, 57 Cal.Rptr. 207, 210.......... 18 Save E1 Toro Assoc. v. Days (1977) 74 Cal.App.3d 64, 67, 141 Cal.Rptr.Rptr. 282, 284.... 34 Sierra Club v. Board of Supervisors (1981) 126 Cal.App.3d 698 704, 1179 Cal.Rptr. 261, 264...... 33 Steelgard, Inc. V. Jannsen (1985) 171 Cal.App.3d '79, 88, 21' Cal.Rptr. 152, 159........ 24 Twain Harte Homeowners Assn. ._v._ County of Tuolumne (1982) 138 Cal.App.3d 564 "`4, 88 Cal.Rptr. 233, 237...... .. I 1 Westinghouse Electric Corp _ v._ Pac�_f is Gas b_ Electric Co. 2 (1964) 326 F.2d 575, 579 . ......... ........ 21 ...... 3 Wilkinson v. Workers' Comp Appeals Bd. (1977) 19 Cal. 3d 491, 501„ 138 Cal.Rptr. 696, 564.......... 13 4 Williams v. Mariposa county School District 5 _United (1978) 82 Cal.App.3d 843, 147 Cal.Rptr. 452, 457............ 21 6 Constitution 7 California Constitution, art 13B, § 6 ......................... - 8 Statutes 9 Article 10.6, Title 7, Division 1 ...................... Chapter 3 (Gov. Code §§ 65580 - 65589.5) .11 10 Government Code 11 § 17500 ..................... § 17561 .................... ..................... . . . . ......... 10 12 § 17581 ..................... ......,.. ......... 11 § 65000 ...................., ... ......................... ......... 15 13 § 65030.1 ................... ...,.......... ............. 7 § 65300 ................... ... ............................... 7 14 § 65580.. .................... •7, .19,. 6 ..... ............ 21,,. 24, 25 § 65580(a) .................. 15 § 65580(b) .................. ......... 21 655 . ............................21 16 § 65581(a) .................. ...,....... ....6.,21 § 65581(b) ............... ................. ....0. 17 § .. 65583....... ... ............... 21 .............. . .....................8,.22, 25 § 65583(a). ................ 18 § 65583(a)(1)............ ..................... ....... 24, 25 § 65583(a)(8)............ ........................... 25 19 § 65583(b) ................ .... ............................ ... ......... 3, § 65583(c) .................. . ............ ............. 25 20 § 65583(c) (1) ............ ... ........................ 25, 31 § .. 65583(c) (5) ............ ........................... 25 i 21 § .. 65754... .................. .......... .............33 31 § 65755. ............... ..... ............................ 22 § 65583(c)(5) . . . . �:.:..' . ............ ......31 . . . . . . § 65583 (c) (6) . . 23 § . . . . . 65583 (a) (8) . . . . . . . . . 31 . . . . . . . . . . . . . . . . . 30 § 65583(a) (1) . . 24 § . . 65583 (c) (1) . . . . • . • . . 25 . . . . . . . . . . . , . . . . 2525 29 § 65583(b) . . . 25 § . . . . . 65585....... i § ............. 65585(a)...... .......................28 26 § . 65585(b)..... ............. ............. § 65585(f)'2)............ .......0..... ............ 12 27 ...................... 9 28 1 2 3 4 5 6 7 _ 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 § 65587 § 65588 .............. ........... 11 § § 65588(b) ............. .. 65588(b)(2)............... ... ..................... ............................. 1, 11 '`3 3 §65588.1 ................ .... .... ........ ........13,14 8 § 65588(b) . . . . . . . . . . . . . . . . . . 11 § 65755 . . . . . . . . . . . . . 8, 32 § 65580 . . . . . , , , , . 7, 19, 21, 24, 25 § 65300 . . . . . . . . . . . . . 6 § 65581(a) . . . . . . . . . . . . . . . . . . . 6 § 65588 . . . . . . . . . . . . . . . . . 13 § 65584 . . . . . . . . . . . . .1, 3 § 65583 . . . . . . . . . . . . . . . . . . 22 § 65583 (c) (5) . . . . . . . . . . . . . . . . . . . 31 § 65583 (c) (6) . . . . . . . . . . . . . . . . . 31 § 65583 (a) (8) . . . . . . . . . . . . . . . . . . . . 30 § 65583 (a) (1) . . . . . . . . . . . . . . . . . . . . . 25 § 65583 (c) (1) . . . . . . . 11 . . . . . . . . . . . . 25, 29 § 65583(b) . . . . . . . . . . . . . . . . . . . . . . . . 25 § 65583(a) . . . . . . . . . . . . . . . . . . . . . . 25 § 65583(a) . . . . . . . . . . . . . . . . . . . . . . . . 25 § 65585(a) . . . . . . . . . . . . . . . . . . • 24 § 65583 . . . . . . . . . . . . . . . . . . 21, 22, 25 $ 65581(b) . . . . . . . . . . . . . . . . . . . . . . . 21 § 65581(a) . . . . . . . . . . . . . . . . . . . . . 21 § 65580(b) . . . . . . . . . . . . . . . . . . . . . . . . 21 § 65580(a) . . . . . . . . . . . . . . . . . . . . . 21 § 65588.1. . . . . . . . . . . . . . . . . . . . . . 13, 14 § 65588(e) . . . . . . . . . . . . . . . . . . . . . . . . 13 § 6558 . . . . . . . . . . . . . . . . . . . . . . 13 § 65585(b) . . . . . . . . . . . . . . . . . . . . . 12 § 65588(b) . . . . . . . . . . . . . . . . . 11 § 65587 . . . . . . . . . . . . .8, 11 § 65755 . . . . . . . . . . . . . . . . . . . . . . 32 § 65754 . . . . . . . . . . . . . . . . . . . . . 8, 32, 33 § 65585 . . . . . . . . . . . . . . . . 8 § 65588 (b) (2) . . . . . . . . . . . . . . . . . . . 8 § 65583. . . . . . . . . 7, 8 § 65580 . . . . . . . . . . . . . . . . . . . 7, 19, 21, 24, 25 § 65300 . . . . . . . . . . . . . . . § 65581(a) . . . . . . . . . . . . . . . . . . . . . . • 6 § 65588 .. . . . . . . . . . . . . . . , . . . . . . 3, 13 § 65584 . . . . . . . . . . . . . . . . . . . . • 3 § 65583 . . . . . . . . . . . . . . . . . . . . . . 1, 22 Health & Safety Codes § 33324 34 § 50152 24 § 50407 13 § 50459 13 1 Stats. 1967, c 1658, P. 403` �j _5 ............................. •..•••.•• 2 Stats. 1972, c 1406 (SB 90). Stats. 1980, c 1143...... ................................. 10 3 Stats. 1984, c 1009, § ... 44.. .. . . ......... 10 Stats. 1984, c 1039 § 12.. ..... ..... . . ... .... 22 .� 4 Stats. 1992, c 1 587....... ..... .. .... ................. .. ....................... passim 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 i I INTRODUCTION 2 Respondent farmworkers. -and other low income persons 3 (petitioners below) filed this writ of mandamus action in response 4 to appellants' (respondents below, "the County" hereafter) continued 5 failure to adopt a legally sufficient housing element for its 6 general plan -- a housing element that "makes adequate provision for A 7 the existing and projected needs of all economic segments of the 8 community." Gov. C. §65583 (emphasis added) . The County takes this 9 appeal from an order and judgment for respondents granted after 10 cross - motions for summary judgment. The order and judgment 11 compelled the County to adoot an adequate housing element and 12 enjoined the issuance of buiding permits and granting of zoning 13 changes, variances and subdivision maps for two local sites until 14 the element was brought into compliance with the law. In 15 conformance with the trial :ourtls ruling, the County finally 16 adopted a legally adequate housing element -- almost 15 months after 17 the July 1, 1992 statutory deadline, See infra. 18 The County contends that. the state Budget Act of 19921' 19 suspended its duty to adopt. j housing element and that the trial 20 court ignored triable issues of material fact. It errs on both 21 counts. Madera County's obligation to adopt a housing element pre - 22 dated the Budget Act, and in any event, the County expressly waived 23 state reimbursement for its wor-k on the housing element. Moreover, 24 the failed to present the triiii court with any issues of material 25 fact. 26 27 23--- 1. Chapter 5` 5tats 29 ')2. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 ISSUES _ON APPEAL By this appeal the t'- runt,. presents three questions for consideration by the Court: 1. Whether the Budget Act f 1992 suspended the County's mandatory duty to adopt. a housing element in substantial compliance with state lad by July 1, 1992. 2. Whether the trial court erred in finding the case presented no disputed triable issues of material fact such that respondents were enti_tlel to judgment as a matter of law. 3. Whether the trial court gave improper deference to the findings of the state administrative agency charged with determining if a local h,)using element substantially complies with state law. Question three, the issue of deference to administrative agency findings, actually arises in the context of the analysis of both questions one and two. Consequently, respondents address this issue in the framework of their d sc-ussi.or the first two questions.2/ 21 2. As a general rule, an appeal presenting only academic or abstract - questions is subject to dismissal as moot. Paul v. Milk 22 Depots, Inc. (1964) 62 Cal.2d 129, 132, 41 Cal.Rptr. 468, 470. Here, all questions presented by the County's appeal are academic 23 because the County complied with the trial court's order and the injunction terminated. However, the Court of Appeals retains 24 discretion to resolve matters of continuing public interest if the issue is likely to recur. Liberty Mut. Ins. Co. v. Fales (1973) 8 25 Cal.3d 712, 715 -716, 106 Cal.Rptr. 21, 23. See also Downtown Palo Alto Com. for Fair Assessment v. City Council (1986) 180 Cal.App.3d 26 384, 391, 225 Cal.Rptr. 559, 5)61. In this regard, the issue of the effect of the state Budget. Act oP .4 +92 could arise again in any L7 litigation attacJzing the tailu:r.e of 3 local government to adopt an adequate housing element 1 r .c:�, to t.,:e :-uly 1, 1992 deadline. The 28 Court, therefore, may elect t r'et,i.�ti the appeal to resolve solely the Budge` F..ct issue. i 1 STATEMENT OF CASE 2 Pursuant to Government. 'ode C. 65584', the state determined 3 Madera County's regional itare c,t the state's new housing 4 construction needs for the per Lod of January 1, 1991 to July 1, 1997 5 to be: 5,203 new housing unit, rncLuding 2,295 affordable to low 6 and very low income households and 1009 affordable to moderate 4 7 income households. (CT 740) Pursuant. to § 65583(c), the County's 8 housing element must identify adequate sites to accommodate these 9 regional needs. And pursuant ':o § 65588, the County was required to 10 adopt a housing element addressing these needs by no later than July 11 1, 1992. 12 County failed to adopt an updated and legally sufficient 13 Meusing element on or before July 1, 1992. draft elemen the 14 County submitted to the cal ifornia Department of Housing and 15 Community Development (hereafter "HCD") on or abou"ay 15, 1992 was 16 found out of substantial compliance by the department. (Clerk's 17 T ranscri p t [" CT "] 754 -55 Or Se pt.. em_be_r `8 _, 19 R92, the County adopted 18 only a slightly revised version of the May 15 draft housing element, 19 and,,,�d it to HCD for review on November 11 199 Also in 20 the Fall of 1992, the County ntt�red nto a contract with the State 21 Department of Health Ser %,ices ;DHS) whereby the County received 22 funding for medical services r) exchange for agreeing to waive any 23 claims for reimbursement of state mandated local programs. (CT 24 1084 -85) 25 26 28 3. All statutes cited -iro t. _,r. the Government Code unless otherwise indicated. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 PROCEDURAL HISTORY Respondents filed their petition for writ of mandate challenging the adopted housing element on January 5, 1993, obtaining an alternative writ- compelling the County to adopt a revised housing element in substantial compliance with state law or to show cause why writ shoulc:J not issue. The County demurred and the hearings on both motion were set for February 10, 1993. In the interim, on..February 2, 1993, HCD once again found the element out of substantial compliance with state law. At the February 10 hearing the trial court overruled the County's demurrer and invited the parties to file cross- motions for summary judgment. The hearings on the cross - motions were set for April 28, 1993. Subsequently, the County fi!'ed an answer to respondents initial petition. At the hearing on April ,8 the trial court denied the County's motion for summary judgment ind granted respondents' summary judgment. The court issued = writ of mandate ordering the County bring its housing element into substantial compliance with state law and enjoining the County from approving new development in specified areas until it adopted an adequate housing element. The court also directed respondents to prepare a statement of decision and judgment, and it reserved urisdiction to review the County's compliance with the order. On May 28, 1993, in response to some draft revisions, HCD found, for the third time, that the County's housing element remained legally inadequate. 'her after on June 25, respondents filed a motion for modif cat cn of the trial court's order, which was heard on July 16, 139 At the hearing the court granted 11 1 respondents' motion and issuect ark order that, inter alia, enjoined 2 the County from issuing build ng permits for residential 3 development, granting zoning change3, or granting subdivision map 4 approvals anywhere in the (:.()unty irp.tl the housing element was 5 brought into substantial corrplLance with the law. (Exhibit "A" 6 attached hereto.) The court r ;tayed the order until September 23, 7 1993 and set a hearing for that (late upon the representation by the 8 County that it was preparing significant revisions to the element 9 that were acceptable to HCD. )n August 16, 1993, the court executed 10 the judgment prepared by respondent& -. 11 In late August 1993, the County submitted yet another proposed 12 amendment to its housing elements to HCD for review. Prior to the 13 September 23 hearing, HCD informed the County that its proposed 14 amendment would finally briny the housing element into compliance 15 with state law. In November 5 -9?, the County adopted the state - 16 approved housing element. 17 18 ARGUMENT 19 This case must be viewed in the context of the paramount 20 importance of the housing element obligation in addressing 21 California's critical shortage of affordable housing. Housing 22 affordable to the state's low and very low income families will not 23 and cannot be built if local governments fail to affirmative plan 24 for affordable housing. In adopting the housing element obligation, 25 the Legislature declared: 26 Local and state governments have a responsibility to use the powers vested within then to Lacilitate the improvement and 27 development of housing to make adequate provision for the housing needs of all F = <; i � e rments of the comrunity. 28 565580(d). And t stated i,�: 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 To assure that counties and cities recognize their responsibilities in Conti- ibiat:n� to the attainment of the state housing goal. §65581(a) In the instant case, the County of Madera failed to adopt a housing element in compliance with state law until 15 months after the statutorily mandated July 1, 1992 deadline and only after phis action was filed. It mistakenly invokes the protection of the Budget Act of 1992, curiously contending that the Budget Act's failure to appropriate funds for reimbursement for the preparation of housing elements for the 1992-1993. fiscal year somehow removed its obligation to prepare ai• element prior to July 1992. The County's error appears all the mere contrived and disingenuous when its express waiver of any entitlement to receive reimbursement for housing element preparation s taken into account. Finally, it attempts to bootstrap illusor,; issues of material fact from proposed revisions to the housing eleme J that were not a part of the adopted element that respondents chat enged Respondents first exarrine 3alifornia's housing element obligation and the scope of appellate review of the granting of summary judgment. They then pro ✓ide a comprehensive consideration of the Budget Act and triable issues of fact questions. I. CALIFORNIA'S HOUSING ELEMENT OBLIGATION Each city and county in C:..>i 1 i forn is must "adopt a comprehensive, long -term general plan" fo- i s physical development. § 65300. As the Court explained in O'. Loa, e_v_, :;'Rourke (1965) 231 Cal. App. 2d 774, 782 -783, 42 Cal.Rptr. 1 the plan is, in short, Corr ;titution for all future development .Y its, i -h., Any s_:,- division or other 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 development would nece!:7saril} bP considered in its relation to the genera"an It is the basic land use chat -er go%.­�ruing future land use. Lesher Communications, Inc. v. City__of_Wa.ln,ut Creek (1990) 52 Cal.3d 531, 542, 277 Cal.Rptr. 1,6. As `,:IEr Legislature has declared: (d)ecisions involving the future growth of the state, most of which are made and will continue to be made at the local level, should be guided by an effective planning process, including the local general plan, and should proceed within the framework of officially approved statewide goals and policies directed to land use, population growth and distribution, development, open space, resource preservation and utilization, air and water quality, and other related physical, social and economic factors." § 65030.1 As the constitution for future development, the general plan provides standard against which all local land use and development decisions must be measured fo- consistency. The "combined effect" of the State Planning and Zoni.nq Law (Gov. C. §§ 65000 et seq.) is to: require that cities and counties adopt a general plan for the future development, configuration and character of the city or county and require that future land use decisions be made in harmony with the general plan. Bownds v. City of Glendale (1,.30) 11 Cal.App.3d 875, 880. Indeed, "the requirement of consistent :y is the linchpin of California's land use and development laws; it is the principle which infused the concept of planned growth +,iit.h tte farce of law." deBottari v. City Council (1985) 17 Cal.App.3d ;_2104, 1213, 217 Cal.Rptr. 790, 795. Of the seven elements a genera; plan must include, the housing element is of "preeminent im�orl.an(re of Committee For Responsible Planning v._City of Indian Wei;_s 1 =89) 209 Cal.App.3d 1005, 1013. The housing element must m,A. ,-.d,_­-Late provision for the housing needs of all economic segmEr the community. 55 65580 and 5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 28 65583. In enacting the hou>inci element requirement, the legislature declared that the availabil�f cf t;)using is of "vital statewide importance" and that: the early attainment of decent housing and a suitable living environment for every Caaifornia family is a priority of the highest order. Gov. Code 65580. See Buena Vista Gardens Apartments Assn. v. City of San Diego Planning Dept.. 1985) 175 Cal.App.3d 289, 295, 220 Cal.Rptr. 732, 734. Local governments such as the County which are not part of an established regional Coalition of Governments (COG) were required to adopt revised housing elements by Jul ,j 1, 1992. § 65588 (b) (2) The revision must contain, inter,alia: . . . an identification and analysis of existing and projected housing needs and a statement of goals, policies and quantified objectives, financial resources and scheduled programs for the preservation, improvemen* and development of housing. § 65583. The locality must submit its draft housing element to HCD for review 45 days prior to its idoption. § 65585. HCD must then determine whether the draft substantially complies with state law and issue written findings. _[cA -. After adopting a housing element, the locality must then submit t:he adopted version to HCD for review. Id. Once again, HCD must review the element for substantial compliance with state law and issue written findings. Id. Failure to adopt an adequate housing element renders the general plan inadequate arid, ~herefore, any land use decision is inconsistent per se with an adequate general plan. Pursuant to §§ 65754 and §65755 a trial cour ° must issue an order curtailing t: ^e development approval author i`. , cf a c° >mmunity if the court finds t: e locality lack: an adequate t_,,- 1 E- fr.ment. 1 Upon attainment of a HC[: find-ncl of substantial compliance, 2 state law confers a rebutt <;b1? r.,resumption of validity of a 3 locality's housing element in in} legal challenge to it.-'' 5 65589.5 4 5 II. SCOPE OF APPELLATE REVIEW 6 Since the trial court's ruling on a motion for summary 7 judgment is one of law, the appellate court conducts an independent 8 review of the documents submitted in connection with the motion and 9 considers their construction and effect to determine whether triable 10 issues of material fact were raised. Garat v. City of Riverside 11 (1991) 2 Cal.App. 259, 292, CaL.Rptr.2d 504, 524. 12 The purpose of a motion for summary judgment is to establish 13 whether or not a lawsuit con!-ains triable issues of fact, if it 14 does, summary judgment can't be granted. If no material factual 15 issues exists and the only material issue presented is a question of 16 law, it is not only proper bt.it i'_ is preferred that the litigation 17 be resolved by summary disposition. Morales v. Fansher (1989) 209 18 Cal.App.3d 1581, 1584, 258 Ca;.Rptr 96, 97. 19 The County raised no i.,sue of material fact regarding the 20 effect of the Budget Act of 1942. Accordingly, the construction of 21 the Budget Act presents purely questions of law, and respondents 22 will address this issue first 23 24 4. In the instant case, the County submitted its housing 25 element to HCD for review and comment on four separate occasions even though the law only requires one submission after which the 26 locality may adopt it "as is" with its own findings on the negative comments by HCD. S 65585(f)(?i The County's course of conduct in 27 voluntarily engaging in the ,Amin trative review process to the fullest extent, conclusivei,z c:lemon trates that it sought a HCD 28 finding of compliance in order ~�_o in %cke the rebuttable presumption cf validity. -.,f i_ts, housinca r. -nt 'c)r p +.irpcses of this lawsuit. I i 1 III. THE BUDGET ACT OF 1992 DID NOT SUSPEND MADERA COUNTY'S OBLIGATION TO ADOPT A LEGALLY ADEQUATE HOUSING ELEMENT 2 BY JULY 1, 1992. 3 Appellants argue that: they were excused from compliance with 4 the state housing element laws at the time that respondents filed a 5 writ of mandate. To understand why the County's performance was not 6 excused by the Budget Act of 992 -93, it is helpful to look at +the 7 state reimbursement process. 8 The State of California has required that cities and counties 9 adopt a housing element as part of their general plan since 1967. 10 1967 Cal. Stats. Ch. 1658, p. 4035, 55. In 1972, the State 11 legislated that any new requirement:, or "mandate ", imposed upon a 12 local government would be paid t'or by the State. 1972 Cal. Stats. 13 Ch. 1406 (SB 90). The requirement that localities be reimbursed for 14 new mandates was later included Ln the state constitution, but this 15 requirement does not pertain to mandates such as the housing 16 element, which were in place )efore 1975: 17 Whenever the Legislature or any state agency mandates a new program or higher level of service on any local government, the 18 state shall provide a subvention of funds to reimburse such local government for the costs of such program or increased 19 level of service, except: that the Legislature may, but need not, provide such subvention of funds for the following 20 mandates: ... (c) Legislative mandates enacted prior to January 1, 1975. Cal. Const. art 13B, 56. 21 The State set up a mechanise °:o implement the "subvention ", or 22 reimbursement process, which; r its current form, is known as the 23 Commission on State Mandates See i. ;ovt. Code §17500 et seq. 24 In 1980, the housing element obligation was expanded, imposing 25 on localities "substantia:.l./ -foie detailed requirements" such as a 26 specific schedule for per ( i r-c­ sions, and a requirement to 27 incorporate an appropriate nzre f the regional housing neeas. 28 Legislative Counsel's Digest gal. Stats. Ch. 1143 (Chap'�er i 1 1143 amended Article 10.6 of 7 : t le 7 cif the Government Code (§ §65580 2 - 65589.8)). 3 The 1980 housing element amendments included an increased level 4 of service for which reimbur- 3ement was required: "Chapter 1143, 5 Statutes of 1980, was determined by the Board of Control (successor 6 agency is the Commission on State Mandates) on August 29, 1981 to 7 contain a cost mandate ra_imtursabl.e under Section 17561 of the 8 Government Code for cities anc counties." Mandated Cost Manual for 9 Counties, Chapter 1143/80, Page 1 (CT 1180 -98). 10 The Commission on State Mandates ultimately determined that 11 cities and counties were entitled to reimbursement for certain 12 specific housing element activities The lack of funding in any 13 fiscal year would affect only those specified activities. But 14 Madera County was required t(:) prepare an adequate housing element 15 before the Budget Act of 1.992 --93 took effect. Because Madera 16 County's duty to prepare and a<: opt an adequate housing element arose 17 before the housing element activities were defended, the County was 18 appropriately subject to a wr_t of mandate. 19 A. The Budget Act of 1992 Did Not Affect Madera county's Housing Element Obl:Lgations, Which Pre -dated Fiscal Year 20 1992 -93 21 The lack of funding for certain housing element activities 22 during fiscal year 1992 -93 did not. retroactively relieve Madera 23 County of its housing eleme,rt obligations. Madera County was 24 required to adopt a current. ind legally valid housing element no 25 later than July 1, 1992. Goy; Code §§ 65587, 65588(b). In order 26 to comply with this dead_intr Madera County had to gather data, 27 prepare a draft housing eLe;-- -nt nr,1cl public hearings, and submit 28 its draft to the DepartME n* Fiot{: >inq and Community Development 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 (HCD) for review, all prior t(, July 1, 1992. See 5 65585(b) least 90 days prior to adoption c its housing element planning agency shall submit a draft element ... to t.e department. ") Madera County's housing element obligations arose before the 1992 -93 fiscal yeai began. In fact, Madera County ac- ivally undertook all its reimbursable A housing element activities during fiscal year 1991 -92. As demonstrated by the claims For reimbursement submitted to the Commission on State Mandates, Madera County made a claim for reimbursement of certain housing element activities incurred during fiscal year 1991 -92, in anticipation of the July 1, 1992 deadline (CT 1200 -17). The Governor,-; Budget for 1992 -93 shows that the state had money to reimburse t-ae County during the 1991 -1992 fiscal year. (CT 645). Madera Count} cannot now claim that lack of funds during 1992 -1993 relieved it of a-i obligation, when money was available during the time that t -ie cbligation was undertaken. HCD, the agency in charge of reviewing and approving housing elements, has issued an opinion that, in jurisdictions with a deadline of July 1, 1992, the housing element obligation remains intact in spite of the Budget Act of 1992 -93: Local governments were required to complete the revision of their elements prior to the 1992 -93 fiscal year ... Therefore, the mandate suspension does not affect the current preparation of any housing element due in prior years.... The mandate suspension does not retroactively affect any locality's responsibility to update its element according to the statutory schedule. (CT 576-77,11 The statutory int:.erhret�ition of the Budget Act by HCD should be given great weight ncE ; {CD is the agency responsitie for developing and implen� -f� t inc: C liforni.i's housing poli:-,-, promulgating housing element -; i i . c^e l':r c-s, and r--viewing every hous:: -.g 1 element in California for with state law. See Healtn & 2 Safety Code §§ 50407 and 504 "9; Go%t. Code §§ 65584- 65539.3. 3 It is a settled principle of statutory interpretation that 'The contemporaneous administrative construction of a statute by an 4 administrative agency charged with its enforcement and interpretation is entitled to great weight unless it is clearly 5 erroneous or unauthorized.' Wilkinson v. Workers' Comp. Appeals Bd (1977) 19 Cal. 3d 491, 501, 138 Cal. Rptr. 696, 564 P. 2d 6 848; see also DiGiorgio_ Fruit._.Corp. v. Dept. of Employment (1961) 56 Cal. 2d 54, 6 -62, 13 Cal. Rptr. 663, 362 P. 2d'487. 7 The contemporaneous administr,itive construction of the Budget Act of 8 1992 -93 was that the pre- c= x.i_•tinc; housing element obligations 9 remained intact. 10 Contrary to appellant's claims, Madera County's duty to adopt 11 a valid housing element by , / 1/ 92 was not suspended at any time. 12 The effect of the Budget Act of L992 -93 was to make certain 13 reimbursable housing element ,activities optional during fiscal year 14 1992 -93. Full funding was ova. -lable for activities performed in 15 fiscal year 1991 -92, and M&Iera County in fact performed those 16 activities prior to the Bu,dcl(" Act CT 645, 1200 -17) The subsequent 17 lack of funding does not retr.:act.ive'iy bar the enforcement of a pre - 18 existing housing element obligatior 19 Because the legislature failed to provide money to reimburse 20 localities for certain expenditures in fiscal year 1992 -93, and 21 again in fiscal year 1993 -94 ~he legislature also decided to give 22 localities extra time to )prepare future housing elements. See 23 §65588(e) (Making Madera Coun+_.y's next housing element revision due 24 in 1999 rather than 1997.) and § 65588.1. In extending the 25 deadlines for future housing eleme ^ts, the legislature made clear 26 that the lack; of funding i,i c?n y a prospective effect: "The 27 I extension provided in thL s shall not limit the existing 28 responsibility under sul.�,ii , ; .c r: of Section - 65588 of any k 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 jurisdiction to adopt a hou: i n{r :­ ,ent. in conformance with t`:is article." §65588.1. A clear reading of the hoisira element statutes, along with consideration of HCD's inter;_>> etati - n of the Budget Act leads to the conclusion that Madera County's housing element obligation was not affected by the subsequent budget activities. B. Even If The Court Finds That The Lack Of Funding For Fiscal Year 1992 -93 Has Some Impact On The Pre - Existing Housing Element Obligation, The Lack Of Funding Only Suspends Certain Reimbursable Activities Assuming arguendo that. the Budget Act of 1992 -93 impacted on Madera County's duty to adopt a housing element by July 1, 1992. Although contrary to the legi� lative intent, even if this were true, the lack of funding would onl; suspend six specific activities which the state has determined are eligible for reimbursement. According to the claiming instructions issued by the Commission on State Mandates pursuant t: i :s .authority under section 17558(b) of the Government Code, "[c ties ind counties will be reimbursed for costs of performing certain activities" which were not required under pre -1975 housing elemert. law. Mandated Cost Manual, Pages 3, 4. Specifically, a county may be reimbursed for expenses incurred in performing the following activities: (1) documenting the relationship between zoning and public services to available land; (2) collection and analysis of Employment data; (3) review of "fair share" housing data; (4) collection of data on handicapped and farm workers; (5) energy conservation ariiysis, and; (6) documenting the public participation proce�,,t r: .t t d Cost Manual, Page 4. Only six specific ho_isi j i-.:- ' activities are reimbursable. Therefore, ten the state vide reimbursement mane,.' in 1 the same fiscal year that t-h e element is due, the locality's 2 duty to perform those six activities becomes optional. 3 While appellant claims that t::e lacr: of funding suspends the entire 4 housing element obligation, the legislation instead indicates that 5 lack of funding may onl,, it fe.t (- ertain parts of a locality's 6 obligation. As cited on pages 1­i­ii, of appellant's brief, section 7 17581 of the Government Cade prc,vides: 8 (a) No local agency shall be required to implement or give effect to any statute or executive order, or portion 9 thereof, during an�__fiscal year if all of the following apply: 10 (1) A statute or executive order or portion thereof, has been 11 determined by the Legislature, the Commission, or any Court to mandate a new program or higher level or service 12 requiring reimbursement of local agencies pursuant to Section 6 of Art.icl +; 1't (b) of the California Constitution. 13 (2) The statute or executive order, or portion thereof, has 14 been specifically identified by the Legislature in the Budget Act for the fiscal year as being one for which 15 reimbursement is nc:,t provided for that fiscal year. Cal. Govt. Code 517531 emphas 1_E:, added) . 16 Because only a portion of 'Ai, locality's housing element has been 17 deemed to require reimbursement, only that portion may be suspended 18 � during a fiscal year when nc: money Ls allocated. 19 As interpreted by HCD, "the State Budget for Fiscal Year 1992- 20 1993 suspended the mandates required pursuant to Chapter 1143," 21 meaning-that, during fiscal yea:- 11)9',! -93, localities were relieved 22 from the performance of these six specific activities. (CT 576 -77). 23 The reimbursable mandates wf->re suspended, not the entire duty to 24 prepare and adopt a housing 1e nen'. 25 C. Madera County Was Not Entitled To Reimbursement From The 26 Commission On State Mandates In Any Event 27 Finaliy, Madera Court ., its right to reimbursement for 1 28 any housing element activ t fiscal years 1991 -92 and 1992- 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 93. The County cannot equir,tbl� c13im that the lack of budgetary allocation for housing elem *!nt ac?.ivities relieved it from its duties when Madera Countv w,_.s not Entitled to any reimbursement monies. In 1992, Madera County entered into a contract with the State Department of Health Services (DHS) whereby the County would receive A funding for its County Medica. Services Program (CMSP). (CT 1084). In exchange for CMSP funding, the County agreed to waive any claim for reimbursement of certain state - mandated local programs during fiscal years 1991 -92 and L992 -9:. (Id.) Chapter 1143/80 "Regional Housing Needs" was listed � -s one of those programs for which participating counties waived reimbursement. (CT 1085). Because of Madera County's receipt of DHS funding for its CMSP program, "no money was paid to reimburse Madera County in the Fiscal Year 1991 -92 pursuant to Madera 3ounty's reimbursement request made under Chapter 1143/80 (revLsod 9 >9.)." (CT 1083) . Madera County cannot now claim it was exempt from its housing element obligations due to lack of funds when it was nor entitled to any reimbursement funding. IV. THERE WERE NO TRIABLE ISSUES OF MATERIAL FACTS PRESENTED. In reviewing the granting of summary judgment, the appellate court employs a three -step analysis: 1. identify the issues framed by the pleadings; 2. determine whether thc, movant has established facts sufficient to neg3t.e opponent's claim and to support a judgment �% in -'s favor; and 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3. determine whether therE,'s any triable issues of material fact. Chevron U.S.A. v. Superior court (1992) 4 Cal.App.4th 544, 547, 5 Ca1.Rptr.2d 674, 677. A. The Issues Framed By The Pleadings Were Narrow. The first and princ.ipa. cause of action of the petition for I writ of mandate alleges t:-iat the County failed to adopt and implement a legally sufficient housing element. For summary judgment purposes, the Lssue before the trial court and for the reviewing court is whether the housing element adopted substantially complies with state housing aw. In this regard, the County admitted all of the material fa(:ts underlying respondents cause of action.5 /(CT 1004 -05) B. The Court Did Not Need To Look Beyond The Housing Element i And HCD's Findings To Determine Whether The Housing Element Was Legally Adequate. Because there were no materia;_ facts in dispute as to whether the housing element substantially complied with state law, the question of whether a general plan element is adequate is essentially a question of f }a Garat v. City of Riverside (1991) 2 Cal.App.4th 259, 292 -93, s Ca1.Rptr.2d 504, 524 -25; Camp v. I Mendocino County Board of,.--Supervisors (1981) 123 Cal.App.3d 334, 357, 362, 176 Cal.Rptr. 62C.P 635, 638; Kings County Farm Bureau v. City of Hanford (1990) 22" 'al.App.3d 692, 270 Cal.Rptr. 650, 676 (citing Twain Harte Homeowners_ Assn. v. County of Tuolumne (1982) 138 Cal.App.3d 664, 674, 18: Ca1.Rptr. 233, 2.37; Buena Vista Garden 5. The County admitted undisputed fact numbers 1 through 5. Undisputed fact number 6 ( tti,jt petitioners exhausted administrative remedies) was disputed bat t Ls r,-)+_ a subject of this appeal. (CT 1005 -06) . The County furthe,i res,or.de.d with a separate statement of additional f ict , wh ch �r =t =n det3 1 infra. 1 Apartments_ Assn. v. City of .5_7n__C_l, ego Planning Dept_ (1985) 175 2 Cal.App.3d 289, 298, 220 Cal.Rptr, '_Y2, 736; Concerned Citizens of 3 Calaveras County v. Board of- SuperV_isors (1985) 166 Cal.App.3d 90, 4 96, 212 Cal.Rptr. 273, 2 " , In the leading case of Camp v. 5 Mendocino County Board of Supervisors, the court stated, in response 6 to the County's argument that it was deprived of a trial op the 7 merits when the trial court found its general plan out of compliance 8 at a writ of mandamus hearin <a, 9 In the first place, the only substantive issue tendered in each of the two "special proceedings" in mandamus was whether the 10 Mendocino County General Plan was valid for compliance with the requirements of [Government Code] section 65302. That issue 11 was joined in the answers filed by the County before the three - way hearing was conducted. Its resolution required the trial 12 court to receive the plan in evidence, to examine and interpret it in light of the requirements of the statute, and to decide 13 a question of law without resort to extrinsic evidence. In these circumstances, the hearing itself was the "trial" of each 14 of the special proceedings in mandamus on the merits. ... We have already seen that the injunctive relief later ordered was 15 remedial in each proceeding and ancillary to it. The court properly ordered it without awaiting a "trial on the merits" 16 which had already occurred 17 Camp, supra, at 123 Cal.App.'3(- 357, L76 Cal.Rptr. at 635. Thus, the 18 court was entitled to render a decision on the adequacy of the 19 housing element based on the element itself, interpreted in light of 20 the statutes, case law, and BCD's advisory findings. 21 C.- A Material Fact Must Relate To A Claim Or Defense 22 In the Pleadings And Is Essential To the Judgment. 23 The presence or absence E triable issues of fact is determined 24 by scrutiny of supporting affidavits of the moving party. Not every 25 disputed fact precludes a summary j.idgment. The disputed fact :rust 26 be material as to the part,.c,1a4 claim or defense at issue in the 27 pleadings and is essential : the jdgment. See Pettus v. Stan and 28 Cabinet Works (1967) 249 + -'a�i r,4, 66, 57 Cal.Rptr. 207, 210, 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Burton v. Security Pacific National Bank (1988) 197 Cal.App.3d 972, 976, 243 Cal.Rptr. 277, 279, ro determine what facts are essential to the judgment, a reviewing court must examine the substantive law regarding the various causes of action or defenses pleaded. Joseph E. DiLoreto, Inc. v. O'Neill (1991) 1 Cal.App.4th 149, 156, 1 Cal.Rptr.2d 636, 640. Since a :summary judgment motion functions to "go behind" the pleadings to flesh out all triable issues of fact, an opposing party cannot seek tc avoid a motion for summary judgment by raising a triable issue of fact that was not pleaded and the moving party is not required to address it. Id. at 159, at 642; Nakashima, (1991) , 231 Cal.App.3d 367, 382, 282 Cal.Rptr. 508, 516. D. The County's Proffered "Disputed" Material Facts Were Questions of Law or Were Immaterial. Appellant's "Statement of Undisputed and Disputed Facts in Opposition to Motion for Summery Judgment" presented five "additional material facts 7 dispute." However, they were either not facts, immaterial or not ir dispute.` -"(CT 1224 -25) i Disputed fact number posits that the obligation to comply ! with Gov. Code § 65580 was suspended is a legal conclusion to be resolved by the court in the first instance as explained supra. Disputed fact number o asserts that the County revised its housing-element to respond t:) the HCD requirements which relies on the Leonard Garoupa declaration is immaterial. Paragraph 4 states that the County's planning Department "prepared" revisions to the housing element rejected by HCD, 'he disputed contention that in April, 1993, three months after the Petition for Writ of Mandate was 6. Respondents disputed th,�:;e contentions in their Reply Memorandum of Points and Authoriti {_,s in Support of Cross- Motion for Summary Judgment, and objected to them on the ground that they were inadmissible due to lack )f * )11rdat . cn and irrelevance. I CT 1224-25'j I filed, revisions :,sere preparel to respond to HCD's criticisms is not 2 a relevant or material fact Phi; fact, even if true, is simply 3 irrelevant to whether the - 'OLnt1 S housing element, which was 4 adopted by the Board of Supervisors on September 8, 1992 and which 5 was in effect at the time of t1he summary judgment hearing, complied 6 with state law. The proposed revisions attached to Leonard A 7 Garoupa's declaration were subject. to further revisions based on III 8 future public input, local agencies' comments, planning commission 9 recommendations and board of supervisors' approval and adoption as II', I 10 per Government Code Sections 65103, 65351 and 65356, respectively. I 11 Until all of those steps were taken, the unofficial proposed 12 revisions of the county planning department remained exactly that.2r 13 To the extent that the Count,, sought to introduce the revisions as 14 an affirmative defense, it mist be pleaded which it was not. 15 Disputed material fact (,.umber is altogether irrelevant. Even 16 if true, the number of low an: moderate income subdivisions approved 17 from 1983 through 1993 is merel} background information that has no 18 bearing on the legal adequac, of the adopted housing element which 19 is prospective in its effect. 20 Disputed facts numbers and 5 refers to an agreement between 21 the City and County of Madera for the provision of sewer services 22 and the assertion that the same car accommodate 1,860 residences in 23 Parksdale. These facts, ever- if true, do not render the housing 24 element valid. They were not included in the adopted housing 25 26 27 7. In any event, they pi p ose,-1 r_-evisions to the housing element were subsequently deternin, ,.o .)e legally inadequate by HCD. 28 Indeed, the state's third stet noncompliance was much more pointed in its criti •is �) 1 1 1 element and therefore, the ;.,,,r,E ot..ections that apply to dispu --ed 2 fact number 2 applies here. 3 4 V. THERE BEING NO TRIABLE ISSUES OF FACT, SUMMARY JUDGMENT WAS APPROPRIATE BECAUSE RESPONDENTS WERE ENTITLED TO JUDGMENT AS A 5 MATTER OF LAW. 6 A. Government Code § 65580 Et Seq. Should Be Liberally Construed To Achieve Its Low Income Housing Purpose. 7 To facilitate the foregoing low and moderate income housing 8 purposes of 5565580, et sec . , the court should liberally construe 9 the statute and interpret it in a manner that discourages attempted 10 evasions. Westinghouse Electric Corp. v. Pacific Gas & Electric Co. 11 (1964) 326 F.2d 575, 579. I' 1s the policy of the law to liberally 12 construe remedial statutes designed to protect persons within their 13 purview. Kaslabage v. Wes-- Kern _County Water District (1978) 14 84Cal.App.3d 529, 538, 148 Ca— Rptr, 729, 734. Williams v. Mariposa 15 County United School District (1978) 82 Cal. *App.3d 843, 147 16 Cal.Rptr. 452, 457. Remedia statutes must be liberally construed 17 to advance their clear purposes. Fitch v. Pacific Fidelity Life 18 Ins. Co. (1975) 54 Cal.App.30 140, 148 126 Ca1.Rptr. 445, 454. 19 B. The County Had A Clear Duty To Adopt A Housing Element 20 That Substantially Complies With State Housing Laws. 21 The housing element =,tat.utes set forth a mandatory and 22 comprehensive obligation th,At all localities must follow. See 23 §§ 65580(a) & (b) and 65581( -) & (t). Section 65583, which details 24 the contents of housing - Iement�, is clear, affirmative and 25 mandatory. It provides that the housing element shall, among otter i 26 things, identify adequate hc,si!r(j E: tes and make adequate provi =:on 27 for all economic seglr,ents o" t _ -) lnity. the statute then sta-es 28 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 that "the element shal_1 c )nt i ,3_11 of the following", arid lists the contents for each component Id.. As the court declared i�-i Camp v. Mendocino County Board of Supervisors, supra, 123 C'a l -%pf . 3d 334: If the plan adopted for it does not reflect substantial compliance with [all of the requirements of state law), the Board and other responsible agencies of the County have failed in the "performance of in act which the law specially enjcfins." Id. at 349. In this regard, the court defined "substantial compliance" as: " 'actual compliance in respect to the substance essential to every reasonable objective of the statute,' as distinguished from 'mere technical imperfections of form. "' Id. at 348.1' Thus, a valid housing element must substantially comply with each and every provision of § 65583. Localities are not free to pick and choose the requirements that they will satisfy. C. HCD Twice Found that the County's Housing Element Does Not Substantially Comply with State Law. The initial draft housing element was prepared and submitted by the County to HCD on or about May J.5, 1992. Upon a careful review, HCD found the draft document y_o be deficient, and specified the areas that needed expansion ind correction. Its letter dated June 29, 1992, commented: In particular, the element should include definitions of the various residential zoning categories and describe their relationship to land use categories in the Land Use element; should demonstrate that the County has adequate and suitable sites to accommodate the County's share of the regional housing need by income level; and should establish quantified rbjectives for the development, 8. Moreover, when ena:ting the statutes setting forth the procedure for trial court -ev,ew of housing elements, the legislature declared its .nt� O than "substantial compliance" shculd be given the same meanie ,_; a_: g i ;en :)y the Camp court. Stats. 1 34, C. 1009, C� 44 (F,E55S "'` ,: i t =''.4, c. 1039, 5 12 (565754). 1 rehabilitation and conserva*_ion of housing over the planning period. 2 (CT 754 -55) 3 On September 8, 1992, the County adopted the housing element 4 challenged in this action. Upon review, HCD found the updated 5 housing element to be inadequate and identified many of the same 6 , deficiencies that were in need of amplification and correction in 7 the original draft. Most sianificantly, HCD pointed to its failure 8 to inventory suitable sites lot new construction.9' 9 The element . . . still needs certain revisions to bring 10 it into compliance with State housing element law (Article 10.6 of the Government Code). In particular, the element 11 should demonstrate that the County has adequate and suitable sites to accommodate the County's share of the 12 regional. housing need by income level. 13 (CT 765) 14 D. HCD's Administrative Findings Of Noncompliance Are 15 Entitled To Great Weight,, 16 Administrative const.ruc +i.on of a statute, particularly when it 17 originates with those charged with implementation of the statutory 18 machinery, is entitled to grea, weight. Gay Law Students Assn. v. 19 Pacific Tel. & Tel. Co. ( L971 -+) 24 Cal.3d 458, 491, 156 Cal.Rptr. 14, 20 34; DeGiorgio Fruit Corp. v_.___ qR .._of Employment (1961) 56 Cal.2d 21 54, 61 -62, 13 Cal.Rptr. 663,567 DeYoung v. City of San Diego (1983) 22 147 Cal.App.3d 11, 18, 194 'i..Rptr. 722, 726. 23 24 25 9. It should be noted that in reviewing the further revisions 26 to the housing element sutmitted on April 9, 1993, HCD again determined it to be legally inadequate for identical reasons, to 27 wit: inadequate assessment o1 suitable sites and housing at risk of conversion, and inadequate f:; -;gramr action to support adequate sites 28 and to promote fair hour:ncrj 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 �a This is particularly rup-� when the legislature and other interested parties have .c.7jcg accl.iiesced in the administrative interpretation. Lute v. Governing_ Board (1988) 202 Cal.App.3d 1177,1183, 249 Cal.Rptr. 16: 164; Anderson v. San Francisco Rent Stabilization & Arbitration (.'.987) 192 Cal.App.3d 1336, 1343, 237 Cal.Rptr. 894, 898. The legislature is presumed to be aware of • i a long- standing administrativ=_ interpretation and /or practice; if it I makes no attempt to modify the administrative agency's interpretation of a statute, there is strong indication that the administrative practice is c(::)nsistent with legislative intent. Napa Valley Educator's Assn. v. Napa Valley Unified School Dist. (1987) 194 Cal.App.3d 243, 252, 20) 'a1.Rptr. 395, 400; Horn v. Swoap (1974) 41 Cal.App.3d 375, 38� 116 Cal.Rptr. 113, 117. "Under theses circumstances, the administrate %e practice will be upheld `unless it is clearly erroneous or unauthorized'." Steelgard. Inc. v. Jannsen (1985) 171 Cal.App.3d 79 88, ?17 Cal.Rptr. 152, 159 (italics in original) . HCD is the principal state administrative agency for housing. It has the primary responsibility for developing and implementing i housing policies. Health & Safety Code § 50152. Respecting housing i elements, the agency is -authorized to promulgate guidelines interpreting §§ 65580 et seq., ahi(-h the courts should consider in applying the statutes. Secti)n 565585(a) ; Camp, supra, 123 Cal.App. 334, 351, 176 Cal.Rptr. 620 631. To the extent that HCD's determinations are reasonably support- ed by the record, this court s ,)bl.:..jed to accord great deference to the agency's technical sr:..1' ind expertise, administrative interpretation of statutory req)ir- enents and administrative review 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 findings. See, Housing Development Co. v. Hoschler (1978) 46 Cal.App.3d 379, 386, 149 Cal.,F.ptr 400, 404; Thorton v. Carlson (1992) 4 Cal.App.4th 1249, 1258, 6 Cal.Rptr. 375, 380; Banning Teachers Assoc., CTA /NEA v. Public Employment Relation Bd. (1988) 46 Cal.3d 1262, 1269; Mission community Hospital v. Kizer (1993) 13 Cal.App.4th 1683, 1691, 17 (al .Rptr.2d 303, 309. E. The County's Housing Element Did Not Substantially Comply With Gov. Code 5 65580 Et. Seq. As A Matter Of Law. Gov. Code § 65583 provides that a housing element must consist of three major components: An analysis of needs, resources and constraints (§65583(a)); goa:.s, policies and quantified objectives in correlation to the identif Led needs ( §65583 (b) ) ; and a program of actions ( §65583(c)). The thrust of HCD's criticism of the County's housing needs analysis is -hat, it ignores two key statutorily mandated factors. It does nit quantify and examine: (1) an inventory of developable J.ind and its inter - relationship with zoning, public facilities and services and (2) assisted housing at risk of conversion. As a result of these omissions and the inadequacy of information provided in the needs assessment portion of the document, there was no analytical basis for the program of actions' section of the housing element as mandated by Gov. Code § 65583(c). 1. The Housing Element Failed to Adequately Identify Suitable Sites and to Set Forth a Sufficient Program of Actions for Housing Development. The fundamental leria 1 inadequacy of the housing element is its failure to identify adegl.ato� s:..tes for low- and very -low income housing as required by Giver n -if�nt_. -_ )de §§ 65583(a) (1) and (c) �1) . The land inventory of "su.taole :;0 :es" required by (a) (1) is critical to analyze the resi enl.ia. joldinq capacity of a community 1 and indicates both the problr,ms and possibilities for new housing. 2 Thus, the inventory must indicate the size, general plan 3 designation, zoning, housing types possible, development status, and 4 availability of key public facilities and services (water, sewer, 5 streets, police, fire, schools, employment, transportation, etc.) 6 In rejecting its revised lousing element, HCD advised Madera 7 County as follows: 8 [t]he element should also identify the vacant parcels by zoning designation, include the acre unit capacity of the 9 vacant land for each zoning designation, and the total unit facility capacity available or projected to be 10 available during the planning period. For example, La Vina and Parkside (sic]"a areas have, respectively, 4 and 11 40 acres designated multifamily; however, the element does not describe the amount of vacant multifamily land, 12 described whether any of these sites are zoned up to 17 units per acre, or discuss the sewer and water capacities 13 available. Without this information, it is not clear whether sites exist to accommodate the County's share of 14 the regional housing need for lower - income households. The above analysis should concentrate on those areas where 15 there is a need for housing for lower - income households. For example, according to element, while there is sewer 16 and water in the resort/ retirement Oakhurst area, there are few employment opportunities there and minimal need 17 for housing for lower - income households, most of whom are employed. on the valley f1cor. 18 (CT 767) 19 i) Insufficient Number of Suitable 20 Sites Were Identified. 21 The housing element claims that there are 5,230 plus vacant 22 subdivision lots. However, it concedes that "few are available" for 23 affordable housing development.. (CT 224, 1 3) The first and 24 foremost reason is that "(djue to the rural nature of Madera County 25 and the low density of development. many subdivision lots and all 26 other potential residentia: sites do not have community sewer or 27 water services." (CT 10 , 311-12) Indeed, the docu;-,ent 28 -- _ - - -- _ — - - -- - - -- - - -- -- -- - -- - — — -- - -- 10. The correct na:ie l ar-k:;dale. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 admits that but for the urb in r ir; i­s o(_ the Cities of Madera .r: 1 Chowchilla, it is virtuall °y itupossihle for developers to buE affordable housing anywhere -1se. Cl' 228, � 7; 238, � 10) Anot -,er reason is the land use Fontro s ( P- ptoyed by Madera County. :is zoning ordinance requires minimum 1( >t sizes of 1 acre throughout the County excepting central Oakhurst, Bass Lake and the urban frig7e of the City of Madera. However, *?very those areas that are zoned for higher density with minimum lot size reduced from 10,000 to 6,000 square feet do not support the development of affordable housing because the land costs in those "urban" areas are much higher. (CT 224, 1 4; 307 -08) Yet anoth( =r reason is that available parcels are scattered, noncontiguous and under Jifferent ownerships rendering it difficult to assemble land for large -scale housing tract develop- ment. Finally, the lack of [:aublic services and limited employment opportunities in the rural areas makes them unsuitable as potential sites for affordable hous.in,i (t ": 109; 308, 1 2,) ii) Housing Element on Its Face Showed that There Were Insufficient Suitable sites. The housing element co-itends that there are a total of 644 acres available for housing dere1opnient. (Cl' 217. 1 8) The County confuses land availabilit; Frith suitable sites for housing development. A review of the un._t capacity of sites as listed in the revised housing element dis,:loses as follows: Oakhurst (250 acres) - There was no information on water services. The present sewer plant operates with " moderate i problems." The treatment-_ plant r,,ust be upgraded to accommodate increase capacity i .-i t, e ' utt..i ,, . Raymond ( 50 acres) - l c � .* ior, or, sewer services repor`.e:? . L,a V i na ( 4 acres) - E;.;j, it c n f - - pt i c tanks and seepage _ -.: is is required for fut.-Irf j! .�t i 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 North Fork (30 acres) - Sewer plant is close to capacity. Future growth requires additional expansion of plant. No information reported on water service. Ripperdan (6 acres) - Minor problems with seepage pits presently exist. Plans =ire underway to increase capacity of seepage pits. Parksdale (40 acres) - No problem with water service reported but there is no information on whether there is sufficient capacity to accommodate the 53 vacant parcels in the futurg. No information reported on ±.he availability of sewer service. Fairmead (7 acres) - Buildout of area requires additional water services. No information reported on sewer service. Trigo (30 acres), Price ',6 acres), and Ahwanee (5 acres) - No community water or sewer services available. City of Chowchilla(Sphere of Influence) (30 acres) - Community water and sewer services are available at a 50% surcharge. (However, the fact that Chowchilla is willing to extend services only indicates availability of services.) No information is provided indicating that the water mains or sewer lines are available to access the services. City of Madera(Sphere of Influence) (186 acres) - The County states that community water and sewer services are available. However, the housing element failed to identify any policy or agreement with the City of Madera to furnish the services, information which HCD specifically requested in its initial letter of noncompliance )n ,:Tune 29, 1992.11 (CT 757) The proffered figures ar9 even more suspect since the housing element also fails to identif, speci.f.ic parcels in the area by area description; fails to disclos,-= streets and roads; fails to examine whether the inventoried sites for affordable housing are located near employment, transport atirn and other public services; and fails to conduct a comparative analysis of developed density and present zoning designations of the v,irlous zoning designations of land in Madera County, generally, ano tre sites that have been inventoried for housing development, spe,.xtic,3ly. 11. Indeed, not unt.1 t: fie -Npr l 9, 1993 draft housing element ; revisions is there any inciiN�at,cn c. an agreement between the City and County of Madera and t t en it was on! y for the provision of sewer services for- r_},p 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Thus; based on what ovided, it was impossible to determine whether there wei an,, ;.;itable sites for affordable housing. The housing element was s :-ply devoid of any supporting information as to how the Count,✓ arrived at the figures of 644 acres and 5230 lots, respectively. Whit obvious from the information provided is that the housi.nq -dement lacked the clear and complete land inventory necessary to determine, ghat programs the County needs to make adequate provision for t.t�e housing needs of its low and very low income residents. iii. Proposed Program of Actions to Identify Suitable Sites Was Inadequate. Section 65583(c) (1) requires the housing program to make available specific sites with appropriate zoning and infrastructure to facilitate the development of multifamily rental housing, manufactured housing and emergency shelters sufficient to meet the low and very low income housliq production needs identified in the needs analysis of the housing elemer,t. Unless a sufficient number of properly zoned sites are a,;aiLable and served by infrastructure, the community cannot provide rousinq opportunities for all economic segments. Since the housing element revealed that there were not enough sites, additional locations snould be made available through annexation, changes in land use, density increases, and provision of needed infrastructure. 'he County must also use its public powers to make these sites av- ilible and to provide incentives when needed to promote development of hc�.ising for all income groups. r Accordincgly, HCD admen, r :�,ied it ire order to comply with state housing element law it she 1 i 3 lop programs which serve to 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 identify an adequate numbc-r c,f s. .unable sites for affordable housing. (CT 762 -64) Otherwise, HCD instructed, (i]f the revised inventory does not demonstrate adequate sites to accommodate the new construction need for all income groups, the element, pursuant to the recent amendment, should identify sites that permit owner -occu- pied and rental multi fair i 1 }.• uses by right. (CT 764) Finally, inasmuch as the county concedes that the Cities of Chowchilla and Madera play a critical role in ensuring community services for practically all of the vacant sites inventoried, the housing element had to set forth policies and programs to establish a working relationship with tt ose localities to secure the requisite water and sewer services for the development of affordable housing. 2. The Needs Assessment for Assisted Housing at Risk of Conversion Was Legally Inadequate, and No Program of Action Was Proposed. The housing element's assessment of needs of assisted housing at risk of conversion reflect;; facial noncompliance with state law. Section 65583(a)(8) sets fort-i a step -by -step analysis that must be undertaken by the County .n ._s preparation of this analysis in the housing element, to wit: c:cst estimates of replacement housing, identification of private nonprofit with management capability, and assessment of available federal., state and local financing. Yet the analysis in the housing element merely states that the County was advised by the Farmer's H()ITe Administration that no government assisted housing was at risk of conversion to market rate rent. (CT 239) HCD's letter of Februar, 2 1533 stated that: The element now identif,.es on_ Farmer's Home project, Valley Oaks, at risk of conversion. - !though Farmer's Home Adminis- tration staff has stated tr.at -�o notice of conversion has been recei,.-ed fcr Val ley ~?nts, it may still be eligible 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 to convert to market rate dur: n,3 the planning period unless the project has received an FmHA ;Farmer's Home Administration] loan subsequent to 1980. Therefore, the element should address all the statutory requirements. Please reference pages 15 and 16 of our technical assistance paper, Housing Element Analysis. The element should include analysis of any other units, as described in the statute, that might be eligible to convert to market rate. If there are no such units the element should describe analysis used to derive this conclusion. For example, according to the California Debt Advisory Committee reporr on bond issues, there are no bond financed units in the unincorporated County of Mader,9i. (CT 768) Section 65583(c)(6) directs the County to utilize its authority and resources to develop an action program to prevent government- assisted housing development from converting to fair market rental housing. As described earlier, the housing element's needs assessment was flawed in the first instance, i.e., it wrongly assumed that no housing devel>pment is at risk. Thus, the housing element wrongly failed to propose a program action to mitigate the possibility of an impending conversion of the County's assisted housing. In examining the language of the housing element, the statutory requirements, and HCD'S comment:,, 3- is clear that , on its face, the housing element falls tar short of meeting the statutory mandates. 3. The Housing Element Violates § 65583(c) in That the Housing Element Fails to Set Forth a Sufficient Equal Housing opportunities Program. Section 65583(c)(5) requires tfat the housing element include a program of action to "[promote housing opportunities for all persons regardless of race, rf :�,a.gion, sex, marital status, ancestry, national origin, or color-."{ The 'cjuntyls implementing measure, 1 program 7.0, states that the c:oun ±-y will provide information and 2 referrals on housing discrimination complaints. (CT 21) 3 In its June 29, 1992 comments., HCD found that the program did 4 not substantially comply wits state law. It opined that "[a] fair 5 housing program should in -lode an information dissemination 6 component to educate the public concerning the services provided. 7 Program 7.0, which is currently in place, should be expanded to 8 include actions the County will take to educate the public and to 9 publicize the referral serv..ce provided." HCD suggested ways in 10 which this dissemination component could be achieved. ( CT 761 ) HCD 11 reiterated this comment in its February 2, 1993 letter. (CT 768) 12 The County's barebone program to provide information about 13 discrimination does not contain a plan to educate the public about 14 fair housing laws or to inform them that this information and 15 referral service exists. Further, it does absolutely nothing to 16 affirmatively promote equal iousinci opportunities, as the statute 17 requires. Its program merely puts the burden of promoting fair 18 housing and eliminating discrimination on other agencies and 19 individuals, and as such , does not comply with state law.(CT 155) 20 Information dissemination and referral service do not increase 21 opportunities for housing fc::,r 3isadvantaged persons or otherwise 22 eliminate discrimination. HCI) thus further provided the County with 23 instructions on how to remedy this deficit in its housing element. 24 (CT 769) 25 26 27 28 I I VI. PETITIONERS WERE ENTITLED TO INJUNCTIVE RELIEF ONCE THE COURT DETERMINED THAT THE HOUSING ELEMENT WAS LEGALLY INADEQUATE 2 A. Injunctive Relief Must be Ordered Once a Housing Element 3 is Found Inadequate 4 Once the court found *he County's element to be legally 5 inadequate, it was required to order the relief set forth in 6 Government Code Sections § 65754 and 65755. Those sections required 7 the court to order the County .o bring its housing element into 8 compliance and refrain from approving developments that would 9 prevent the County from adopting an adequate housing element. See, 10 Committee for Responsible PlanniDq _v. City of Indian Wells (1989) 11 209 Cal.App.3d 1005, 1013, 21)" Cal.Rptr. 635, 639. 12 To hold otherwise would render parts of the statutory scheme 13 surplusage. See, DeYoung v_._City of San Diego (1983) 147 Cal.App.3d 14 11, 18, 194 Cal.Rptr. 722, 6. It the legislature had intended 15 that local governments be excused from the clear injunctive remedies 16 it created because of good faith efforts to comply with the law, it 17 would not have included provisions lirecting localities to submit 18 post -order revisions to HCD )' 65754) or directing courts to order 19 injunctive relief until the local ities reach compliance (§ 20 65755(a)). The legislative scheme c.i.early contemplates that cities 21 and counties will. continue to revise their housing elements after a 22 court has found them out of c�:mp.iance, and after injunctive relief 23 has been ordered. 24 Moreover, this interpretation is required to effectuate the 25 legislative purpose of housing Element law. A locality's general 26 plan is the constitutio�i , -,j.. all future development in that 27 jurisdiction. O'Loane v. D'J irr_e, :3upra, 231 Cal.App.2d 774, 782- 28 + 83, 42 Cal.Rptr. 283, 28c. 1n:e zoning and other land use ! decisions must be consist, i i* 1 the general plan, when a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 I 23 24 25 26 27 28 locality's plan is invalid, virtually all of its land use actions will be invalid when taken. See, e.g., Cal. Gov. Code 5 65860(x) (zoning must be consistent. with plan); Sierra Club v. Board of Supervisors (1981) 126 Cal.App.3d f98, 704, 179 Cal.Rptr. 261, 264 (same); Cal. Health & Saf_etti, Code 4 33324 (redevelopment plan must be consistent with general plan); City of Carmel -by- the -S!2a v. Board of Supervisors (1982) 137 Cal.App.3d 964, 187 Cal.Rptr. 379 (use permit void when plan inadequate); Kings County Farm Bureau v. City of Hanford (1990) 221 Cal.App.3d 692 270 Cal.Rptr. 650, as modified on denial of rehearing, 222 Cal.App.3d 516a (1990) (building permit invalid) ; Save El Assoc. v. Days (1977) 74 Cal.App.3d 64 67, 141 Cal.Rptr. 282,284 (subdivision approval); Guardians of Turlock's Integ ity_v. Turlock City Council (1983) 149 Cal.App.3d 584, 593 197 Cal.Rptr. 303, 308 (environmental impact report). Thus, in ordering njanctive relief, the court was wisely preventing the County from rntking land use decisions which would be void, and which would subject t."Zose later decisions to legal challenge. B. Injunctive Relief Was Necessary and Appropriate in This Case The County argues that. injunctive relief was inappropriate since, at the time of the hearing, it was trying to comply with housing element law. Appellant's opening Brief (First Amended) at 30 -31. It invokes the prim: .-iple that a court should not order a writ of mandate if, at the "'_imE" of the hearing, the respondent has actually complied with the ;.jw or 4hen the remedy would be useless. Bruce v. Gregory (1967) 6-5 <i1 2.3 �,E�6, 670, 56 Cal.Rptr. 265, 263. Since t;le housing elerr nt di(3 not comply with the law at the time of the hearing, the r- i i.(�f - quested by the respondents had 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 clearly not become moot. Moreover, this case is not like Bruce, where the respondent's actual compliance with the law after the petition and answer werE' filet made only conditional injunctive relief necessary. Here, injunctive relief das necessary to ensure that the County acted expeditiously to piar, for the development of affordable housing. Since the court determined at the hearing that the fundamental deficiency of the County's housing element was its failure to identify sufficient appropriate multifamily sites with the water and sewer capacity to meet: the County's assigned share of the affordable housing need, the court crafted the order to enjoin development at two sites that were :identified in the housing element as suitable for affordable housi..ng until the County could demonstrate that sufficient sites were available to accommodate that need. (CT 1421 -26) Moreover, despite As protestations, the County's actions display why the court order was necessary. The County did not actually bring its housing element up to a standard meeting HCD's approval until approximately September, 1993, four months after the summary judgment hearing awId just: weeks before a modified order granting countywide injunctivE relief was to go into effect. Without the threat of broacer injunctive relief, it could have delayed even longer with 1 CONCLUSION 2 The judgment of the tri +1 :our- should be affirmed. There are 3 no triable issues of fact pr esente i since the County's proffered 4 triable issues of fact are ii- elevant and immaterial, and therefore 5 should be duly ignored by the court. Further, the Budget Act of 1992 6 is inapplicable in the Lnst311t case since the County's housing A 7 element obligations arose prior to fiscal year 1992 -93, and it 8 otherwise waived any legal laim for reimbursement for mandated 9 activities by participating in the County Health Services Fund. 10 Still further, the County admitted X311 material facts constituting 11 the requisite elements of the cause of action set forth in the 12 petition for writ of mandate which supported a judgment in favor of 13 petitioners as a matter of law - 14 In the final analysis, t-he County got exactly what it wanted 15 all along, to wit: a H( ".:)- approved housing element mooting 16 petitioners' lawsuit and i °vok:inq a rebuttable presumption of 17 validity to any future leq,il challenge. Unfortunately, it was 18 achieved at the expense of lawsi -it and it. would not have been 19 possible but for the guidance, ind idicious handling of the matter 20 by the trial court. 21 DATED: August 30, 1994 CALIFORNIA RURAL LEGAL ASSISTANCE 22 ;rx 23 By: BALDWIN S. MOY 24 Attorneys for Responden s 25 26 27 28 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 UA1,1)WIt4 t;I)Y CAILIFO"P14'1 i i- ',1 :,t'.Gi',L AS,. i L2 Fla S; t. r' ?In I t E vc -nuc, Madera, Ca 6ic- (209) 674 MICHAEL RAWSON SUSAN SAYLOR HOUSING ELEMENT ENFORCEMENT PROJECT OF THE LEGAL AID SOCIETY OF A1,AMEDA COUNTY 1440 Broadway, Suite 700 Oakland, California 94612 (510) 451 -9261 Attorneys for Petitioners SUPERIOR COURT OF THE STATE OF CALIFORNIA COUN -Y JF MADERA TANYA HARRIS, MARIA HERNANDEZ, ) TOBIAS HERNANDEZ, TOMAS SALGADO, } MARTINIANO CONTRERAS MELCHOR, and } J. SANTANA CONTRERAS, } Petitioners, VS. COUNTY OF MADERA, ALFRED GINSBURG IN HIS OFFICIAL, CAPACITY AS CHAIRPERSON OF TH' MADERA COUNTY BOARD OF SUPERVISORS; RICK JENSEN, GAI_, HANHART- MCINTYRE, JESS LOPEZ, and HARRY BAKER, IN THEIR 1 OFFICIAL CAPACITIES AS THE; MADERA BOARD OF SUPERVISORS, end j DOES 1 -20, INCLUSIVE, Respondents. p(MIlIT A No. 49063 (•-------� � MODIFICATION OF ORDER a [let it I orlf'r L r I f o r I -, this 0 u 1 1 , the i1C)1l01_,0j, M,il 3 Thomas, Judge presid i nq , -it an?] 4 Susan Saylor appeared as at t rn y ()r petitioners and Douglas W 5 Nelson appeared as attorney :)r cei-pondents. 6 After full considerat.i n )f t,it! evidence, and the legal 7 authorities submitted by coutse—, ci; well as counsel's oral 8 argument, the Court finds cjo d cause appearing therefor. 9 IT IS ORDERED that respondents: 10 1. Prepare and adopt, within 120 days of the date of this 11 hearing, July 16, 1993, a lecalLy sifficient revised housing 12 element that actually and suhst,intially complies with the 13 requirements of state law a�. pr,)vided in Gov. Code § 65 et s1 14 IT IS FURTHER ORDERED t t a t efl,e(_-tive September 'j,V, 93 93 15 respondents shall: 16 2. Refrain from issuirig building permits for, otherwise 17 approving any construction (_,i deveiopment except housing units 18 affordable to low-income an(-.i ,Dw-income households as defined 19 in Gov. Code 5 65589.5(h) 4 and Health & Safety Code § 50079.5, 20 and except as provided in Gc . --ode § 65755(b), until the County 21 adapts a housing element, which meets the requirements of state 22 law, and which comply in ful with the criteria set forth in Gov. 23 Code S 65583 et seg.; and 24 3. Refrain from granting zoning changes or variances, or 25 subdivision map approval, except as provided in Gov. C6d*_ -,S- 26 65755(b), and except as to housing units affordable to low-income 27 i� and very-low income households as defined in Government Code 28 1 65589.5(h) (2) and Healti cif,- ,ty '-':)de 5 50079.5. I 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 For r,f till s Order, t h(' iii -11,. I I-'lement steal i },c> found ..t 1 ly comply with -,—I iiih, Code �; 6558o, Ott r rl. unl t rent of IIousinca Community Development determir, t.t c- f.ler+ent so Complies after performing the review describ-I ;n (,-,4,vcrnment Code § 65585. The Court reserves juri,s,iict <)r to modify, amend, or dissolve this Order upon application b, o thca party. DATED: APPROVED AS TO FORM: DATED: ITUDG OF THE SUPERIOR COURT MARK E. THOTMAS, Jam. + -OUNTY OF MADERA DOUGLAS W. NELSON - Deputy County Counsel 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 MAILING LIST Office of the Clerk COURT OF APPEAL, FIFTH APPE1,11ATE DISTRICT 2525 Capitol Street Fresno, CA 93721 SUPREME COURT OF THE STATE OF CALIFORNIA 303 -2nd Street, South Tower San Francisco, CA 94107 -13' THE HONORABLE MARK THOMAS 1439 Mercer Street San Jose, CA 95125 JEFFREY L. KUHN, County Counsel DOUGLAS W. NELSON, Assistant COUNTY OF MADERA Madera County Government Center 209 West Yosemite Avenue Madera, California 93637 To: Michael G. Colantuono, Esq. Richards, Watson & Gershon 38th Floor 333 South_Hope Street Los Angeles, California 90071 - 1469 Telecopier• (213) 626 -0078 Re: Harris v. Counter of Madera, Fifth District Court of Appeal, Case No. F020495 -- Re Support quest for Amicus Dear Mr. Colantuono: Please name the City /Town of '/C t in he letter brief joining the amicus brief of t e County of Santa Cruz in this case. (Signature) (Da e) (Name) (Title)' (City /Tow� (Address) f_ (City /State /Zip) (Telephone Number) 00652