HomeMy WebLinkAboutAGENDA REPORT 2018 0801 CCSA REG ITEM 10LCITY OF MOORPARK,
CALIFORNIA
City Council Meeting
of 8/1/2018
ACTION Adopted Reso Nos.
2018-3730 and 2018-3731
BY M. Benson
L. Consider Resolutions Authorizing Expanding Participation in the California
Statewide Communities Development Authority and California Enterprise
Development Authority Property Assessed Clean Energy (PACE) Programs.
Staff Recommendation: 1) Adopt Resolution 2018-____, approving the
Participation in the California Statewide Communities Development Authority
Open PACE program and related documents and actions; 2) Adopt Resolution
2018- ____, approving the Associate Membership Agreement with the
California Enterprise Development Authority, and participation in the Figtree
PACE program and related documents and actions; and 3) Authorize the City
Manager to sign all documents and agreements relevant to the adoption of these
programs, subject to final language approval of the City Manager.
Item: 10.L.
MOORPARK CITY COUNCIL
AGENDA REPORT
TO: Honorable City Council
FROM: Jessica Sandifer, Community Services Manager
DATE: 08/01/2018 Regular Meeting
SUBJECT: Consider Resolutions Authorizing Expanding Participation in the
California Statewide Communities Development Authority and
California Enterprise Development Authority Property Assessed
Clean Energy (PACE) Programs
BACKGROUND
In 2008, Assembly Bill 811 became law allowing the formation of Property Assessed
Clean Energy or "PACE" programs. PACE programs allow property owners to finance
energy efficiency, water conservation, and renewable energy projects on existing
residential and commercial structures through a special tax or assessment on the
property.
Individual property owners within the district, by executing program financing
agreements, effectively vote to annex their properties into the district, authorize levy of a
special tax and approve recordation of a special tax lien that only affects their parcel.
This allows the assessment to be placed on the county tax rolls and administered in the
same manner as other property taxes.
There is generally little to no cost or administrative burden for participating cities in a
joint powers authority (JPA) formed for these purposes. The City’s role is limited to
authorizing the PACE programs to include the City of Moorpark within the assessment
district boundaries and allowing property owners the option of participating in a PACE
program.
The City Council authorized the City of Moorpark’s participation with the California
Statewide Communities Development Authority (CSCDA) on January 6, 2010. Two bills
passed subsequent to our participation in the CaliforniaFIRST program that expanded
the allowable uses of funds and provided for a state loan loss reserve.
Senate Bill 555 became law in 2011 and authorized a jurisdiction(s) to form a voluntary
special-use community facilities district to finance (or refinance) energy efficiency, water
conservation, renewable energy, and electric vehicle charging infrastructure
improvements to private real property, whether the real property or buildings are
privately or publicly owned.
Item: 10.L.
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In 2013, Governor Brown signed SB 96, authorizing the establishment of the PACE
Loss Reserve Program to address the Federal Housing Agency's concerns over priority
of loan status. Under SB 96, a Loss Reserve of ten million dollars would be used to
make mortgage lenders whole for any direct losses incurred due to the existence of a
PACE lien on a property during a foreclosure or forced sale.
DISCUSSION
Over the past several years, residential PACE programs have expanded, funding
several billion dollars in energy efficiency improvement property loans in California.
Many California jurisdictions authorize multiple PACE programs to encourage
competition and to provide alternatives. The City of Moorpark currently has authorized
the CSCDA CaliforniaFIRST program, Western Riverside Council of Governments
HERO program, and the California Home Finance Authority Ygrene program. Recently
one additional program has requested approval to operate within the City of Moorpark,
and the CSCDA is requesting approval of their new Open PACE program, whereby,
several program administrators, in addition to CaliforniaFIRST, are authorized to
provide PACE funding to Moorpark residents.
The following is a summary of the PACE programs and a list of the documents required
to participate in each program that is being recommended for City Council approval.
As mentioned California Statewide Communities Development Authority
(CSCDA) developed a PACE program, called CaliforniaFIRST, which the City
Council authorized in January 2010. CSCDA has expanded their program and
now authorizes several companies to participate as Program Administrators in
their PACE program. The authorized Program Administrators (PA) that will be
added are: AllianceNRG Program (CounterPointe Energy Solutions (CA) LLC),
PACE Funding Group LLC, CaliforniaFirst (Renew Financial Group LLC),
CleanFund Commercial PACE Capital and Spruce Pace LLC. All of these PA’s
will offer funding for residential and commercial properties, to finance
permanently fixed renewable energy, energy efficiency, water efficiency, and
seismic strengthening improvements as well as electric vehicle charging
infrastructure. Staff recommends adoption of the resolution which allows
participation in the CSCDA Open PACE program with the PA’s mentioned in the
report. (Attachment 1). For historical reference, the City of Moorpark joined the
CSCDA’s JPA in 1999 and adopted a Joint Exercise of Powers Agreement at
that time, which is why there is no membership agreement associated with this
current City Council action.
California Enterprise Development Authority (Dividend Finance) Figtree PACE
program offers PACE programming to residential and commercial properties, to
finance permanently fixed renewable energy, energy efficiency, water efficiency,
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and seismic strengthening improvements as well as electric vehicle charging
infrastructure. Dividend Finance is the program administrator for California
Enterprise Development Authority, who has requested adoption of the resolution
to allow participation in the JPA and the Figtree PACE program. (Attachment 2)
Staff is recommending approval of the addition of these PACE programs, as they can
provide significant benefits to the City through clean energy, energy efficiency, water
conservation improvements, and reduction in greenhouse gas emissions. The benefit to
Moorpark residents and businesses is the offering of a voluntary alternative for property
owners to finance efficiency and conservation improvements to their homes and
commercial properties when other financing options are not available or at a lower cost.
The payment obligation stays with the property. In addition, there is no City obligation to
repay bonds or pay delinquent assessments levied on participating properties.
In addition, each program will be responsible for outreach and promotion related to their
program. However, the City will publicize the availability of PACE programs on our
website and in our newsletter.
FISCAL IMPACT
Beyond the minimal staff time to prepare the resolutions and staff report for
authorization of the program, there is no fiscal impact from adopting these additional
PACE programs.
STAFF RECOMMENDATION
1. Adopt Resolution 2018-______, approving the Participation in the California
Statewide Communities Development Authority Open PACE program and
related documents and actions; and
2. Adopt Resolution 2018- ______, approving the Associate Membership
Agreement with the California Enterprise Development Authority, and
participation in the Figtree PACE program and related documents and actions;
and
3. Authorize the City Manager to sign all documents and agreements relevant to
the adoption of these programs, subject to final language approval of the City
Manager.
Attachment:
1 – CSCDA - Resolution No. 2018-_____
2 – CEDA - Resolution No. 2018-______
3 – CEDA JPA By Laws (to be attached to Associate Membership Agreement, when executed)
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ATTACHMENT 1
RESOLUTION NO. 2018-___
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA CONSENTING TO THE
INCLUSION OF PROPERTIES WITHIN THE TERRITORY
OF THE CITY OF MOORPARK IN THE CALIFORNIA
STATEWIDE COMMUNITIES DEVELOPMENT
AUTHORITY (CSCDA) OPEN PACE PROGRAMS;
AUTHORIZING THE CSCDA TO ACCEPT APPLICATIONS
FROM PROPERTY OWNERS, CONDUCT CONTRACTUAL
ASSESSMENT PROCEEDINGS AND LEVY
CONTRACTUAL ASSESSMENTS WITHIN THE
TERRITORY OF THE CITY OF MOORPARK; AND
AUTHORIZING RELATED ACTIONS
WHEREAS, the California Statewide Communities Development Authority (the
“Authority”) is a joint exercise of powers authority, the members of which include
numerous cities and counties in the State of California, including the City of Moorpark
(the “City”); and
WHEREAS, the Authority is implementing Property Assessed Clean Energy
(PACE) programs, which it has designated CSCDA Open PACE, consisting of CSCDA
Open PACE programs each administered by a separate program administrator
(collectively with any successors, assigns, replacements or additions, the “Programs”),
to allow the financing or refinancing of renewable energy, energy efficiency, water
efficiency and seismic strengthening improvements, electric vehicle charging
infrastructure and such other improvements, infrastructure or other work as may be
authorized by law from time to time (collectively, the “Improvements”) through the levy
of contractual assessments pursuant to Chapter 29 of Division 7 of the Streets &
Highways Code (“Chapter 29”) within counties and cities throughout the State of
California that consent to the inclusion of properties within their respective territories in
the Programs and the issuance of bonds from time to time; and
WHEREAS, the program administrators currently active in administering
Programs are the AllianceNRG Program (CounterPointe Energy Solutions (CA) LLC),
PACE Funding Group LLC, CaliforniaFirst (Renew Financial Group LLC), CleanFund
Commercial PACE Capital and Spruce Pace LLC and the Authority will notify the City in
advance of any additions or changes; and
WHEREAS, Chapter 29 provides that assessments may be levied under its
provisions only with the free and willing consent of the owner or owners of each lot or
parcel on which an assessment is levied at the time the assessment is levied; and
WHEREAS, the City desires to allow the owners of property (“Participating
Property Owners”) within its territory to participate in the Programs and to allow the
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Resolution No. 2018-______
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Authority to conduct assessment proceedings under Chapter 29 within its territory and
to issue bonds to finance or refinance Improvements; and
WHEREAS, the territory within which assessments may be levied for the
Programs shall include all of the territory within the City’s official boundaries; and
WHEREAS, the Authority will conduct all assessment proceedings under Chapter
29 for the Programs and issue any bonds issued in connection with the Programs; and
WHEREAS, the City will not be responsible for the conduct of any assessment
proceedings; the levy of assessments; any required remedial action in the case of
delinquencies in such assessment payments; or the issuance, sale or administration of
any bonds issued in connection with the Programs;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK
DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. This City Council hereby finds and declares that properties in the
territory of the City will benefit from the availability of the Programs within the territory of
the City and, pursuant thereto, the conduct of special assessment proceedings by the
Authority pursuant to Chapter 29 and the issuance of bonds to finance or refinance
Improvements.
SECTION 2. In connection with the Programs, the City hereby consents to the
conduct of special assessment proceedings by the Authority pursuant to Chapter 29 on
any property within the territory of the City and the issuance of bonds to finance or
refinance Improvements; provided, that
(1) The Participating Property Owners, who shall be the legal owners
of such property, execute a contract pursuant to Chapter 29 and comply with
other applicable provisions of California law in order to accomplish the valid levy
of assessments; and
(2) The City will not be responsible for the conduct of any assessment
proceedings; the levy of assessments; any required remedial action in the case
of delinquencies in such assessment payments; or the issuance, sale or
administration of any bonds issued in connection with the Programs.
SECTION 3. The appropriate officials and staff of the City are hereby authorized
and directed to make applications for the Programs available to all property owners who
wish to finance or refinance Improvements; provided, that the Authority shall be
responsible for providing such applications and related materials at its own expense.
The following staff persons, together with any other staff persons chosen by the City
Manager of the City from time to time, are hereby designated as the contact persons for
the Authority in connection with the Programs: Community Services Manager.
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SECTION 4. The appropriate officials and staff of the City are hereby authorized
and directed to execute and deliver such certificates, requisitions, agreements and
related documents as are reasonably required by the Authority to implement the
Programs.
SECTION 5. The City Council hereby finds that adoption of this Resolution is not
a “project” under the California Environmental Quality Act, because the Resolution does
not involve any commitment to a specific project which may result in a potentially
significant physical impact on the environment, as contemplated by Title 14, California
Code of Regulations, Section 15378(b)(4).
SECTION 6. This Resolution shall take effect immediately upon its adoption. The
City Clerk is hereby authorized and directed to transmit a certified copy of this resolution
to the Secretary of the Authority at Secretary of the Board, California Statewide
Communities Development Authority, 1400 K Street, Sacramento, CA 95814
SECTION 7. The City Clerk shall certify to the adoption of this resolution and
shall cause a certified resolution to be filed in the book of original resolutions.
PASSED AND ADOPTED this 1st day of August, 2018.
__________________________________
Janice S. Parvin, Mayor
ATTEST:
___________________________________
Maureen Benson, City Clerk
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ATTACHMENT 2
RESOLUTION NO.2018-____
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
MOORPARK, CALIFORNIA, APPROVING ASSOCIATE MEMBERSHIP
IN THE CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY;
AUTHORIZING AND DIRECTING THE EXECUTION OF AN ASSOCIATE
MEMBERSHIP AGREEMENT RELATING TO ASSOCIATE
MEMBERSHIP OF THE CITY IN THE AUTHORITY; AUTHORIZING THE
CITY TO JOIN THE FIGTREE PACE PROGRAM; AUTHORIZING THE
CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY TO
CONDUCT CONTRACTUAL ASSESSMENT PROCEEDINGS AND LEVY
CONTRACTUAL ASSESSMENTS WITHIN THE TERRITORY OF THE
CITY OF MOORPARK; AND AUTHORIZING RELATED ACTIONS
WHEREAS, the City of Moorpark, California (the “City”), is a municipal
corporation, duly organized and existing under the Constitution and the laws of the
State of California; and
WHEREAS, the City, upon authorization of the City Council, may pursuant to
Chapter 5 of Division 7 of Title 1 of the Government Code of the State of California,
commencing with Section 6500 (the "JPA Law") enter into a joint exercise of powers
agreement with one or more other public agencies pursuant to which such contracting
parties may jointly exercise any power common to them; and
WHEREAS, the City and other public agencies wish to jointly participate in
economic development financing programs for the benefit of businesses and nonprofit
entities within their jurisdictions offered by membership in the California Enterprise
Development Authority (the "CEDA") pursuant to an associate membership agreement
and Joint Exercise of Powers Agreement Relating to the California Enterprise
Development Authority (the “Agreement”); and
WHEREAS, under the JPA Law and the Agreement, CEDA is a public entity
separate and apart from the parties to the Agreement and the debts, liabilities and
obligations of CEDA will not be the debts, liabilities or obligations of the City or the other
members of the Authority; and
WHEREAS, the form of Associate Membership Agreement (the “Associate
Membership Agreement”) between the City and CEDA is attached (Exhibit A); and
WHEREAS, the City is willing to become an Associate Member of CEDA subject to
the provisions of the Associate Membership Agreement.
WHEREAS, CEDA has adopted the Figtree Property Assessed Clean Energy
(PACE) and Job Creation Program (the “Program” or “Figtree PACE”), to allow the
financing of certain renewable energy, energy efficiency, seismic retrofits, electric
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vehicle charging infrastructure, and water efficiency improvements (the "Improvements")
through the levy of contractual assessments pursuant to Chapter 29 of Division 7 of the
Streets & Highways Code ("Chapter 29"), and the issuance of improvement bonds or
other evidences of indebtedness (the "Bonds") under the Improvement Bond Act of
1915 (Streets and Highways Code Sections 8500 et seq.) (the "1915 Act") upon the
security of the unpaid contractual assessments; and
WHEREAS, Chapter 29 provides that assessments may be levied under its
provisions only with the free and willing consent of the owner of each lot or parcel on
which an assessment is levied at the time the assessment is levied; and
WHEREAS, the City desires to allow the owners of property (“Participating Parcel”)
within its jurisdiction ("Participating Property Owners") to participate in Figtree PACE,
and to allow CEDA to conduct assessment proceedings under Chapter 29 and to issue
Bonds under the 1915 Act to finance the Improvements; and
WHEREAS, CEDA will conduct assessment proceedings under Chapter 29 to
establish an assessment district (the “District”) and issue Bonds under the 1915 Act to
finance Improvements; and
WHEREAS, there is a proposed form of Resolution of Intention to be adopted by
CEDA in connection with such assessment proceedings (the "ROI"), a copy of which is
attached hereto as Exhibit B; and
WHEREAS, said ROI sets forth the territory within which assessments may be
levied for Figtree PACE which territory shall be coterminous with the City's official
boundaries of record at the time of adoption of the ROI (the "Boundaries"); and
WHEREAS, pursuant to Chapter 29, the City authorizes CEDA to conduct
assessment proceedings, levy assessments, pursue remedies in the event of
delinquencies, and issue bonds or other forms of indebtedness to finance the
Improvements in connection with Figtree PACE; and
WHEREAS, to protect the City in connection with operation of the Figtree PACE
program, Dividend Finance, LLC, the program administrator, has agreed to defend and
indemnify the City; and
WHEREAS, the City will not be responsible for the conduct of any assessment
proceedings, the levy of assessments, any required remedial action in the case of
delinquencies, the issuance, sale or administration of the bonds or other indebtedness
issued in connection with Figtree PACE.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF MOORPARK
DOES HEREBY RESOLVE AS FOLLOWS:
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SECTION 1. The City Council hereby specifically finds and declares that the
actions authorized hereby constitute public affairs of the City. The City Council further
finds that the statements, findings and determinations of the City set forth in the
preambles above are true and correct.
SECTION 2. The Associate Membership Agreement attached to this Resolution
is hereby approved. The Mayor of the City, the City Manager, the City Clerk and other
officials of the City are each hereby authorized and directed, for and on behalf of the
City, to execute and deliver the Associate Membership Agreement in substantially said
form, with such changes therein as such officer may require or approve, such approval
to be conclusively evidenced by the execution and delivery thereof.
SECTION 3. The officers and officials of the City are hereby authorized and
directed, jointly and severally, to do any and all things and to execute and deliver any
and all documents which they may deem necessary or advisable in order to
consummate, carry out, give effect to and comply with the terms and intent of this
resolution and the Associate Membership Agreement. All such actions heretofore taken
by such officers and officials are hereby confirmed, ratified and approved.
SECTION 4. Good Standing. The City is a municipal corporation and in good
standing.
SECTION 5. Public Benefits. On the date hereof, the City Council hereby finds
and determines that the Program and issuance of Bonds by CEDA in connection with
Figtree PACE will provide significant public benefits, including without limitation, savings
in effective interest rates, bond preparation, bond underwriting and bond issuance costs
and reductions in effective user charges levied by water and electricity providers within
the boundaries of the City.
SECTION 6. Appointment of CEDA. The City hereby appoints CEDA as its
representative to (i) record the assessment against the Participating Parcels, (ii)
administer the District in accordance with the Improvement Act of 1915 (Chapter 29 Part
1 of Division 10 of the California Streets and Highways Code (commencing with Section
8500 et seq.) (the “Law”), (iii) prepare program guidelines for the operations of the
Program and (iv) proceed with any claims, proceedings or legal actions as shall be
necessary to collect past due assessments on the properties within the District in
accordance with the Law and Section 6509.6 of the California Government Code. The
City is not and will not be deemed to be an agent of Figtree or CEDA as a result of this
Resolution.
SECTION 7. Assessment Proceedings. In connection with Figtree PACE, the
City hereby consents to the special assessment proceedings by CEDA pursuant to
Chapter 29 on any property within the Boundaries and the issuance of Bonds under the
1915 Act, provided that:
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(1) Such proceedings are conducted pursuant to one or more Resolutions of
Intention in substantially the form of the ROI;
(2) The Participating Property Owners, who shall be the legal owners of such
property, voluntarily execute a contract pursuant to Chapter 29 and comply
with other applicable provisions of California law in order to accomplish the
valid levy of assessments; and
(3) The City will not be responsible for the conduct of any assessment
proceedings, the levy of assessments, any required remedial action in the
case of delinquencies in such assessment payments, or the issuance, sale or
administration of the Bonds in connection with Figtree PACE.
SECTION 8. Program Report. The City Council hereby acknowledges that
pursuant to the requirements of Chapter 29, CEDA has prepared and will update from
time to time the "Program Report" for Figtree PACE (the "Program Report") and
associated documents, and CEDA will undertake assessment proceedings and the
financing of Improvements as set forth in the Program Report.
SECTION 9. Foreclosure. The City Council hereby acknowledges that the Law
permits foreclosure in the event that there is a default in the payment of assessments
due on a property. The City Council hereby designates CEDA as its representative to
proceed with collection and foreclosure of the liens on the defaulting properties within
the District, including judicial foreclosure pursuant to the Program Report.
SECTION 10. Indemnification. The City Council acknowledges that Figtree has
provided the City with an indemnification agreement, as shown in Exhibit B, for
negligence or malfeasance of any type as a result of the acts or omissions of Figtree, its
officers, employees, subcontractors and agents. The City Council hereby authorizes the
appropriate officials and staff of the City to execute and deliver the Indemnification
Agreement to Figtree.
SECTION 11. City Contact Designation. The appropriate officials and staff of the
City are hereby authorized and directed to make applications for Figtree PACE available
to all property owners who wish to finance Improvements. The following staff persons,
together with any other staff designated by the City Manager from time to time, are
hereby designated as the contact persons for CEDA in connection with Figtree PACE:
Community Services Manager, 799 Moorpark Avenue, Moorpark, CA 93021 805-517-
6225.
SECTION 12. CEQA. The City Council hereby finds that adoption of this
Resolution is not a "project" under the California Environmental Quality Act (“CEQA”),
because the Resolution does not involve any commitment to a specific project which
may result in a potentially significant physical impact on the environment, as
contemplated by Title 14, California Code of Regulations, Section 15378(b )( 4)).
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SECTION 13. Costs. Services related to the formation and administration of the
assessment district will be provided by CEDA at no cost to the City.
SECTION 14. Effective Date. This Resolution shall take effect immediately upon
its adoption. The City Clerk is hereby authorized and directed to transmit a certified
copy of this resolution to Dividend Finance, LLC .
SECTION 15. The City Clerk shall certify to the adoption of this resolution and
shall cause a certified resolution to be filed in the book of original resolutions.
PASSED AND ADOPTED this 1st day of August, 2018.
__________________________________
Janice S. Parvin, Mayor
ATTEST:
___________________________________
Maureen Benson, City Clerk
Exhibit A – Associate Membership Agreement
Exhibit B – Sample Resolution of Intention
Exhibit C – Indemnification Agreement
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EXHIBIT A
ASSOCIATE MEMBERSHIP AGREEMENT
by and between the
CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY
and the
CITY OF MOORPARK, CALIFORNIA
THIS ASSOCIATE MEMBERSHIP AGREEMENT (this “Associate Membership
Agreement”), dated as of _____________________ by and between CALIFORNIA
ENTERPRISE DEVELOPMENT AUTHORITY (the “Authority”) and the CITY OF
MOORPARK, CALIFORNIA, a municipal corporation, duly organized and existing under
the laws of the State of California (the “City”);
WITNESSETH:
WHEREAS, the Cities of Selma, Lancaster and Eureka (individually, a “Member”
and collectively, the “Members”), have entered into a Joint Powers Agreement, dated as
of June 1, 2006 (the “Agreement”), establishing the Authority and prescribing its
purposes and powers; and
WHEREAS, the Agreement designates the Executive Committee of the Board of
Directors and the President of the California Association for Local Economic
Development as the initial Board of Directors of the Authority; and
WHEREAS, the Authority has been formed for the purpose, among others, to
assist for profit and nonprofit corporations and other entities to obtain financing for
projects and purposes serving the public interest; and
WHEREAS, the Agreement permits any other local agency in the State of
California to join the Authority as an associate member (an “Associate Member”); and
WHEREAS, the City desires to become an Associate Member of the Authority;
WHEREAS, City Council of the City has adopted a resolution approving the
Associate Membership Agreement and the execution and delivery thereof;
WHEREAS, the Board of Directors of the Authority has determined that the City
should become an Associate Member of the Authority;
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NOW, THEREFORE, in consideration of the above premises and of the mutual
promises herein contained, the Authority and the City do hereby agree as follows:
Section 1. Associate Member Status. The City is hereby made an Associate
Member of the Authority for all purposes of the Agreement and the Bylaws of the
Authority, attached as Exhibit A, the provisions of which are hereby incorporated herein
by reference. From and after the date of execution and delivery of this Associate
Membership Agreement by the City and the Authority, the City shall be and remain an
Associate Member of the Authority.
Section 2. Restrictions and Rights of Associate Members. The City shall not
have the right, as an Associate Member of the Authority, to vote on any action taken by
the Board of Directors or by the Voting Members of the Authority. In addition, no officer,
employee or representative of the City shall have any right to become an officer or
director of the Authority by virtue of the City being an Associate Member of the
Authority.
Section 3. Effect of Prior Authority Actions. The City hereby agrees to be
subject to and bound by all actions previously taken by the Members and the Board of
Directors of the Authority to the same extent as the Members of the Authority are
subject to and bound by such actions.
Section 4. No Obligations of Associate Members. The debts, liabilities and
obligations of the Authority shall not be the debts, liabilities and obligations of the City.
Section 5. Execution of the Agreement. Execution of this Associate
Membership Agreement and the Agreement shall satisfy the requirements of the
Agreement and Article XII of the Bylaws of the Authority for participation by the City in
all programs and other undertakings of the Authority.
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IN WITNESS WHEREOF, the parties hereto have caused this Associate
Membership Agreement to be executed and attested by their proper officers thereunto
duly authorized, on the day and year first set forth above.
CALIFORNIA ENTERPRISE DEVELOPMENT
AUTHORITY
By:
Gurbax Sahota, Chair
Board of Directors
Attest:
Helen Schaubmayer, Asst. Secretary
CITY OF MOORPARK, CALIFORNIA
By:
Janice S. Parvin Mayor
Attest:
Maureen Benson, City Clerk
Exhibit A – Bylaws (to be attached to executed membership agreement)
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EXHIBIT B
SAMPLE CEDA RESOLUTION OF INTENTION
RESOLUTION OF THE CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY
DECLARING INTENTION TO FINANCE INSTALLATION OF DISTRIBUTED
GENERATION RENEWABLE ENERGY SOURCES, ENERGY EFFICIENCY, SEISMIC
RETROFITS, ELECTRIC VEHICLE CHARING INFRASTRUCTURE, AND WATER
EFFICIENCY IMPROVEMENTS IN THE CITY OF MOORPARK
WHEREAS, the California Enterprise Development Authority (“CEDA”) is a joint
powers authority authorized and existing pursuant to Joint Powers Act (Government
Code Section 6500 et seq.) and that certain Joint Exercise of Powers Agreement (the
“Agreement”) dated as of June 1, 2006, by and among the cities of Eureka, Lancaster
and Selma; and
WHEREAS, CEDA is authorized under the Agreement and Chapter 5 of Division
7 of Title 1 of the Government Code of the State of California and in accordance with
Chapter 29 of Part 3 of Division 7 of the Streets & Highways Code of the State of
California (“Chapter 29”) to authorize assessments to finance the installation of
distributed generation renewable energy sources, energy efficiency, seismic retrofits,
electric vehicle charging infrastructure, and water efficiency improvements that are
permanently fixed to real property (“Authorized Improvements”); and
WHEREAS, CEDA has obtained authorization from the City of Moorpark (the
“City”) to enter into contractual assessments for the financing of the installation of
Authorized Improvements in the City; and
WHEREAS, CEDA desires to declare its intention to establish a Figtree PACE
program (“Figtree PACE”) in the City, pursuant to which CEDA, subject to certain
conditions set forth herein, would enter into contractual assessments to finance the
installation of Authorized Improvements in the City.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF
THE CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY, AS FOLLOWS:
Section 1. Findings. The Board of Directors hereby finds and determines the
following:
(a) The above recitals are true and correct and are incorporated herein by this
reference.
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(b) Energy and water conservation efforts, including the promotion of
Authorized Improvements to residential, commercial, industrial, or other
real property, are necessary to address the issue of global climate change
and the reduction of greenhouse gas emissions in the City.
(c) The upfront cost of making residential, commercial, industrial, or other real
property more energy and water efficient, along with the fact that most
commercial loans for that purpose are due on the sale of the property,
prevents many property owners from installing Authorized Improvements.
(d) A public purpose will be served by establishing a contractual assessment
program, to be known as Figtree PACE, pursuant to which CEDA will
finance the installation of Authorized Improvements to residential,
commercial, industrial, or other real property in the City.
Section 2. Determination of Public Interest. The Board of Directors hereby
determines that (a) it would be convenient, advantageous, and in the public interest to
designate an area, which shall encompass the entire geographic territory within the
boundaries of the City, within which CEDA and property owners within the City may
enter into contractual assessments to finance the installation of Authorized
Improvements pursuant to Chapter 29 and (b) it is in the public interest for CEDA to
finance the installation of Authorized Improvements in the County pursuant to Chapter
29.
Section 3. Identification of Authorized Improvements. CEDA hereby declares
its intention to make contractual assessment financing available to property owners to
finance installation of Authorized Improvements, including but not limited to those
improvements detailed in the Report described in Section 8 hereof (the “Report”), as
that Report may be amended from time to time.
Section 4. Identification of Boundaries. Contractual assessments may be
entered into by property owners located within the entire geographic territory of the City
including unincorporated territory within City Boundaries. A property owner located
within a City within the City may enter into contractual assessments with CEDA only
after such City has adopted a resolution to authorize participation in the PACE Program.
Section 5. Proposed Financing Arrangements. Under Chapter 29, CEDA may
issue bonds, notes or other forms of indebtedness (the “Bonds”) pursuant to Chapter 29
that are payable by contractual assessments. Division 10 (commencing with Section
8500) of the Streets & Highways Code of the State (the “Improvement Bond Act of
1915”) shall apply to any indebtedness issued pursuant to Chapter 29, insofar as the
Improvement Bond Act of 1915 is not in conflict with Chapter 29. The creditworthiness
of a property owner to participate in the financing of Authorized Improvements will be
based on the criteria developed by Dividend Finance, LLC (the “Program
Administrator”) upon consultation with Figtree PACE Program underwriters or other
financial representatives, CEDA general counsel and bond counsel, and as shall be
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approved by the Board of Directors of CEDA. In connection with indebtedness issued
under the Improvement Bond Act of 1915 that are payable from contractual
assessments, serial and/or term improvement bonds or other indebtedness shall be
issued in such series and shall mature in such principal amounts and at such times (not
to exceed 20 years from the second day of September next following their date) and at
such rate or rates of interest (not to exceed the maximum rate permitted by applicable
law) as shall be determined by the Board of Directors at the time of the issuance and
sale of the indebtedness. The provisions of Part 11.1 of the Improvement Bond Act of
1915 shall apply to the calling of the bonds. It is the intention of the Board of Directors
to create a special reserve fund for the bonds under Part 16 of the Improvement Bond
Act of 1915. Neither CEDA, nor any of its members participating in the Figtree PACE
Program, shall advance available surplus funds from its treasury to cure any deficiency
in the redemption fund to be created with respect to the indebtedness; provided,
however, that this determination shall not prevent CEDA or any of its members from, in
their sole discretion, so advancing funds. The Bonds may be refunded under Division
11.5 of the California Streets and Highways Code or other applicable laws permitting
refunding, upon the conditions specified by and upon determination of CEDA.
CEDA hereby authorizes the Program Administrator, upon consultation with
CEDA general counsel, bond counsel and the Figtree PACE underwriter, to commence
preparation of documents and take necessary steps to prepare for the issuance of
bonds, notes or other forms of indebtedness as authorized by Chapter 29.
In connection with the issuance of bonds payable from contractual assessments,
CEDA expects to obligate itself, through a covenant with the owners of the bonds, to
exercise its foreclosure rights with respect to delinquent contractual assessment
installments under specified circumstances.
Section 6. Public Hearing. Pursuant to the Act, CEDA hereby orders that a
public hearing be held before CEDA Board (the “Board”), at 550 Bercut Drive, Suite G,
Sacramento, CA 95811, on _________, __________, at _____ A_, for the purposes of
allowing interested persons to object to, or inquire about, the proposed Figtree PACE
Program. The public hearing may be continued from time to time as determined by the
Board for a time not exceeding a total of 180 days.
At the time of the hearing, the Report described in Section 8 hereof shall be
summarized, and the Board shall afford all persons who are present an opportunity to
comment upon, object to, or present evidence with regard to the proposed Figtree
PACE Program, the extent of the area proposed to be included within the boundaries of
the assessment district, the terms and conditions of the draft assessment contract
described in Section 8 hereof (the “Contract”), or the proposed financing provisions.
Following the public hearing, CEDA may adopt a resolution confirming the Report (the
“Resolution Confirming Report”) or may direct the Report’s modification in any respect,
or may abandon the proceedings.
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The Board hereby orders the publication of a notice of public hearing once a
week for two successive weeks. Two publications in a newspaper published once a
week or more often, with at least five days intervening between the respective
publication dates not counting such publication dates are sufficient. The period of
notice will commence upon the first day of publication and terminate at the end of the
fourteenth day. The first publication shall occur not later than 20 days before the date of
the public hearing.
Section 7. Notice to Water and Electric Providers. Pursuant to Section
5898.24 of the Streets & Highways Code, written notice of the proposed contractual
assessment program within the City to all water and electric providers within the
boundaries of the City has been provided.
Section 8. Report. The Board hereby directs the Program Administrator to
prepare the Report and file said Report with the Board at or before the time of the public
hearing described in Section 6 hereof containing all of the following:
(a) A map showing the boundaries of the territory within which contractual
assessments are proposed to be offered, as set forth in Section 4 hereof.
(b) A draft contractual assessment contract (the “Contract”) specifying the
terms and conditions of the agreement between CEDA and a property
owner.
(c) A statement of CEDA’s policies concerning contractual assessments
including all of the following:
(1) Identification of types of Authorized Improvements that may be
financed through the use of contractual assessments.
(2) Identification of the CEDA official authorized to enter into
contractual assessments on behalf of CEDA.
(3) A maximum aggregate dollar amount of contractual assessments.
(4) A method for setting requests from property owners for financing
through contractual assessments in priority order in the event that
requests appear likely to exceed the authorization amount.
(d) A plan for raising a capital amount required to pay for work performed in
connection with contractual assessments. The plan may include the sale
of a bond or bonds or other financing relationship pursuant to Section
5898.28 of Chapter 29. The plan (i) shall include a statement of, or
method for determining, the interest rate and time period during which
contracting property owners would pay any assessment, (ii) shall provide
for any reserve fund or funds, and (iii) shall provide for the apportionment
of all or any portion of the costs incidental to financing, administration and
collection of the contractual assessment program among the consenting
property owners and CEDA.
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A report on the results of the discussions with the County Auditor-Controller
described in Section 10 hereof, concerning the additional fees, if any, that will be
charged to CEDA for inclusion of the proposed contractual assessments on the general
property tax roll of the City, and a plan for financing the payment of those fees.
Section 9. Nature of Assessments. Assessments levied pursuant to Chapter
29, and the interest and any penalties thereon, will constitute a lien against the lots and
parcels of land on which they are made, until they are paid. Unless otherwise directed
by CEDA, the assessments shall be collected in the same manner and at the same time
as the general taxes of the City on real property are payable, and subject to the same
penalties and remedies and lien priorities in the event of delinquency and default.
Section 10. Consultations with County Auditor-Controller. CEDA hereby directs
the Program Administrator to enter into discussions with the County Auditor-Controller
in order to reach agreement on what additional fees, if any, will be charged to CEDA for
incorporating the proposed contractual assessments into the assessments of the
general taxes of the County on real property.
Section 11. Preparation of Current Roll of Assessment. Pursuant to Section
5898.24(c), CEDA hereby designates the Program Administrator as the responsible
party for annually preparing the current roll of assessment obligations by assessor’s
parcel number on property subject to a voluntary contractual assessment.
Section 12. Procedures for Responding to Inquiries. The Program
Administrator shall establish procedures to promptly respond to inquiries concerning
current and future estimated liability for a voluntary contractual assessment.
Section 13. Effective Date. This resolution shall take effect immediately upon
its adoption.
PASSED AND ADOPTED this _____ day of ______, 201_.
CALIFORNIA ENTERPRISE
DEVELOPMENT AUTHORITY
By:____________________________
Gurbax Sahota, Chair
ATTEST:
______________________________________
Helen Schaubmayer, Assistant Secretary
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EXHIBIT C
INDEMNIFICATION AGREEMENT
BY AND BETWEEN
T HE CITY OF MOORPARK AND
DIVIDEND FINANCE, LLC
This Indemnification Agreement (the “Agreement”) is entered into by and between the
City of Moorpark, a municipal corporation or political subdivision, duly organized and
existing under the laws of the State of California (the “City”) and Dividend Finance,
LLC, a California corporation, the admin istrator of the Figtree Property Assessed Clean
Energy and Job Creation Program (the “Administrator”), which is a program of the
California Enterprise Development Authority, a California joint exercise of powers
authority (the “Authority”).
RECITALS
WHEREAS, the Authority is a joint exercise of powers authority whose members
include the City in addition to other cities and counties in the State of California; and
WHEREAS, the Authority established the Figtree Property Assessed Clean
Energy and Job Creation Program (the “Figtree PACE Program”) to allow the financing
of certain renewable energy, energy efficiency and water efficiency improvements that
are permanently affixed to real property through the levy of assessments voluntarily
agreed to by the participating property owners pursuant to Chapter 29 of Division 7 of
the Streets and Highways Code (“Chapter 29”) and the issuance of improvement
bonds, or other forms of indebtedness, under the Improvement Bond Act of 1915 upon
the security of the unpaid assessments; and
W HEREAS, the Authority has conducted or will conduct proceedings required by
Chapter 29 with respect to the territory within the boundaries of the City; and
WHEREAS, the legislative body of the City adopted or will adopt a resolution
authorizing the City to join the Figtree PACE Program; and
WHEREAS, the City will not be responsible for the formation, operation and
administration of the Figtree PACE Program as well as the sale and issuance of any
bonds or other forms of indebtedness in connection therewith, including the conducting
of assessment proceedings, the levy and collection of assessments and any remedial
action in the case of such assessment payments, and the offer, sale and administration
of any bonds issued by the Authority on behalf of the Figtree PACE Program; and
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WHEREAS, the Administrator is the administrator of the Figtree PACE Program
and agrees to indemnify the City in connection with the operations of the Figtree PACE
Program as set forth herein;
NOW, THERFORE, in consideration of the above premises and of the City’s
agreement to join the Figtree PACE Program, the parties agree as follows:
1. Indemnification. Figtree has provided the CEDA with an indemnification for
negligence or malfeasance of any type as a result of the acts or omissions of Figtree,
its officers, employees, subcontractors and agents, arising from or related to the
Figtree PACE Program, the assessments, the assessment districts, the improvements
or the financing and marketing thereof. Figtree agrees to defend, indemnify and hold
harmless the City, its officers, elected or appointed officials, employees, agents and
volunteers from and against any and all actions, suits, proceedings, claims, demands,
losses, costs and expenses, including legal costs and attorneys’ fees, for injury or
damage due to negligence or malfeasance of any type claims as a result of the acts or
omissions of Figtree, except for such loss or damage which was caused by the sole
negligence or willful misconduct of the City. This indemnity shall apply to all claims and
liability regardless of whether any insurance policies are applicable. The policy limits do
not act as limitation upon the amount of indemnification to be provided by Figtree.
2. Amendment/Interpretation of this Agreement. This Agreement represents
the entire understanding of the parties as to those matters contained herein. No prior
oral or written understanding shall be of any force or effect with respect to those
matters covered hereunder. No supplement, modification or amendment of this
Agreement shall be binding unless executed in writing by both of the parties hereto.
This Agreement shall not be interpreted for or against any party by reason of the fact
that such party may have drafted this Agreement or any of its provisions.
3. Section Headings. Section headings in this Agreement are included for
convenience of reference only and shall not constitute a part of this Agreement for any
other purpose.
4. W aiver. No waiver of any of the provisions of this Agreement shall be
binding unless in the form of writing signed by the party against whom enforcement is
sought, and no such waiver shall operate as a waiver of any other provisions hereof
(whether or not similar), nor shall such waiver constitute a continuing waiver. Except
as specifically provided herein, no failure to exercise or any delay in exercising any
right or remedy hereunder shall constitute a waiver thereof.
5. Severability and Governing Law. If any provision or portion thereof of this
Agreement shall be held by a court of competent jurisdiction to be invalid, void, or
otherwise unenforceable, the remaining provisions shall remain enforceable to the
fullest extent permitted by law. This Agreement shall be governed by and construed
and enforced in accordance with the laws of the State of California applicable to
contracts made and to be performed in California.
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6. Notices. All notices, demands and other communications required or
permitted hereunder shall be made in writing and shall be deemed to have been duly
given if delivered by hand, against receipt, or mailed certified or registered mail and
addressed as follows:
If to the Administrator Dividend Finance, LLC
9330 Scranton Road, Suite 600
San Diego, CA 92121
Attn: Chief Executive Officer
If to the City: City of Moorpark
799 Moorpark Avenue
Moorpark, CA 93021
Attn: City Manager
7. Counterparts. This Agreement may be executed in one or more
counterparts, each of which shall be deemed to be an original, which together shall
constitute the same instrument.
8. Effective Date. This Agreement will be effective as of the date of the
signature of City’s representative as indicated below in the signature block.
IN WITNESS HEREOF, the parties hereto duly executed this Agreement as of the date
below.
City of Moorpark
By
Name: Troy Brown
Title: City Manager
Date:
Dividend Finance, LLC, a California corp.
By
Name: Peter Grabell
Title: Senior Vice President
Date:
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BYLAWS
OF THE
CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY
(adopted by the CEDA Board of Directors, July 14, 2006)
(amended by the CEDA Board of Directors, June 22, 2007)
ARTICLE I
DEFINITIONS
The definitions of terms used in these Bylaws shall be the same as those contained
in the Joint Powers Agreement creating the California Enterprise Development Authority
(hereinafter called the “Agreement,” unless otherwise expressly provided).
ARTICLE II
OFFICES
The Authority’s principal office for the transaction of business is located at 550
Bercut Drive, Suite G, Sacramento, California 95814.
ARTICLE III
LIMITATION ON AUTHORITY
The Authority’s exercise of its power under the Agreement and these Bylaws shall be
restricted to the extent required under Section 6509 of the Act. The City of Eureka is hereby
designated pursuant to Section 6509 of the Act. This designation may be changed by a majority
vote of the Board of Directors.
ARTICLE IV
MEETINGS OF THE VOTING MEMBERS
1.Regular Meetings
(a) Time Held
The Voting Members shall hold at least one meeting per year. The regular annual
meeting of the Voting Members (the “Annual Meeting”) should, if practicable, be scheduled at
least one year prior to such meeting. Unless otherwise changed by a majority vote of the Voting
Members at a regular meeting, the Annual Meeting shall be held at 9:00 a.m. on the First
Thursday in June of each year. Should such day fall upon a legal holiday, the Annual Meeting
shall be held on the next following business day.
ATTACHMENT 3
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(b) Business To Be Transacted
At each Annual Meeting, the Voting Members shall review, modify if necessary,
and adopt the annual program plan or work plan of the Authority for the following Fiscal Year.
Such program plan or work plan shall be submitted to the Voting Members by the Executive
Director of the Authority no later than thirty (30) days prior to the Annual Meeting.
At any meetings, the Voting Members may transact any other business within
their powers, and receive reports of the operations and affairs of the Authority.
(c) Notice
Written notice of each regular meeting of the Voting Members shall be delivered
to each Voting Member at least seven (7) days in advance of the meeting. The notice shall
specify:
(i) The place, date and hour of the meeting.
(ii) Those matters which are intended to be presented for action by the
Voting Members.
(iii) The general nature of any proposal for action by the Voting
Members concerning a change in the Voting Members of the
Authority or any other matter substantially affecting the rights and
obligations of the Authority and its Members.
2. Special Meetings
A special meeting of the Voting Members may be called at any time by written
notice of any Voting Member to the Board of Directors and the Voting Members, subject to the
requirements for 24-hour written notice to the Voting Members and to requesting representatives
of the media provided in Section 54956 of the Government Code. The notice of a special
meeting shall specify the time and place of the meeting and the business to be transacted. No
other business shall be considered at the meeting. A Voting Member may waive notice as
provided in Section 54956 of the Government Code. Notice of the calling of any special meeting
shall be posted as provided in said Section.
3. Place Of Meeting
Each regular or special meeting of the Voting Members shall be held at a place
within the State of California designated by the Board of Directors, or if no such designation is
made, as designated by the Executive Director.
4. Adjourned Meetings
The Voting Members may adjourn any regular or special meeting to a time and
place specified in the order of adjournment, whether or not a quorum has been established. If a
quorum is not established, no business other than adjournment may be transacted.
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A copy of the order for adjournment shall be posted as required by Section 54955
of the Government Code. No other notice of an adjourned meeting shall be necessary, unless the
adjournment is for a period of thirty (30) days or more, in which case notice of the adjourned
meeting shall be given in the same manner as notice of the original meeting.
5. Ralph M. Brown Act
Notwithstanding anything herein to the contrary, all meetings of the Voting
Members shall be held in strict compliance with the Ralph M. Brown Act (Government Code
Section 54950 et seq.), as amended and then in effect.
ARTICLE V
MEETINGS OF THE BOARD OF DIRECTORS
1. Regular Meetings
(a) Time Held
The Board of Directors shall hold at least one meeting per year. The regular
annual meeting of the Board of Directors (the “Board of Directors Annual Meeting”) should, if
practicable, be scheduled at least one year prior to such meeting. Unless otherwise changed by a
majority vote of the Board of Directors at a regular meeting, the Board of Directors Annual
Meeting shall be held at 2:00 p.m. on the First Thursday in June of each year. Should such day
fall upon a legal holiday, the Board of Directors Annual Meeting shall be held on the next
following business day.
(b) Business To Be Transacted
At each Board of Directors Annual Meeting, the Board of Directors shall review,
modify if necessary, and adopt the annual operating budget of the Authority, approve the audit of
the Authority’s finances and review the annual work plan or program plan and, in each
alternating fiscal year, shall elect officers.
At any meetings, the Board of Directors may transact any other business within its
powers, and receive reports of the operations and affairs of the Authority.
(c) Notice
Written notice of each regular meeting of the Board of Directors shall be
delivered to each director at least seven (7) days in advance of the meeting. The notice shall
specify:
(i) The place, date and hour of the meeting.
(ii) Those matters which are intended to be presented for action by the
Board of Directors.
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(iii) The general nature of any proposal for action by the Board of
Directors concerning a change in the Bylaws of the Authority, a
change in the membership of the Authority, or any other matter
substantially affecting the rights and obligations of the Authority
or its Members.
2. Special Meetings
A special meeting of the Board of Directors may be called at any time by the
Chairman of the Board of Directors, or by a majority of the directors on the Board of Directors
subject to the requirements for 24-hour written notice to the directors and/or alternate directors
and to requesting representatives of the media provided in Section 54956 of the Government
Code. The notice of a special meeting shall specify the time and place of the meeting and the
business to be transacted. No other business shall be considered at the meeting. A member of
the Board of Directors may waive notice as provided in Section 54956 of the Government Code.
Notice of the calling of any special meeting shall be posted as provided in said Section.
3. Place Of Meeting
Each regular or special meeting of the Board of Directors shall be held at a place
within the State of California designated by the Board of Directors, or if no such designation is
made, as designated by the Chairman of the Board of Directors.
4. Adjourned Meetings
The Board of Directors may adjourn any regular or special meeting to a time and
place specified in the order of adjournment, whether or not a quorum has been established. If a
quorum is not established, no business other than adjournment may be transacted.
A copy of the order for adjournment shall be posted as required by Section 54955
of the Government Code. No other notice of an adjourned meeting shall be necessary, unless the
adjournment is for a period of thirty (30) days or more, in which case notice of the adjourned
meeting shall be given in the same manner as notice of the original meeting.
5. Ralph M. Brown Act
Notwithstanding anything herein to the contrary, all meetings of the Board of
Directors shall be held in strict compliance with the Ralph M. Brown Act (Government Code
Section 54950 et seq.), as amended and then in effect.
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ARTICLE VI
BOARD OF DIRECTORS AND OFFICERS
1. Board of Directors
The Agreement designates the Executive Committee of the Board of Directors of the
California Association for Local Economic Development and the President of the California
Association for Local Economic Development as the initial Board of Directors of the Authority.
2. Officers
The Agreement designates the President of the California Association for Local
Economic Development as Chairman of the Authority. The Board of Directors of the Authority will
appoint a Vice Chair, Secretary, and Treasurer from among its members. The Board may by
resolution appoint assistant officers to act in place of the officers of the Authority.
3. Duties of the Chairman
The Chairman shall preside at and conduct all meetings of the Board of Directors
and the Voting Members, although the Chairman will have no vote at any meeting of the Voting
Members. The Chairman shall sign all contracts unless a Resolution of the Board provides
otherwise.
4. Duties of the Vice Chairman
In the absence of the Chairman, the Vice Chairman shall perform all duties
assigned to the Chairman by the Agreement and these Bylaws or by the Voting Members or the
Board of Directors.
5. Duties of the Secretary
The Secretary shall countersign all contracts on behalf of the Authority and shall
perform such other duties as may be imposed by the Board.
6. Duties of the Treasurer
The Treasurer shall serve as the treasurer, auditor, and controller of the Authority.
7. Terms of Office
The terms of office of the Chairman and Vice Chairman shall coincide with the
terms of office of the President of the California Association for Local Economic Development
(“CALED”) and the Chairman of the Board of Directors of CALED, respectively.
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8. Removal and Vacancies
The Board of Directors may remove an officer at anytime. A vacancy in any
office, because of death, resignation, removal, disqualification, or any other cause, shall be filled
by election of the Board of Directors.
9. Resignation of Officers
Other than with respect to the Chairman and the Vice Chairman or in the absence
of a contrary written agreement, any officer may resign at any time by giving written notice to
the Chairman. Any resignation shall take effect at the date of the receipt of that notice or at any
later time specified in that notice; and, unless otherwise specified in that notice, the acceptance
of the resignation shall not be necessary to make it effective.
ARTICLE VII
COMMITTEES
1. Establishment of Committees
The Board of Directors may appoint any additional committees and determine the
committees’ structure, charge, size and membership. Committees may be established to consider
any matter within the jurisdiction of the body establishing such committee. Each committee
shall operate according to the policies adopted by the body establishing such committee and shall
submit their reports and recommendations to the body establishing such committee. Committees
shall meet on the call of their respective chairpersons, each of whom shall be a member of the
Board of Directors and a member of such committee.
Each Committee shall meet on the call of its chairperson, at such times and places
as are designated by the chairperson. Written notice of the time and place of a Committee
meeting, and of the business to be transacted, shall be delivered to each member of the
Committee and to requesting representatives of the media at least twenty-four (24) hours in
advance as required by Section 54966 of the Government Code, and subject to the other
provisions of that Section. No other business shall be considered at the meeting. A majority of
the members of a Committee shall constitute a quorum for the transaction of business. All
actions of the Committee shall require the affirmative votes of a majority of the members present
at a meeting duly held at which a quorum is present. All Committee meetings shall be duly
noticed and held in accordance with the requirements of the Ralph M. Brown Act (Government
Code 54950 et seq.), as amended and then in effect.
ARTICLE VIII
MISCELLANEOUS
1. Execution of Contracts
The Board of Directors may authorize any officer, staff member, or agent of the
Authority to execute any contract in the name of and on behalf of the Authority, and such
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authorization may be general or specific in nature. Unless so authorized, no officers, staff
member or agent shall have any power to bind the Authority by contract.
2. Rules of Procedure for Meetings
All meetings of the Voting Members, Board of Directors and Committees or
bodies of the Authority shall be conducted in accordance with the most recent edition of Robert’s
Rules Of Order, provided that in the event of a conflict, such rules shall be superseded by the
Agreement, these bylaws, and California law.
ARTICLE IX
FINANCES
1. Fiscal Year
The Fiscal Year of the Authority shall be from July 1 to June 30.
2. Budget
At least thirty (30) days prior to the Board of Directors Annual Meeting in each
Fiscal Year, the Executive Director shall submit to the Board of Directors a proposed general
budget for the next Fiscal Year of the Authority. The proposed general budget shall include
annual membership fee and assessment schedules, if any, and a summary of revenue and
expenditures, actual or projected, for the preceding, current, and next Fiscal Years. The
Executive Director shall manage all expenditures, subject to control of the Board of Directors.
The Board of Directors shall have power to transfer funds within the total detailed budget to
meet unanticipated needs or changed situations.
ARTICLE X
AMENDMENTS
These Bylaws may be amended at any time by a majority vote of the Board of
Directors. Following adoption of amendments, the Executive Director shall prepare and
distribute a revision of the Bylaws to all Voting Members of the Authority and members of the
Board.
ARTICLE XI
EFFECTIVE DATE
These Bylaws shall go into effect immediately upon adoption by majority vote of
the Board of Directors.
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ARTICLE XII
ASSOCIATE MEMBERSHIP
1. Any Local Agency within the State of California may, with the approval
of the Board of Directors, become an Associate Member of the Authority by (i) executing and
delivering to the Authority an Associate Membership Agreement substantially in the form
attached hereto as Exhibit A and hereby made a part hereof and (ii) the filing by such Local
Agency of a certified copy of the resolution of the Legislative Body of such Local Agency
approving the Associate Membership Agreement and the execution and delivery thereof.
2. An Associate Member shall be entitled to participate in all programs and
other undertakings of the Authority, including, without limitation, any undertakings to finance a
Project and any other financing programs provided by law.
3. An Associate Member shall not be entitled to vote on any matter coming
before the Voting Members or the Board, except as otherwise specified in the Agreement.
4. Upon approval by the legislative body of a Local Agency as an Associate
Member, the Chairman, Vice Chairman, the Executive Director or any other officer or staff member
duly authorized by the Board of Directors for such purpose shall execute and deliver the applicable
Associate Membership Agreement to the Associate Member, file such executed counterpart of the
Associate Membership Agreement in the official records of the Authority and add such Local
Agency to Exhibit A of the Agreement as an amendment, effective upon such filing.
[End of Bylaws]
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EXHIBIT A
ASSOCIATE MEMBERSHIP AGREEMENT
by and between the
CALIFORNIA ENTERPRISE DEVELOPMENT AUTHORITY
and the
CITY/COUNTY OF ________, CALIFORNIA
THIS ASSOCIATE MEMBERSHIP AGREEMENT (this “Associate
Membership Agreement”), dated as of _______, 2006, by and between CALIFORNIA
ENTERPRISE DEVELOPMENT AUTHORITY (the “Authority”) and the CITY/COUNTY OF
____, CALIFORNIA, a municipal corporation/political subdivision, duly organized and existing
under the laws of the State of California (the “City/County”);
WITNESSETH:
WHEREAS, the Cities of Selma, Lancaster and Eureka (individually, a “Member” and
collectively, the “Members”), have entered into a Joint Powers Agreement, dated as of June 1,
2006 (the “Agreement”), establishing the Authority and prescribing its purposes and powers; and
WHEREAS, the Agreement designates the Executive Committee of the Board of
Directors and the President of the California Association for Local Economic Development as
the initial Board of Directors of the Authority; and
WHEREAS, the Authority has been formed for the purpose, among others, to assist for
profit and nonprofit corporations and other entities to obtain financing for projects and purposes
serving the public interest; and
WHEREAS, the Agreement permits any other local agency in the State of California to
join the Authority as an associate member (an “Associate Member”); and
WHEREAS, the City/County desires to become an Associate Member of the
Authority;
WHEREAS, City Council of the City/Board of Supervisors of the County has
adopted a resolution approving the Associate Membership Agreement and the execution and
delivery thereof;
WHEREAS, the Board of Directors of the Authority has determined that the
City/County should become an Associate Member of the Authority;
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NOW, THEREFORE, in consideration of the above premises and of the mutual
promises herein contained, the Authority and the City/County do hereby agree as follows:
Section 1. Associate Member Status. The City/County is hereby made an
Associate Member of the Authority for all purposes of the Agreement and the Bylaws of the
Authority, the provisions of which are hereby incorporated herein by reference. From and after
the date of execution and delivery of this Associate Membership Agreement by the City/County
and the Authority, the City/County shall be and remain an Associate Member of the Authority.
Section 2. Restrictions and Rights of Associate Members. The City/County shall
not have the right, as an Associate Member of the Authority, to vote on any action taken by the
Board of Directors or by the Voting Members of the Authority. In addition, no officer, employee
or representative of the City/County shall have any right to become an officer or director of the
Authority.
Section 3. Effect of Prior Authority Actions. The City/County hereby agrees to
be subject to and bound by the A. Agreement and B. Bylaws of the Authority.
Section 4. No Obligations of Associate Members. The debts, liabilities and
obligations of the Authority shall not be the debts, liabilities and obligations of the City/County.
Section 5. Execution of the Agreement. Execution of this Associate Membership
Agreement and the Agreement shall satisfy the requirements of the Agreement and Article XII of
the Bylaws of the Authority for participation by the City/County in all programs and other
undertakings of the Authority.
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IN WITNESS WHEREOF, the parties hereto have caused this Associate
Membership Agreement to be executed and attested by their proper officers thereunto duly
authorized, on the day and year first set forth above.
CALIFORNIA ENTERPRISE
DEVELOPMENT AUTHORITY
By:
Gurbax Sahota, Chair of the
Board of Directors
Attest:
Michelle Stephens, Assistant Secretary
CITY/COUNTY OF _________, CALIFORNIA
By:
Name:
Title:
Attest:
Name:______________,
City Clerk/Clerk of the Board of Supervisors
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